0001317329-14-000004.txt : 20140211 0001317329-14-000004.hdr.sgml : 20140211 20140211113403 ACCESSION NUMBER: 0001317329-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE ASSOCIATES ADVISORS CENTRAL INDEX KEY: 0001317329 IRS NUMBER: 066204276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11149 FILM NUMBER: 14592361 BUSINESS ADDRESS: STREET 1: 100 UNION AVENUE CITY: CRESSKILL STATE: NJ ZIP: 07626 BUSINESS PHONE: 201-871-0866 MAIL ADDRESS: STREET 1: 100 UNION AVENUE CITY: CRESSKILL STATE: NJ ZIP: 07626 FORMER COMPANY: FORMER CONFORMED NAME: ARBITRAGE & TRADING MANAGEMENT CO DATE OF NAME CHANGE: 20050210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001317329 XXXXXXXX 12-31-2013 12-31-2013 ALPINE ASSOCIATES ADVISORS
100 UNION AVENUE CRESSKILL NJ 07626
13F HOLDINGS REPORT 028-11149 N
Todd Mason Chief Compliance Officer 201-871-0866 Todd Mason Cresskill NJ 02-11-2014 1 71 1977827 false 1 0001396835 028-12478 ALPINE ASSOCIATES MANAGEMENT INC.
INFORMATION TABLE 2 Form13f_InfoTable.xml AEROPOSTALE CALL 007865908 1356 149200 SH Call SOLE (1) 149200 0 0 AFFYMETRIX INC NOTE 4.000% 7/0 00826TAH1 12863 7931000 PRN SOLE (1) 7931000 0 0 ALCOA INC COM 013817101 12497 1175600 SH SOLE (1) 1175600 0 0 APPLE INC COM 037833100 19830 35347 SH SOLE (1) 35347 0 0 BANK OF AMERICA CORPORATION COM 060505104 13728 881700 SH SOLE (1) 881700 0 0 BELLATRIX EXPLORATION LTD COM 078314101 7762 1106851 SH SOLE (1) 1106851 0 0 BLACKBERRY LTD COM 09228F103 450 60500 SH SOLE (1) 60500 0 0 BROOKFIELD OFFICE PROPERTIES I COM 112900105 50610 2629100 SH SOLE (1) 2629100 0 0 CADENCE DESIGN SYSTEMS INC COM 127387108 8625 615223 SH SOLE (1) 615223 0 0 CAPITALSOURCE INC COM 14055X102 62910 4377900 SH SOLE (1) 4377900 0 0 CELGENE CORP COM 151020104 13585 80400 SH SOLE (1) 80400 0 0 CHESAPEAKE ENERGY CORP COM 165167107 7505 276540 SH SOLE (1) 276540 0 0 CIENA CORP DEBT 4.000%12/1 171779AK7 7945 5400000 PRN SOLE (1) 5400000 0 0 COEUR MNG INC *W EXP 04/16/201 192108116 35 27144 SH SOLE (1) 27144 0 0 COLEMAN CABLE INC COM 193459302 6697 255412 SH SOLE (1) 255412 0 0 COOPER TIRE &amp RUBBER CO COM 216831107 3947 164200 SH SOLE (1) 164200 0 0 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 23406 19973000 PRN SOLE (1) 19973000 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 9696 7182329 SH SOLE (1) 7182329 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 24220 881700 SH SOLE (1) 881700 0 0 EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 17007 11400000 PRN SOLE (1) 11400000 0 0 FMC CORP COM NEW 302491303 13304 176300 SH SOLE (1) 176300 0 0 FLOW INTL CORP COM 343468104 60 14853 SH SOLE (1) 14853 0 0 FREEPORT MCMORAN COPPER &amp GO COM 35671D857 17289 458100 SH SOLE (1) 458100 0 0 GENERAL ELECTRIC CO COM 369604103 32955 1175700 SH SOLE (1) 1175700 0 0 HARRIS TEETER SUPERMARKETS I COM 414585109 35787 725172 SH SOLE (1) 725172 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 54482 4158900 SH SOLE (1) 4158900 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 26962 524047 SH SOLE (1) 524047 0 0 HESS CORP CALL 42809H907 9570 115300 SH Call SOLE (1) 115300 0 0 HUDSON CITY BANCORP COM 443683107 95830 10162300 SH SOLE (1) 10162300 0 0 HUNTINGTON BANCSHARES