0001317329-14-000004.txt : 20140211
0001317329-14-000004.hdr.sgml : 20140211
20140211113403
ACCESSION NUMBER: 0001317329-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPINE ASSOCIATES ADVISORS
CENTRAL INDEX KEY: 0001317329
IRS NUMBER: 066204276
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11149
FILM NUMBER: 14592361
BUSINESS ADDRESS:
STREET 1: 100 UNION AVENUE
CITY: CRESSKILL
STATE: NJ
ZIP: 07626
BUSINESS PHONE: 201-871-0866
MAIL ADDRESS:
STREET 1: 100 UNION AVENUE
CITY: CRESSKILL
STATE: NJ
ZIP: 07626
FORMER COMPANY:
FORMER CONFORMED NAME: ARBITRAGE & TRADING MANAGEMENT CO
DATE OF NAME CHANGE: 20050210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317329
XXXXXXXX
12-31-2013
12-31-2013
ALPINE ASSOCIATES ADVISORS
100 UNION AVENUE
CRESSKILL
NJ
07626
13F HOLDINGS REPORT
028-11149
N
Todd Mason
Chief Compliance Officer
201-871-0866
Todd Mason
Cresskill
NJ
02-11-2014
1
71
1977827
false
1
0001396835
028-12478
ALPINE ASSOCIATES MANAGEMENT INC.
INFORMATION TABLE
2
Form13f_InfoTable.xml
AEROPOSTALE
CALL
007865908
1356
149200
SH
Call
SOLE
(1)
149200
0
0
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
12863
7931000
PRN
SOLE
(1)
7931000
0
0
ALCOA INC
COM
013817101
12497
1175600
SH
SOLE
(1)
1175600
0
0
APPLE INC
COM
037833100
19830
35347
SH
SOLE
(1)
35347
0
0
BANK OF AMERICA CORPORATION
COM
060505104
13728
881700
SH
SOLE
(1)
881700
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
7762
1106851
SH
SOLE
(1)
1106851
0
0
BLACKBERRY LTD
COM
09228F103
450
60500
SH
SOLE
(1)
60500
0
0
BROOKFIELD OFFICE PROPERTIES I
COM
112900105
50610
2629100
SH
SOLE
(1)
2629100
0
0
CADENCE DESIGN SYSTEMS INC
COM
127387108
8625
615223
SH
SOLE
(1)
615223
0
0
CAPITALSOURCE INC
COM
14055X102
62910
4377900
SH
SOLE
(1)
4377900
0
0
CELGENE CORP
COM
151020104
13585
80400
SH
SOLE
(1)
80400
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
7505
276540
SH
SOLE
(1)
276540
0
0
CIENA CORP
DEBT 4.000%12/1
171779AK7
7945
5400000
PRN
SOLE
(1)
5400000
0
0
COEUR MNG INC
*W EXP 04/16/201
192108116
35
27144
SH
SOLE
(1)
27144
0
0
COLEMAN CABLE INC
COM
193459302
6697
255412
SH
SOLE
(1)
255412
0
0
COOPER TIRE & RUBBER CO
COM
216831107
3947
164200
SH
SOLE
(1)
164200
0
0
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
23406
19973000
PRN
SOLE
(1)
19973000
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
9696
7182329
SH
SOLE
(1)
7182329
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
24220
881700
SH
SOLE
(1)
881700
0
0
EXTERRAN HLDGS INC
NOTE 4.250% 6/1
30225XAA1
17007
11400000
PRN
SOLE
(1)
11400000
0
0
FMC CORP
COM NEW
302491303
13304
176300
SH
SOLE
(1)
176300
0
0
FLOW INTL CORP
COM
343468104
60
14853
SH
SOLE
(1)
14853
0
0
FREEPORT MCMORAN COPPER & GO
COM
35671D857
17289
458100
SH
SOLE
(1)
458100
0
0
GENERAL ELECTRIC CO
COM
369604103
32955
1175700
SH
SOLE
(1)
1175700
0
0
HARRIS TEETER SUPERMARKETS I
COM
414585109
35787
725172
SH
SOLE
(1)
725172
0
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
54482
4158900
SH
SOLE
(1)
4158900
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
26962
524047
SH
SOLE
(1)
524047
0
0
HESS CORP
CALL
42809H907
9570
115300
SH
Call
SOLE
(1)
115300
0
0
HUDSON CITY BANCORP
COM
443683107
95830
10162300
SH
SOLE
(1)
10162300
