The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACTIVE NETWORK INC | COM | 00506D100 | 3,519 | 245,900 | SH | SOLE | (1) | 245,900 | 0 | 0 | |
| AEROPOSTALE | CALL | 007865908 | 1,410 | 150,000 | SH | Call | SOLE | (1) | 150,000 | 0 | 0 |
| AFFYMETRIX INC | NOTE 4.000% 7/0 | 00826TAH1 | 7,508 | 6,000,000 | PRN | SOLE | (1) | 6,000,000 | 0 | 0 | |
| AMERICAN INTL GROUP COM | COM NEW | 026874784 | 7,980 | 164,100 | SH | SOLE | (1) | 164,100 | 0 | 0 | |
| ASTEX PHARMACEUTICALS INC | COM | 04624B103 | 14,582 | 1,719,600 | SH | SOLE | (1) | 1,719,600 | 0 | 0 | |
| BELO CORP | COM SER A | 080555105 | 22,630 | 1,651,800 | SH | SOLE | (1) | 1,651,800 | 0 | 0 | |
| BERRY PETE CO | CL A | 085789105 | 38,292 | 887,821 | SH | SOLE | (1) | 887,821 | 0 | 0 | |
| BLACKBERRY LTD | PUT | 09228F953 | 5,897 | 750,000 | SH | Put | SOLE | (1) | 750,000 | 0 | 0 |
| BOISE INC | COM | 09746Y105 | 6,215 | 493,277 | SH | SOLE | (1) | 493,277 | 0 | 0 | |
| BROOKFIELD OFFICE PROPERTIES I | COM | 112900105 | 18,738 | 982,600 | SH | SOLE | (1) | 982,600 | 0 | 0 | |
| CADENCE DESIGN SYSTEMS INC | NOTE 2.625% 6/0 | 127387AJ7 | 21,825 | 12,000,000 | PRN | SOLE | (1) | 12,000,000 | 0 | 0 | |
| CAPLEASE INC | COM | 140288101 | 20,122 | 2,370,100 | SH | SOLE | (1) | 2,370,100 | 0 | 0 | |
| CAPITALSOURCE INC | COM | 14055X102 | 47,276 | 3,979,500 | SH | SOLE | (1) | 3,979,500 | 0 | 0 | |
| CELGENE CORP | COM | 151020104 | 8,420 | 54,700 | SH | SOLE | (1) | 54,700 | 0 | 0 | |
| COEUR MNG INC | *W EXP 04/16/201 | 192108116 | 70 | 33,946 | SH | SOLE | (1) | 33,946 | 0 | 0 | |
| COLONIAL PROPERTIES TRUST | COM SH BEN INT | 195872106 | 29,358 | 1,305,381 | SH | SOLE | (1) | 1,305,381 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 4,626 | 111,478 | SH | SOLE | (1) | 111,478 | 0 | 0 | |
| COOPER TIRE & RUBBER CO | COM | 216831107 | 22,700 | 737,000 | SH | SOLE | (1) | 737,000 | 0 | 0 | |
| COVANTA HLDG CORP | NOTE 3.250% 6/0 | 22282EAC6 | 41,509 | 30,147,000 | PRN | SOLE | (1) | 30,147,000 | 0 | 0 | |
| DELL INC | COM | 24702R101 | 66,245 | 4,810,800 | SH | SOLE | (1) | 4,810,800 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 8,293 | 351,564 | SH | SOLE | (1) | 351,564 | 0 | 0 | |
| DOLE FOOD CO INC NEW | COM | 256603101 | 8,736 | 641,405 | SH | SOLE | (1) | 641,405 | 0 | 0 | |
| ELAN PLC | ADR | 284131208 | 132,590 | 8,510,270 | SH | SOLE | (1) | 8,510,270 | 0 | 0 | |
| FMC CORP | COM NEW | 302491303 | 7,832 | 109,200 | SH | SOLE | (1) | 109,200 | 0 | 0 | |
