0001317329-13-000038.txt : 20131112
0001317329-13-000038.hdr.sgml : 20131111
20131112111616
ACCESSION NUMBER: 0001317329-13-000038
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPINE ASSOCIATES ADVISORS
CENTRAL INDEX KEY: 0001317329
IRS NUMBER: 066204276
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11149
FILM NUMBER: 131208470
BUSINESS ADDRESS:
STREET 1: 100 UNION AVENUE
CITY: CRESSKILL
STATE: NJ
ZIP: 07626
BUSINESS PHONE: 201-871-0866
MAIL ADDRESS:
STREET 1: 100 UNION AVENUE
CITY: CRESSKILL
STATE: NJ
ZIP: 07626
FORMER COMPANY:
FORMER CONFORMED NAME: ARBITRAGE & TRADING MANAGEMENT CO
DATE OF NAME CHANGE: 20050210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317329
XXXXXXXX
09-30-2013
09-30-2013
ALPINE ASSOCIATES ADVISORS
100 UNION AVENUE
CRESSKILL
NJ
07626
13F HOLDINGS REPORT
028-11149
N
Todd Mason
Chief Compliance Officer
201-871-0866
Todd Mason
Cresskill
NJ
11-12-2013
1
73
2486534
false
1
0001396835
028-12478
ALPINE ASSOCIATES MANAGEMENT INC.
INFORMATION TABLE
2
Form13f_InfoTable.xml
ACTIVE NETWORK INC
COM
00506D100
3519
245900
SH
SOLE
(1)
245900
0
0
AEROPOSTALE
CALL
007865908
1410
150000
SH
Call
SOLE
(1)
150000
0
0
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
7508
6000000
PRN
SOLE
(1)
6000000
0
0
AMERICAN INTL GROUP COM
COM NEW
026874784
7980
164100
SH
SOLE
(1)
164100
0
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
14582
1719600
SH
SOLE
(1)
1719600
0
0
BELO CORP
COM SER A
080555105
22630
1651800
SH
SOLE
(1)
1651800
0
0
BERRY PETE CO
CL A
085789105
38292
887821
SH
SOLE
(1)
887821
0
0
BLACKBERRY LTD
PUT
09228F953
5897
750000
SH
Put
SOLE
(1)
750000
0
0
BOISE INC
COM
09746Y105
6215
493277
SH
SOLE
(1)
493277
0
0
BROOKFIELD OFFICE PROPERTIES I
COM
112900105
18738
982600
SH
SOLE
(1)
982600
0
0
CADENCE DESIGN SYSTEMS INC
NOTE 2.625% 6/0
127387AJ7
21825
12000000
PRN
SOLE
(1)
12000000
0
0
CAPLEASE INC
COM
140288101
20122
2370100
SH
SOLE
(1)
2370100
0
0
CAPITALSOURCE INC
COM
14055X102
47276
3979500
SH
SOLE
(1)
3979500
0
0
CELGENE CORP
COM
151020104
8420
54700
SH
SOLE
(1)
54700
0
0
COEUR MNG INC
*W EXP 04/16/201
192108116
70
33946
SH
SOLE
(1)
33946
0
0
COLONIAL PROPERTIES TRUST
COM SH BEN INT
195872106
29358
1305381
SH
SOLE
(1)
1305381
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
4626
111478
SH
SOLE
(1)
111478
0
0
COOPER TIRE & RUBBER CO
COM
216831107
22700
737000
SH
SOLE
(1)
737000
0
0
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
41509
30147000
PRN
SOLE
(1)
30147000
0
0
DELL INC
COM
24702R101
66245
4810800
SH
SOLE
(1)
4810800
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
8293
351564
SH
SOLE
(1)
351564
0
0
DOLE FOOD CO INC NEW
COM
256603101
8736
641405
SH
SOLE
(1)
641405
0
0
ELAN PLC
ADR
284131208
132590
8510270
SH
SOLE
(1)
8510270
0
0
FMC CORP
COM NEW
302491303
7832
109200
SH
SOLE
(1)
109200
0
0
FLOW INTL CORP
COM
343468104
60
14953
SH
SOLE
(1)
14953
0
0
GENERAL ELECTRIC CO
COM
369604103
32662
1367200
SH
SOLE
(1)
1367200
0
0
GREENWAY MED TECHNOLOGIES IN
COM
39679B103
6266
303441
SH
SOLE
(1)
303441
0
0
HARRIS TEETER SUPERMARKETS I
COM
414585109
30217
614300
SH
SOLE
(1)
614300
0
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
56599
4421800
SH
SOLE
(1)
4421800
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
