0001179706-17-000206.txt : 20170928 0001179706-17-000206.hdr.sgml : 20170928 20170928163240 ACCESSION NUMBER: 0001179706-17-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170928 DATE AS OF CHANGE: 20170928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Henry CENTRAL INDEX KEY: 0001317648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 171107852 MAIL ADDRESS: STREET 1: C/O EBAY INC. STREET 2: 2145 HAMILTON AVENUE CITY: SAN JOSE STATE: CA ZIP: 95127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-26 0001645590 Hewlett Packard Enterprise Co HPE 0001317648 Gomez Henry C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, CM & CO Common Stock 2017-09-26 4 M 0 397876 7.05 A 494360 D Common Stock 2017-09-26 4 S 0 397876 14.87 D 96484 D Common Stock 2017-09-26 4 S 0 96484 14.87 D 0 D Employee Stock Option (Right to Buy) 7.05 2017-09-26 4 M 0 397876 0 D 2014-09-26 2021-09-26 Common Stock 397876 0 D Restricted Stock Units 2017-01-04 4 A 0 166.8775 A Common Stock 166.8775 23249.2916 D Restricted Stock Units 2017-01-04 4 A 0 869.9315 A Common Stock 869.9315 118747.293 D Restricted Stock Units 2017-01-04 4 A 0 389.0421 A Common Stock 389.0421 53103.6338 D Restricted Stock Units 2017-01-04 4 A 0 702.2697 A Common Stock 702.2697 94717.097 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments. As previously reported, on 12/10/14 the reporting person was granted 22,082 Restricted Stock Units ("RSUs"), 7,360 of which vested early on 09/17/15, 13,238 of which vested on 12/10/16, and 22,279 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 166.8775 dividend equivalent rights being reported reflect 36.6966 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 63.2969 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 66.8840 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above. As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, 58,070 of which will vest on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 869.9315 dividend equivalent rights being reported reflect 191.2968 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 329.9676 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 348.6671 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above. As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which will vest on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 389.0421 dividend equivalent rights being reported reflect 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 147.5645 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 155.9271 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above. As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which will vest on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 702.2697 dividend equivalent rights being reported reflect 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, 266.3729 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17, and 281.4684 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustments noted in footnote (5) above. Derek Windham as Attorney-in-Fact for Henry Gomez 2017-09-28