0001425475-22-000002.txt : 20220419 0001425475-22-000002.hdr.sgml : 20220419 20220419131324 ACCESSION NUMBER: 0001425475-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 EFFECTIVENESS DATE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA Financial Group L.P. CENTRAL INDEX KEY: 0001317346 IRS NUMBER: 134078069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11283 FILM NUMBER: 22834157 BUSINESS ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-5800 MAIL ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317346 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT OTA Financial Group L.P.

1 MANHATTANVILLE ROAD PURCHASE NY 10577

13F HOLDINGS REPORT 028-11283 N James Santori 914-460-4007 James Santori Purchase NY 04-19-2022 2 97 156956 false 1 0001268580 028-11280 OTA LLC 2 0001425475 028-12833 OTA TRADING FUND 1 LLC INFORMATION TABLE 2 012022.xml AST SPACEMOBILE INC CL A 00217D100 213 21400 SH DFND 2 213 0 0 ABERDEEN GLBL PREM PROP COM SH BEN INT 00302L108 250 38940 SH DFND 2 250 0 0 ADARA ACQUISITION CORP-CL A CL A 00653H102 312 31634 SH DFND 1 2 312 0 0 APOLLO SENIOR FLOATING RATE COM 037636107 427 29208 SH DFND 2 427 0 0 ATHENA CONSUMER ACQUISITIO-A CL A 04684M106 240 24120 SH DFND 1 2 240 0 0 AVANTOR INC CNV SR 05352A209 27397 264637 SH DFND 2 27397 0 0 BENESSERE CAPITAL ACQUI-CL A CL A 08179B103 1118 109169 SH DFND 1 2 1118 0 0 BETTER WORLD ACQUISITION COR COM 08772B104 688 67072 SH DFND 1 2 688 0 0 BLACKROCK MUN INC TR SBI SH BEN INT 09248F109 381 31353 SH DFND 2 381 0 0 BLACKROCK LIMITED SHS 09249W101 228 15954 SH DFND 2 228 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 270 23938 SH DFND 2 270 0 0 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