-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GC1cFbp0HdYh3H5FuYG5DAe73PQ+cTvgCjZLZGxLdnd+jzzsxCMyKIOjwz526f1c V0cQtKAihICXWViAUzgd/Q== 0001013594-05-000091.txt : 20050214 0001013594-05-000091.hdr.sgml : 20050214 20050214161515 ACCESSION NUMBER: 0001013594-05-000091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 EFFECTIVENESS DATE: 20050214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Troob Capital Management LLC CENTRAL INDEX KEY: 0001317574 IRS NUMBER: 421532035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11213 FILM NUMBER: 05610491 BUSINESS ADDRESS: STREET 1: 777 WESTCHESTER AVENUE, SUITE 203 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: (914) 694-5777 MAIL ADDRESS: STREET 1: 777 WESTCHESTER AVENUE, SUITE 203 CITY: WHITE PLAINS STATE: NY ZIP: 10604 13F-HR 1 troob13fhr-021405.txt FEBRUARY 14, 2005 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Troob Capital Management LLC Address: 777 Westchester Avenue, Suite 203 White Plains, New York 10604 13F File Number: __________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas Troob Title: Managing Member Phone: (914) 694-5777 Signature, Place, and Date of Signing: /s/ Douglas Troob - ----------------- (Signature) White Plains, New York - ---------------------- (City, State) February 11, 2005 - ----------------- (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $27,590(thousands) List of Other Included Managers: None FORM 13F (SEC USE ONLY) QTR ENDED: 12/31/04 Name of Reporting Manager: Troob Capital Management LLC Item 8: Item 1: Item 2 : Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Managers (a) (b) (c) Number Value Principal Sh/ Put/ Discretion See Sole Shared None (X$1000) Amount Prn Call Instr.V Abitibi-Consolidated COM 003924107 991 144,160 SH SOLE 144,160 Agrium Inc COM 008916108 1,527 90,616 SH SOLE 90,616 Calpine Corp COM 131347906 3 1,375 SH CALL SOLE 1,375 Central Freight Lines Inc. COM 153491105 559 88,655 SH SOLE 88,655 Charter Communications Inc D CLA 16117M107 631 281,900 SH SOLE 281,900 Comcast Corp New CL A 20030N101 1,358 40,800 SH SOLE 40,800 Crown Holdings Inc COM 228368106 3,007 218,856 SH SOLE 218,856 Crown Holdings Inc COM 228368906 138 299 SH CALL SOLE 299 Crown Holdings Inc COM 228368906 193 649 SH CALL SOLE 649 Dynegy Inc New COM 26816Q901 200 2,354 SH CALL SOLE 2,354 Grey Wolf Inc COM 397888108 550 104,300 SH SOLE 104,300 Interstate Bakeries Corp Del COM 46072H108 253 39,500 SH SOLE 39,500 IShares Trust RUSSELL 2000 464287955 292 966 SH PUT SOLE 966 JP Morgan Chase & Co COM 46625H100 1,354 34,700 SH SOLE 34,700 Lyondell Chemical COM 552078907 74 83 SH CALL SOLE 83 Lyondell Chemical COM 552078907 1,357 1,364 SH CALL SOLE 1,364 Methanex Corp. COM 59151K108 2,051 112,459 SH SOLE 112,459 Northwest Airlines COM 667280101 1,954 178,813 SH SOLE 178,813 Parker Drilling Co. COM 701081101 1,374 349,537 SH SOLE 349,537 Payless Shoesource Inc COM 704379956 1 70 SH PUT SOLE 70 Payless Shoesource Inc COM 704379906 16 1,056 SH CALL SOLE 1,056 Primedia Inc COM 74157K101 751 197,630 SH SOLE 197,630 Primewest Energy Trust TR UNIT NEW 741930309 1,176 53,100 SH SOLE 53,100 Provident Energy TR UNIT 74386K104 1,067 112,800 SH SOLE 112,800 Retail Holders Trust COM 76127U951 59 512 SH PUT SOLE 512 Rock-Tenn Company CL A 772739207 620 40,900 SH SOLE 40,900 Smurfit-Stone Container Corp COM 832727101 2,140 114,550 SH SOLE 114,550 SPDR Trust UNIT SER 1 78462F103 1,499 12,400 SH SOLE 12,400 Tenet Healthcare Corp COM 88033G900 182 765 SH CALL SOLE 765 Tenet Healthcare Corp COM 88033G900 369 2,892 SH CALL SOLE 2,892 Tower Automotive Inc COM 891707101 163 68,210 SH SOLE 68,210 United Rentals Inc COM 911363109 1,217 64,400 SH SOLE 64,400 Young Broadcasting Inc CL A 987434107 465 44,000 SH SOLE 44,000 Value Total $27,590 Entry Total: 33
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