| FLOW INTL CORP | COM | 343468104 | 60 | 14,953 | SH | SOLE | (1) | 14,953 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 32,662 | 1,367,200 | SH | SOLE | (1) | 1,367,200 | 0 | 0 | |
| GREENWAY MED TECHNOLOGIES IN | COM | 39679B103 | 6,266 | 303,441 | SH | SOLE | (1) | 303,441 | 0 | 0 | |
| HARRIS TEETER SUPERMARKETS I | COM | 414585109 | 30,217 | 614,300 | SH | SOLE | (1) | 614,300 | 0 | 0 | |
| HEALTH MGMT ASSOC INC NEW | CL A | 421933102 | 56,599 | 4,421,800 | SH | SOLE | (1) | 4,421,800 | 0 | 0 | |
| HEALTH CARE REIT INC | PFD PER CON I | 42217K601 | 24,086 | 418,430 | SH | SOLE | (1) | 418,430 | 0 | 0 | |
| HESS CORP | CALL | 42809H907 | 8,971 | 116,000 | SH | Call | SOLE | (1) | 116,000 | 0 | 0 |
| HUDSON CITY BANCORP | COM | 443683107 | 171,344 | 18,933,000 | SH | SOLE | (1) | 18,933,000 | 0 | 0 | |
| ISHARES | SELECT DIVID ETF | 464287168 | 99,775 | 1,504,000 | SH | SOLE | (1) | 1,504,000 | 0 | 0 | |
| ISHARES | RUSSELL 2000 ETF | 464287655 | 1,514 | 14,200 | SH | SOLE | (1) | 14,200 | 0 | 0 | |
| ISHARES | HIGH DIVIDND ETF | 46429B663 | 36,249 | 546,900 | SH | SOLE | (1) | 546,900 | 0 | 0 | |
| KAYDON CORP | COM | 486587108 | 21,820 | 614,300 | SH | SOLE | (1) | 614,300 | 0 | 0 | |
| LEAP WIRELESS INTL INC | COM NEW | 521863308 | 60,135 | 3,808,400 | SH | SOLE | (1) | 3,808,400 | 0 | 0 | |
| LENDER PROCESSING SVCS INC | COM | 52602E102 | 88,903 | 2,672,160 | SH | SOLE | (1) | 2,672,160 | 0 | 0 | |
| LIFE TECHNOLOGIES CORP | COM | 53217V109 | 199,450 | 2,665,379 | SH | SOLE | (1) | 2,665,379 | 0 | 0 | |
| LINN ENERGY LLC | CALL | 536020900 | 14,852 | 573,000 | SH | Call | SOLE | (1) | 573,000 | 0 | 0 |
| MPG OFFICE TR INC | COM | 553274101 | 6,655 | 2,126,164 | SH | SOLE | (1) | 2,126,164 | 0 | 0 | |
| MAKO SURGICAL CORP | COM | 560879108 | 37,145 | 1,258,726 | SH | SOLE | (1) | 1,258,726 | 0 | 0 | |
| MAKO SURGICAL CORP | CALL | 560879908 | 1,476 | 50,000 | SH | Call | SOLE | (1) | 50,000 | 0 | 0 |
| MICROSOFT CORP | CALL | 594918904 | 3,328 | 100,000 | SH | Call | SOLE | (1) | 100,000 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 21,153 | 13,500,000 | PRN | SOLE | (1) | 13,500,000 | 0 | 0 | |
| MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 9,481 | 5,000,000 | PRN | SOLE | (1) | 5,000,000 | 0 | 0 | |
| MOLEX INC | COM | 608554101 | 25,390 | 659,151 | SH | SOLE | (1) | 659,151 | 0 | 0 | |
| MOLEX INC | CL A | 608554200 | 27,179 | 710,000 | SH | SOLE | (1) | 710,000 | 0 | 0 | |
| NYSE EURONEXT | COM | 629491101 | 178,970 | 4,263,230 | SH | SOLE | (1) | 4,263,230 | 0 | 0 | |
