0001317346-22-000005.txt : 20220128 0001317346-22-000005.hdr.sgml : 20220128 20220128172125 ACCESSION NUMBER: 0001317346-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 EFFECTIVENESS DATE: 20220128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA Financial Group L.P. CENTRAL INDEX KEY: 0001317346 IRS NUMBER: 134078069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11283 FILM NUMBER: 22570150 BUSINESS ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-5800 MAIL ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317346 XXXXXXXX 12-31-2021 12-31-2021 true 1 RESTATEMENT OTA Financial Group L.P.

1 MANHATTANVILLE ROAD PURCHASE NY 10577

13F HOLDINGS REPORT 028-11283 N James Santori 914-460-4007 James Santori Purchase NY 01-28-2022 2 82 146271 false 1 0001268580 028-11280 OTA LLC 2 0001425475 028-12833 OTA TRADING FUND 1 LLC INFORMATION TABLE 2 042021.xml AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 203 70020 SH DFND 2 203 0 0 ABERDEEN GLBL PREM PROP SH BEN INT 00302L108 246 36022 SH DFND 2 246 0 0 AVANTOR INC PFD CNV SR 05352A209 32333 250239 SH DFND 2 32333 0 0 BANNIX ACQUISITION CORP COM 066644105 277 28293 SH DFND 1 2 277 0 0 BENESSERE CAPITAL ACQUI-CL A CL A 08179B103 888 87628 SH DFND 1 2 888 0 0 BETTER WORLD ACQUISITION COR COM 08772B104 661 65017 SH DFND 1 2 661 0 0 BLACKROCK MULTI-SECTOR INCOM COM 09258A107 218 12030 SH DFND 2 218 0 0 CHP MERGER CORP-CLASS A CL A 12558Y106 226 22400 SH DFND 1 2 226 0 0 CASCADE ACQUISITION COR-CL A CL A 147151104 225 22691 SH DFND 1 2 225 0 0 CHARDAN NEXTECH ACQUISITION COM 159561109 248 25047 SH DFND 1 2 248 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167164 11016 275678 SH DFND 2 11016 0 0 CHESAPEAKE ENERGY CORP *W EXP 99/99/999 165167172 2585 72011 SH DFND 2 2585 0 0 CHESAPEAKE ENERGY CORP *W EXP 09/02/202 165167180 1336 41263 SH DFND 2 1336 0 0 CRUCIBLE ACQUISITION CORP-A CL A 22877P108 247 25393 SH DFND 1 2 247 0 0 CUSHING MLP & INFRASTRUCTURE COM 231631300 425 13948 SH DFND 2 425 0 0 DTRT HEALTH ACQ CORP-A CL A 23344T103 206 20754 SH DFND 1 2 206 0 0 DISCOVERY INC - 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