0001317613-13-000003.txt : 20130219 0001317613-13-000003.hdr.sgml : 20130219 20130215093430 ACCESSION NUMBER: 0001317613-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAR Investment Management LLC CENTRAL INDEX KEY: 0001317613 IRS NUMBER: 200898440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11211 FILM NUMBER: 13617675 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 373-8930 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 adar_13f20121231.txt 13F TABLE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ADAR Investment Management LLC Address: 156 West 56th Street, Suite 801 New York, New York 10019 Form 13F File Number: 028-11211 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Faber Title: Chief Operating Officer Phone: (212) 373-8900 Signature, Place, and Date of Signing: /s/ Jeff Faber New York, New York February 6, 2013 --------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $398,526 (thousands) List of Other Included Managers: FORM 13F INFORMATION TABLE Name of Reporting Manager: ADAR Investment Management LLC For Quarter Ended: December 31, 2012 Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Title of CUSIP Fair Shares Sh/ Put/ Inv. Other (a) (b) (c) Issuer Class Number Market or Prn Call Discr. Mgrs Sole Shared None Value Principal (X$1000) Amount STARWOOD PPTY TR INC COM 85571B105 430 18,745 SH SOLE 18,745 LOCKHEED MARTIN CORP COM 539830109 577 6,257 SH SOLE 6,257 NEWMONT MINING CORP COM 651639106 593 12,774 SH SOLE 12,774 SPIRIT RLTY CAP INC COM 84860F109 328 18,472 SH SOLE 18,472 MFA FINANCIAL INC COM 55272X102 571 70,454 SH SOLE 70,454 CHIMERA INVT CORP COM 16934Q109 568 217,749 SH SOLE 217,749 AMERICAN EXPRESS CO COM 025816109 283 4,918 SH SOLE 4,918 WYNN RESORTS LTD COM 983134107 281 2,497 SH SOLE 2,497 EAGLE MATERIALS INC COM 26969P108 24,892 425,510 SH SOLE 425,510 ADOBE SYS INC COM 00724F101 837 22,203 SH SOLE 22,203 JPMORGAN CHASE & CO COM 46625H100 21,148 480,981 SH SOLE 480,981 INTUIT COM 461202103 11,121 186,987 SH SOLE 186,987 HUDSON CITY BANCORP COM 443683107 4,878 600,000 SH SOLE 600,000 HUNTINGTON BANCSHARES INC COM 446150104 10,050 1,572,756 SH SOLE 1,572,756 AMERICAN INTL GROUP INC COM 026874784 5,565 157,657 SH SOLE 157,657 GRAY TELEVISION INC COM 389375106 1,141 518,421 SH SOLE 518,421 GREEN MTN COFFEE ROASTERS COM 393122106 2,174 52,600 SH SOLE 52,600 MARKET VECTORS ETF TR GOL GOLD MINER ETF 57060U100 12,631 272,277 SH SOLE 272,277 EBAY INC COM 278642103 27,317 535,648 SH SOLE 535,648 FEDERATED INVS INC PA CL B 314211103 2,023 100,000 SH SOLE 100,000 AMERISTAR CASINOS INC COM 03070Q101 6,981 266,043 SH SOLE 266,043 EQT CORP COM 26884L109 1,598 27,098 SH SOLE 27,098 LONE PINE RES INC COM 54222A106 369 300,000 SH SOLE 300,000 ASSURANT INC COM 04621X108 868 25,000 SH SOLE 25,000 DIRECTV COM 25490A309 5,624 112,114 SH SOLE 112,114 CITRIX SYS INC COM 177376100 817 12,443 SH SOLE 12,443 CARRIZO OIL & CO INC COM 144577103 1,599 76,445 SH SOLE 76,445 CABOT OIL & GAS CORP COM 127097103 1,663 33,424 SH SOLE 33,424 CARMIKE CINEMAS INC COM 143436400 5,896 393,092 SH SOLE 393,092 APOLLO COML REAL EST FIN COM 03762U105 2,762 170,202 SH SOLE 170,202 GOODRICH PETE CORP COM 382410405 8,666 929,875 SH SOLE 929,875 SPDR S&P 500 ETF TR TR UNIT 78462F103 16,797 117,950 SH SOLE 117,950 XL GROUP PLC SHS G98290102 21,177 845,045 SH SOLE 845,045 EXCO RESOURCES INC COM 269279402 1,368 202,073 SH SOLE 202,073 WYNDHAM WORLDWIDE CORP COM 98310W108 22,755 427,636 SH SOLE 427,636 WASHINGTON POST CO CL B 939640108 730 2,000 SH SOLE 2,000 WELLS FARGO & CO NEW COM 949746101 11,005 321,964 SH SOLE 321,964 VERISIGN INC COM 92343E102 12,060 310,656 SH SOLE 310,656 VODAFONE GROUP PLC NEW SPONS ADR 92857W209 19,865 788,600 SH SOLE 788,600 VMWARE INC CL A COM 928563402 817 8,677 SH SOLE 8,677 ULTRA PETROLEUM CORP COM 903914109 1,455 80,259 SH SOLE 80,259 ULTIMATE SOFTWARE GROUP I COM 90385D107 803 8,503 SH SOLE 8,503 TIBCO SOFTWARE INC COM 88632Q103 840 38,204 SH SOLE 38,204 SOUTHWESTERN ENERGY CO COM 845467109 1,542 46,155 SH SOLE 46,155 LAS VEGAS SANDS CORP COM 517834107 6,197 134,243 SH SOLE 134,243 SCRIPPS E W CO OHIO CL A 811054402 3,129 289,442 SH SOLE 289,442 RANGE RES CORP COM 75281A109 1,548 24,634 SH SOLE 24,634 REALD INC COM 75604L105 961 85,703 SH SOLE 85,703 RESEARCH IN MOTION LTD COM 760975102 2,374 200,000 SH SOLE 200,000 TRANSOCEAN LTD REG SHS H8817H100 16,893 378,269 SH SOLE 378,269 RED HAT INC COM 756577102 837 15,813 SH SOLE 15,813 PINNACLE ENTMT INC COM 723456109 17,431 1,101,107 SH SOLE 1,101,107 NCR CORP NEW COM 62886E108 30,110 1,181,717 SH SOLE 1,181,717 VAIL RESORTS INC COM 91879Q109 22,103 408,642 SH SOLE 408,642 MICROSOFT CORP COM 594918104 781 29,229 SH SOLE 29,229 HORSEHEAD HLDG CORP COM 440694305 8,714 853,518 SH SOLE 853,518 MEDLEY CAP CORP COM 58503F106 728 50,000 SH SOLE 50,000 SUSSER HLDGS CORP COM 869233106 11,254 326,298 SH SOLE 326,298 WATTS WATER TECHNOLOGIES CL A 942749102 3,207 84,768 SH SOLE 84,768 WELLS FARGO & CO NEW COM 949746101 9,443 273,485 SH SOLE 273,485 WYNDHAM WORLDWIDE CORP COM 98310W108 16,049 305,803 SH SOLE 305,803 WYNN RESORTS LTD COM 983134107 464 4,022 SH SOLE 4,022 XL GROUP PLC SHS G98290102 15,673 652,243 SH SOLE 652,243 XYLEM INC COM 98419M100 3,194 126,984 SH SOLE 126,984