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
15599
1616500
SH
SOLE
(1)
1616500
0
0
INTERCONTINENTAL EXCHANGE GROU
COM
45866F104
60815
270384
SH
SOLE
(1)
270384
0
0
ISHARES
RUSSELL 2000 ETF
464287655
1765
15300
SH
SOLE
(1)
15300
0
0
JOS A BANK CLOTHIERS INC
CALL
480838901
2184
39800
SH
Call
SOLE
(1)
39800
0
0
KEYCORP NEW
COM
493267108
7888
587800
SH
SOLE
(1)
587800
0
0
LSI CORPORATION
COM
502161102
72543
6573900
SH
SOLE
(1)
6573900
0
0
L-3 COMMUNICATIONS CORP
DEBT 3.000% 8/0
502413AW7
17317
14378000
PRN
SOLE
(1)
14378000
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
61641
3542600
SH
SOLE
(1)
3542600
0
0
LENDER PROCESSING SVCS INC
COM
52602E102
118243
3163257
SH
SOLE
(1)
3163257
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
217272
2866379
SH
SOLE
(1)
2866379
0
0
LINNCO LLC
COMSHS LTD INT
535782106
102720
3333981
SH
SOLE
(1)
3333981
0
0
M & T BANK CORP
COM
55261F104
29990
257600
SH
SOLE
(1)
257600
0
0
MENS WEARHOUSE INC
CALL
587118900
7621
149200
SH
Call
SOLE
(1)
149200
0
0
MICROSOFT CORP
CALL
594918904
3719
99400
SH
Call
SOLE
(1)
99400
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
7797
174235
SH
SOLE
(1)
174235
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
11342
4957000
PRN
SOLE
(1)
4957000
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
4634
76300
SH
SOLE
(1)
76300
0
0
OFFICE DEPOT INC
COM
676220106
38132
7208353
SH
SOLE
(1)
7208353
0
0
OMNICARE INC
NOTE 3.75% 4/0
681904AP3
46310
30669000
PRN
SOLE
(1)
30669000
0
0
OMNICOM GROUP INC
COM
681919106
170780
2296355
SH
SOLE
(1)
2296355
0
0
PACTERA TECHNOLOGY INTL LTD
SPONSORED ADR
695255109
7523
1052200
SH
SOLE
(1)
1052200
0
0
PERRIGO CO
COM
714290103
19184
125008
SH
SOLE
(1)
125008
0
0
RDA MICROELECTRONICS
SPONSORED ADR
749394102
11756
657500
SH
SOLE
(1)
657500
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
11627
1175600
SH
SOLE
(1)
1175600
0
0
RESPONSYS INC
COM
761248103
21626
789000
SH
SOLE
(1)
789000
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
767
18343
SH
SOLE
(1)
18343
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
573
3100
SH
SOLE
(1)
3100
0
0
SANTARUS INC
COM
802817304
8412
263200
SH
SOLE
(1)
263200
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
15359
293900
SH
SOLE
(1)
293900
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
23827
6827234
SH
SOLE
(1)
6827234
0
0
SOLTA MEDICAL INC
COM
83438K103
4971
1685078
SH
SOLE
(1)
1685078
0
0
STERLING FINL CORP WASH
COM NEW
859319303
37193
1091333
SH
SOLE
(1)
1091333
0
0
TIME WARNER CABLE INC
COM
88732J207
4071
30047
SH
SOLE
(1)
30047
0
0
VIROPHARMA INC
COM
928241108
45902
920800
SH
SOLE
(1)
920800
0
0
VODAFONE GROUP PLC NEW
CALL
92857W909
5885
149700
SH
Call
SOLE
(1)
149700
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
48581
15000000
PRN
SOLE
(1)
15000000
0
0
XILINX INC
SDCV 3.125% 3/1
983919AD3
15831
10000000
PRN
SOLE
(1)
10000000
0
0
ZOLTEK COMPANIES INC
COM
98975W104
15779
942030
SH
SOLE
(1)
942030
0
0
ACTAVIS PLC
SHS
G0083B108
36728
218621
SH
SOLE
(1)
218621
0
0
GIVEN IMAGING
ORD SHS
M52020100
7911
263000
SH
SOLE
(1)
263000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
23594
293900
SH
SOLE
(1)
293900
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
21502
798150
SH
SOLE
(1)
798150
0
0