0001317423-17-000005.txt : 20170510
0001317423-17-000005.hdr.sgml : 20170510
20170510142230
ACCESSION NUMBER: 0001317423-17-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170508
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORKIVA INC
CENTRAL INDEX KEY: 0001445305
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 472509828
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (515) 817-6100
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA INC.
DATE OF NAME CHANGE: 20141212
FORMER COMPANY:
FORMER CONFORMED NAME: WORKIVA LLC
DATE OF NAME CHANGE: 20140701
FORMER COMPANY:
FORMER CONFORMED NAME: WEBFILINGS LLC
DATE OF NAME CHANGE: 20091013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behar Jerome M
CENTRAL INDEX KEY: 0001317423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 17829690
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behar Leslie F.
CENTRAL INDEX KEY: 0001627514
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 17829691
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Behar Living Trust
CENTRAL INDEX KEY: 0001627563
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36773
FILM NUMBER: 17829692
BUSINESS ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: (888) 275-3125
MAIL ADDRESS:
STREET 1: 2900 UNIVERSITY BLVD.
CITY: AMES
STATE: IA
ZIP: 50010
4
1
wf-form4_149444053475392.xml
FORM 4
X0306
4
2017-05-08
0
0001445305
WORKIVA INC
WK
0001317423
Behar Jerome M
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
0
1
0
0001627563
Behar Living Trust
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
0
1
0
0001627514
Behar Leslie F.
2900 UNIVERSITY BOULEVARD
AMES
IA
50010
0
0
1
0
Class A Common Stock
2017-02-28
5
G
0
E
125
0
D
4165430
I
By Behar Living Trust
Class A Common Stock
2017-05-08
4
S
0
16500
18.12
D
4148930
I
By Behar Living Trust
Class A Common Stock
3065
I
By son
Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.10 to $18.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
/s/ Jerome M. Behar as trustee for The Behar Living Trust
2017-05-10
/s/ Jerome M. Behar
2017-05-10
/s/ Leslie Fried Behar
2017-05-10