| NV ENERGY INC | COM | 67073Y106 | 162,272 | 6,873,000 | SH | SOLE | (1) | 6,873,000 | 0 | 0 | |
| OFFICEMAX INC DEL | COM | 67622P101 | 54,585 | 4,267,800 | SH | SOLE | (1) | 4,267,800 | 0 | 0 | |
| OMNICARE INC | NOTE 3.750% 4/0 | 681904AP3 | 38,580 | 27,410,000 | PRN | SOLE | (1) | 27,410,000 | 0 | 0 | |
| ONYX PHARMACEUTICAL INC | COM | 683399109 | 42,774 | 343,100 | SH | SOLE | (1) | 343,100 | 0 | 0 | |
| ONYX PHARMACEUTICAL INC | CALL | 683399909 | 14,337 | 115,000 | SH | Call | SOLE | (1) | 115,000 | 0 | 0 |
| ONYX PHARMACEUTICAL INC | PUT | 683399959 | 2,930 | 23,500 | SH | Put | SOLE | (1) | 23,500 | 0 | 0 |
| OPTIMER PHARMACEUTICALS INC | COM | 68401H104 | 27,885 | 2,213,127 | SH | SOLE | (1) | 2,213,127 | 0 | 0 | |
| PIONEER NAT RES CO | COM | 723787107 | 11,328 | 60,000 | SH | SOLE | (1) | 60,000 | 0 | 0 | |
| REYNOLDS AMERICAN INC | COM | 761713106 | 10,668 | 218,700 | SH | SOLE | (1) | 218,700 | 0 | 0 | |
| SAKS INC | COM | 79377W108 | 15,226 | 955,206 | SH | SOLE | (1) | 955,206 | 0 | 0 | |
| SAKS INC | CALL | 79377W908 | 2,842 | 178,300 | SH | Call | SOLE | (1) | 178,300 | 0 | 0 |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 10,950 | 5,421,000 | SH | SOLE | (1) | 5,421,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 25,376 | 546,900 | SH | SOLE | (1) | 546,900 | 0 | 0 | |
| SOURCEFIRE INC | COM | 83616T108 | 36,429 | 479,837 | SH | SOLE | (1) | 479,837 | 0 | 0 | |
| SPREADTRUM COMMUNICATIONS IN | ADR | 849415203 | 35,209 | 1,155,900 | SH | SOLE | (1) | 1,155,900 | 0 | 0 | |
| STEWART ENTERPRISES INC | CL A | 860370105 | 37,362 | 2,843,400 | SH | SOLE | (1) | 2,843,400 | 0 | 0 | |
| VANGUARD HEALTH SYSTEMS INC | COM | 922036207 | 30,268 | 1,440,671 | SH | SOLE | (1) | 1,440,671 | 0 | 0 | |
| VODAFONE GROUP PLC NEW | CALL | 92857W909 | 7,525 | 213,900 | SH | Call | SOLE | (1) | 213,900 | 0 | 0 |
| VOLTERRA SEIMCONDUCTOR CORP | COM | 928708106 | 19,785 | 860,200 | SH | SOLE | (1) | 860,200 | 0 | 0 | |
| WMS INDS INC | COM | 929297109 | 71,049 | 2,737,900 | SH | SOLE | (1) | 2,737,900 | 0 | 0 | |
| WESCO INTL INC | DBCV 6.000% 9/1 | 95082PAH8 | 60,074 | 21,890,000 | PRN | SOLE | (1) | 21,890,000 | 0 | 0 | |
| WHIRPOOL CORP | COM | 963320106 | 16,050 | 109,600 | SH | SOLE | (1) | 109,600 | 0 | 0 | |
| XILINX INC | SDCV 3.125% 3/1 | 983919AD3 | 29,358 | 18,150,000 | PRN | SOLE | (1) | 18,150,000 | 0 | 0 | |
| ZOLTEK COMPANIES INC | COM | 98975W104 | 13,619 | 816,007 | SH | SOLE | (1) | 816,007 | 0 | 0 | |