0001247524-15-000232.txt : 20150813
0001247524-15-000232.hdr.sgml : 20150813
20150813112641
ACCESSION NUMBER: 0001247524-15-000232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150811
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surgical Care Affiliates, Inc.
CENTRAL INDEX KEY: 0001411574
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 LAKE COOK ROAD
STREET 2: SUITE 250
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847-236-0921
MAIL ADDRESS:
STREET 1: 520 LAKE COOK ROAD
STREET 2: SUITE 250
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: ASC Acquisition LLC
DATE OF NAME CHANGE: 20070905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Joseph T
CENTRAL INDEX KEY: 0001317425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36154
FILM NUMBER: 151049452
MAIL ADDRESS:
STREET 1: C/O SURGICAL CARE AFFILIATES, INC.
STREET 2: 520 LAKE COOK ROAD, SUITE 250
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-08-11
0001411574
Surgical Care Affiliates, Inc.
SCAI
0001317425
Clark Joseph T
C/O SURGICAL CARE AFFILIATES, INC.,
520 LAKE COOK ROAD, SUITE 250
DEERFIELD
IL
60015
0
1
0
0
Chief Development Officer
Common Stock
2015-08-11
4
S
0
40000
38.61
D
45814
D
Options to Purchase Common Stock
13.94
2022-03-06
Common Stock
6098
6098
D
Options to Purchase Common Stock
11.48
2022-03-06
Common Stock
18292
18292
D
Options to Purchase Common Stock
12.41
2023-05-06
Common Stock
53658
53658
D
Options to Purchase Common Stock
29.02
2024-09-17
Common Stock
30152
30152
D
Options to Purchase Common Stock
38.35
2025-06-04
Common Stock
22692
22692
D
Includes 39,347 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting and vest in equal annual installments over a period of four years from their respective grant dates and are settled on each applicable vesting date.
All of the options are time-based options and, as of March 6, 2013, became fully vested.
All of the options are time-based options which are scheduled to vest in equal installments on March 6, 2014, March 6, 2015 and March 6, 2016.
All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
All of the options are time-based options which are scheduled to vest in equal installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.
/s/ Richard L. Sharff, Jr., by power of attorney
2015-08-13