INC COM 446150104 15599 1616500 SH SOLE (1) 1616500 0 0 INTERCONTINENTAL EXCHANGE GROU COM 45866F104 60815 270384 SH SOLE (1) 270384 0 0 ISHARES RUSSELL 2000 ETF 464287655 1765 15300 SH SOLE (1) 15300 0 0 JOS A BANK CLOTHIERS INC CALL 480838901 2184 39800 SH Call SOLE (1) 39800 0 0 KEYCORP NEW COM 493267108 7888 587800 SH SOLE (1) 587800 0 0 LSI CORPORATION COM 502161102 72543 6573900 SH SOLE (1) 6573900 0 0 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 17317 14378000 PRN SOLE (1) 14378000 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 61641 3542600 SH SOLE (1) 3542600 0 0 LENDER PROCESSING SVCS INC COM 52602E102 118243 3163257 SH SOLE (1) 3163257 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 217272 2866379 SH SOLE (1) 2866379 0 0 LINNCO LLC COMSHS LTD INT 535782106 102720 3333981 SH SOLE (1) 3333981 0 0 M &amp T BANK CORP COM 55261F104 29990 257600 SH SOLE (1) 257600 0 0 MENS WEARHOUSE INC CALL 587118900 7621 149200 SH Call SOLE (1) 149200 0 0 MICROSOFT CORP CALL 594918904 3719 99400 SH Call SOLE (1) 99400 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 7797 174235 SH SOLE (1) 174235 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 11342 4957000 PRN SOLE (1) 4957000 0 0 MID-AMER APT CMNTYS INC COM 59522J103 4634 76300 SH SOLE (1) 76300 0 0 OFFICE DEPOT INC COM 676220106 38132 7208353 SH SOLE (1) 7208353 0 0 OMNICARE INC NOTE 3.75% 4/0 681904AP3 46310 30669000 PRN SOLE (1) 30669000 0 0 OMNICOM GROUP INC COM 681919106 170780 2296355 SH SOLE (1) 2296355 0 0 PACTERA TECHNOLOGY INTL LTD SPONSORED ADR 695255109 7523 1052200 SH SOLE (1) 1052200 0 0 PERRIGO CO COM 714290103 19184 125008 SH SOLE (1) 125008 0 0 RDA MICROELECTRONICS SPONSORED ADR 749394102 11756 657500 SH SOLE (1) 657500 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 11627 1175600 SH SOLE (1) 1175600 0 0 RESPONSYS INC COM 761248103 21626 789000 SH SOLE (1) 789000 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 767 18343 SH SOLE (1) 18343 0 0 SPDR S&ampP 500 ETF TR TR UNIT 78462F103 573 3100 SH SOLE (1) 3100 0 0 SANTARUS INC COM 802817304 8412 263200 SH SOLE (1) 263200 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 15359 293900 SH SOLE (1) 293900 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 23827 6827234 SH SOLE (1) 6827234 0 0 SOLTA MEDICAL INC COM 83438K103 4971 1685078 SH SOLE (1) 1685078 0 0 STERLING FINL CORP WASH COM NEW 859319303 37193 1091333 SH SOLE (1) 1091333 0 0 TIME WARNER CABLE INC COM 88732J207 4071 30047 SH SOLE (1) 30047 0 0 VIROPHARMA INC COM 928241108 45902 920800 SH SOLE (1) 920800 0 0 VODAFONE GROUP PLC NEW CALL 92857W909 5885 149700 SH Call SOLE (1) 149700 0 0 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 48581 15000000 PRN SOLE (1) 15000000 0 0 XILINX INC SDCV 3.125% 3/1 983919AD3 15831 10000000 PRN SOLE (1) 10000000 0 0 ZOLTEK COMPANIES INC COM 98975W104 15779 942030 SH SOLE (1) 942030 0 0 ACTAVIS PLC SHS G0083B108 36728 218621 SH SOLE (1) 218621 0 0 GIVEN IMAGING ORD SHS M52020100 7911 263000 SH SOLE (1) 263000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 23594 293900 SH SOLE (1) 293900 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 21502 798150 SH SOLE (1) 798150 0 0