0001317458-23-000007.txt : 20230615 0001317458-23-000007.hdr.sgml : 20230615 20230615174847 ACCESSION NUMBER: 0001317458-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Scoter John C. CENTRAL INDEX KEY: 0001317458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 231018714 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER NAME: FORMER CONFORMED NAME: VanScoter John C DATE OF NAME CHANGE: 20050211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-14 0 0001844862 Solid Power, Inc. SLDP 0001317458 Van Scoter John C. 486 S. PIERCE AVE., SUITE E LOUISVILLE CO 80027 1 1 0 0 President & CEO 0 Common Stock 2023-06-14 4 A 0 1035276 0 A 1035276 D Stock Option (Right to Buy) 2.35 2023-06-14 4 A 0 1904016 0 A 2033-06-14 Common Stock 1904016 1904016 D Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on June 14, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date. The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on June 14, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date. /s/ James Liebscher, attorney-in-fact on behalf of John C. Van Scoter 2023-06-15