0001425475-22-000005.txt : 20220715 0001425475-22-000005.hdr.sgml : 20220715 20220715165146 ACCESSION NUMBER: 0001425475-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220715 EFFECTIVENESS DATE: 20220715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA Financial Group L.P. CENTRAL INDEX KEY: 0001317346 IRS NUMBER: 134078069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11283 FILM NUMBER: 221087408 BUSINESS ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-5800 MAIL ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317346 XXXXXXXX 06-30-2022 06-30-2022 true 1 RESTATEMENT OTA Financial Group L.P.

1 MANHATTANVILLE ROAD PURCHASE NY 10577

13F HOLDINGS REPORT 028-11283 N James Santori 914-460-4007 James Santori Purchase NY 07-15-2022 2 93 208803 false 1 0001268580 028-11280 OTA LLC 2 0001425475 028-12833 OTA TRADING FUND 1 LLC INFORMATION TABLE 2 022022.xml ADARA ACQUISITION CORP-CL A CL A 00653H102 796 80490 SH DFND 1 2 796 0 0 AMERICA MOVIL S A DE C V ADR 02364W204 489 24252 SH DFND 2 489 0 0 ANZU SPECIAL ACQUISITION -A CL A 03737A101 222 22673 SH DFND 1 2 222 0 0 ARES DYNAMIC CREDIT ALLOCATI COM 04014F102 451 36989 SH DFND 2 451 0 0 BANNER ACQUISITION CORP COM 06654K101 572 57934 SH DFND 1 2 572 0 0 BANNIX ACQUISITION CORP COM 066644105 204 20637 SH DFND 1 2 204 0 0 BARINGS GL SH DUR HI YLD COM 06760L100 218 16774 SH DFND 2 218 0 0 BENESSERE CAPITAL ACQUI-CL A CL A 08179B103 880 85201 SH DFND 1 2 880 0 0 BLACK MOUNTAIN ACQUISITION-A COM 09216A108 251 25276 SH DFND 1 2 251 0 0 BLACKROCK MUN INC TR SBI SH BEN INT 09248F109 1115 103981 SH DFND 2 1115 0 0 BLACKROCK LIMITED SHS 09249W101 221 17522 SH DFND 2 221 0 0 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