24086
418430
SH
SOLE
(1)
418430
0
0
HESS CORP
CALL
42809H907
8971
116000
SH
Call
SOLE
(1)
116000
0
0
HUDSON CITY BANCORP
COM
443683107
171344
18933000
SH
SOLE
(1)
18933000
0
0
ISHARES
SELECT DIVID ETF
464287168
99775
1504000
SH
SOLE
(1)
1504000
0
0
ISHARES
RUSSELL 2000 ETF
464287655
1514
14200
SH
SOLE
(1)
14200
0
0
ISHARES
HIGH DIVIDND ETF
46429B663
36249
546900
SH
SOLE
(1)
546900
0
0
KAYDON CORP
COM
486587108
21820
614300
SH
SOLE
(1)
614300
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
60135
3808400
SH
SOLE
(1)
3808400
0
0
LENDER PROCESSING SVCS INC
COM
52602E102
88903
2672160
SH
SOLE
(1)
2672160
0
0
LIFE TECHNOLOGIES CORP
COM
53217V109
199450
2665379
SH
SOLE
(1)
2665379
0
0
LINN ENERGY LLC
CALL
536020900
14852
573000
SH
Call
SOLE
(1)
573000
0
0
MPG OFFICE TR INC
COM
553274101
6655
2126164
SH
SOLE
(1)
2126164
0
0
MAKO SURGICAL CORP
COM
560879108
37145
1258726
SH
SOLE
(1)
1258726
0
0
MAKO SURGICAL CORP
CALL
560879908
1476
50000
SH
Call
SOLE
(1)
50000
0
0
MICROSOFT CORP
CALL
594918904
3328
100000
SH
Call
SOLE
(1)
100000
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
21153
13500000
PRN
SOLE
(1)
13500000
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
9481
5000000
PRN
SOLE
(1)
5000000
0
0
MOLEX INC
COM
608554101
25390
659151
SH
SOLE
(1)
659151
0
0
MOLEX INC
CL A
608554200
27179
710000
SH
SOLE
(1)
710000
0
0
NYSE EURONEXT
COM
629491101
178970
4263230
SH
SOLE
(1)
4263230
0
0
NV ENERGY INC
COM
67073Y106
162272
6873000
SH
SOLE
(1)
6873000
0
0
OFFICEMAX INC DEL
COM
67622P101
54585
4267800
SH
SOLE
(1)
4267800
0
0
OMNICARE INC
NOTE 3.750% 4/0
681904AP3
38580
27410000
PRN
SOLE
(1)
27410000
0
0
ONYX PHARMACEUTICAL INC
COM
683399109
42774
343100
SH
SOLE
(1)
343100
0
0
ONYX PHARMACEUTICAL INC
CALL
683399909
14337
115000
SH
Call
SOLE
(1)
115000
0
0
ONYX PHARMACEUTICAL INC
PUT
683399959
2930
23500
SH
Put
SOLE
(1)
23500
0
0
OPTIMER PHARMACEUTICALS INC
COM
68401H104
27885
2213127
SH
SOLE
(1)
2213127
0
0
PIONEER NAT RES CO
COM
723787107
11328
60000
SH
SOLE
(1)
60000
0
0
REYNOLDS AMERICAN INC
COM
761713106
10668
218700
SH
SOLE
(1)
218700
0
0
SAKS INC
COM
79377W108
15226
955206
SH
SOLE
(1)
955206
0
0
SAKS INC
CALL
79377W908
2842
178300
SH
Call
SOLE
(1)
178300
0
0
SANOFI
RIGHT 12/31/2020
80105N113
10950
5421000
SH
SOLE
(1)
5421000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
25376
546900
SH
SOLE
(1)
546900
0
0
SOURCEFIRE INC
COM
83616T108
36429
479837
SH
SOLE
(1)
479837
0
0
SPREADTRUM COMMUNICATIONS IN
ADR
849415203
35209
1155900
SH
SOLE
(1)
1155900
0
0
STEWART ENTERPRISES INC
CL A
860370105
37362
2843400
SH
SOLE
(1)
2843400
0
0
VANGUARD HEALTH SYSTEMS INC
COM
922036207
30268
1440671
SH
SOLE
(1)
1440671
0
0
VODAFONE GROUP PLC NEW
CALL
92857W909
7525
213900
SH
Call
SOLE
(1)
213900
0
0
VOLTERRA SEIMCONDUCTOR CORP
COM
928708106
19785
860200
SH
SOLE
(1)
860200
0
0
WMS INDS INC
COM
929297109
71049
2737900
SH
SOLE
(1)
2737900
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
60074
21890000
PRN
SOLE
(1)
21890000
0
0
WHIRPOOL CORP
COM
963320106
16050
109600
SH
SOLE
(1)
109600
0
0
XILINX INC
SDCV 3.125% 3/1
983919AD3
29358
18150000
PRN
SOLE
(1)
18150000
0
0
ZOLTEK COMPANIES INC
COM
98975W104
13619
816007
SH
SOLE
(1)
816007
0
0