0001179706-17-000206.txt : 20170928
0001179706-17-000206.hdr.sgml : 20170928
20170928163240
ACCESSION NUMBER: 0001179706-17-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170926
FILED AS OF DATE: 20170928
DATE AS OF CHANGE: 20170928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gomez Henry
CENTRAL INDEX KEY: 0001317648
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 171107852
MAIL ADDRESS:
STREET 1: C/O EBAY INC.
STREET 2: 2145 HAMILTON AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-26
0001645590
Hewlett Packard Enterprise Co
HPE
0001317648
Gomez Henry
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
EVP, CM & CO
Common Stock
2017-09-26
4
M
0
397876
7.05
A
494360
D
Common Stock
2017-09-26
4
S
0
397876
14.87
D
96484
D
Common Stock
2017-09-26
4
S
0
96484
14.87
D
0
D
Employee Stock Option (Right to Buy)
7.05
2017-09-26
4
M
0
397876
0
D
2014-09-26
2021-09-26
Common Stock
397876
0
D
Restricted Stock Units
2017-01-04
4
A
0
166.8775
A
Common Stock
166.8775
23249.2916
D
Restricted Stock Units
2017-01-04
4
A
0
869.9315
A
Common Stock
869.9315
118747.293
D
Restricted Stock Units
2017-01-04
4
A
0
389.0421
A
Common Stock
389.0421
53103.6338
D
Restricted Stock Units
2017-01-04
4
A
0
702.2697
A
Common Stock
702.2697
94717.097
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.
As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.
As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.
As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.
As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above.
Derek Windham as Attorney-in-Fact for Henry Gomez
2017-09-28