SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Dahl Elisabeth

(Last) (First) (Middle)
C/O ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450

(Street)
CINCINNATI OH 45246

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/03/2021
3. Issuer Name and Ticker or Trading Symbol
Forum CRE Income Fund [ N/A ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class I Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Dahl Elisabeth

(Last) (First) (Middle)
C/O ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450

(Street)
CINCINNATI OH 45246

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary
1. Name and Address of Reporting Person*
Swerdlow Marc

(Last) (First) (Middle)
C/O FORUM CAPITAL ADVISORS, LLC
240 SAINT PAUL STREET, SUITE 400

(Street)
DENVER CO 80206

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
President
1. Name and Address of Reporting Person*
Mullins Derek Jason

(Last) (First) (Middle)
C/O PINE ADVISER SOLUTIONS
501 S. CHERRY STREET, SUITE 1090

(Street)
DENVER CO 80246

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
1. Name and Address of Reporting Person*
Teeple Amanda

(Last) (First) (Middle)
C/O FORUM CAPITAL ADVISORS, LLC
240 SAINT PAUL STREET, SUITE 400

(Street)
DENVER CO 80206

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
1. Name and Address of Reporting Person*
Merrill Tom

(Last) (First) (Middle)
C/O FORUM CAPITAL ADVISORS, LLC
240 SAINT PAUL STREET, SUITE 400

(Street)
DENVER CO 80206

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Assistant Treasurer
1. Name and Address of Reporting Person*
Gossard Cory J

(Last) (First) (Middle)
C/O PINE ADVISER SOLUTIONS
501 S. CHERRY STREET, SUITE 1090

(Street)
DENVER CO 80246

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Elisabeth Dahl 05/03/2021
/s/ Marc Swerdlow 05/03/2021
/s/ Derek Mullins 05/03/2021
/s/ Amanda Teeple 05/03/2021
/s/ Tom Merrill 05/03/2021
/s/ Cory Gossard 05/03/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.