0001179706-18-000006.txt : 20180125 0001179706-18-000006.hdr.sgml : 20180125 20180125165935 ACCESSION NUMBER: 0001179706-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170123 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Henry CENTRAL INDEX KEY: 0001317648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 18548911 MAIL ADDRESS: STREET 1: C/O EBAY INC. STREET 2: 2145 HAMILTON AVENUE CITY: SAN JOSE STATE: CA ZIP: 95127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-23 0001645590 Hewlett Packard Enterprise Co HPE 0001317648 Gomez Henry C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, CM & CO Common Stock 2018-01-23 4 M 0 363278 8.62 A 363278 D Common Stock 2018-01-23 4 S 0 363278 16.5175 D 0 D Common Stock 2018-01-23 4 M 0 212609 8.83 A 212609 D Common Stock 2018-01-23 4 S 0 212609 16.5175 D 0 D Common Stock 2018-01-24 4 M 0 229327 8.92 A 229327 D Common Stock 2018-01-24 4 S 0 229327 16.75 D 0 D Employee Stock Option (Right to Buy) 8.62 2018-01-23 4 M 0 363278 0 D 2016-11-02 2023-11-02 Common Stock 363278 181640 D Employee Stock Option (Right to Buy) 8.83 2018-01-23 4 M 0 212609 0 D 2016-12-09 2023-12-09 Common Stock 212609 106305 D Employee Stock Option (Right to Buy) 8.92 2018-01-24 4 M 0 229327 0 D 2014-12-11 2021-12-11 Common Stock 229327 0 D Restricted Stock Units 2018-01-03 4 A 0 296.2806 A Common Stock 296.2806 59925.2806 D Restricted Stock Units 2018-01-03 4 A 0 132.5 A Common Stock 132.5 26798.5 D Restricted Stock Units 2018-01-03 4 A 0 318.9082 A Common Stock 318.9082 63738.9082 D Restricted Stock Units 2018-01-03 4 A 0 493.3418 A Common Stock 493.3418 97188.3418 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.44 to $16.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. This option will become exercisable beginning on this date. This option is no longer exercisable beginning on this date. As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 296.2806 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 132.5000 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 318.9082 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/17 the reporting person was granted 96,695 RSUs, 32,231 of which will vest on 12/07/18, and 32,232 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 493.3418 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Derek Windham as Attorney-in-Fact for Henry Gomez 2018-01-25