0000902664-12-000789.txt : 20120515 0000902664-12-000789.hdr.sgml : 20120515 20120515162151 ACCESSION NUMBER: 0000902664-12-000789 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 12845060 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p12-1168form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP --------------------------------------------- Address: 10250 Constellation Boulevard --------------------------------------------- Suite 2950 --------------------------------------------- Los Angeles, California 90067 --------------------------------------------- Form 13F File Number: 028-11141 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: C. Martin Meekins -------------------------------------------------------- Title: General Counsel and Chief Compliance Officer -------------------------------------------------------- Phone: 310-843-3071 -------------------------------------------------------- Signature, Place, and Date of Signing: /s/ C. Martin Meekins Los Angeles, California 05/15/2012 --------------------------------- ------------------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: $ 2,961,762 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- AAR CORP NOTE 1.750% 2/0 000361AH8 5,948 6,000,000 PRN SOLE 6,000,000 0 0 ADOBE SYS INC COM 00724F101 65,189 1,900,000 SH SOLE 1,900,000 0 0 AGNICO EAGLE MINES LTD COM 008474108 16,690 500,000 SH CALL SOLE 500,000 0 0 AGNICO EAGLE MINES LTD COM 008474108 26,704 800,000 SH SOLE 800,000 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 9,984 400,000 SH SOLE 400,000 0 0 ARRIS GROUP INC NOTE 2.000%11/1 04269QAC4 13,451 13,075,000 PRN SOLE 13,075,000 0 0 BALLY TECHNOLOGIES INC COM 05874B107 101,260 2,165,992 SH SOLE 2,165,992 0 0 BARD C R INC COM 067383109 29,616 300,000 SH SOLE 300,000 0 0 BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 1,196 312,780 SH SOLE 312,780 0 0 CHARLES RIV LABS INTL INC COM 159864107 49,317 1,366,500 SH SOLE 1,366,500 0 0 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 7,857 6,970,000 PRN SOLE 6,970,000 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 8,813 1,282,775 SH SOLE 1,282,775 0 0 CORELOGIC INC COM 21871D103 3,949 241,977 SH SOLE 241,977 0 0 DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 19,271 20,000,000 PRN SOLE 20,000,000 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 53,359 1,138,200 SH SOLE 1,138,200 0 0 DOLLAR FINL CORP NOTE 2.875% 6/3 256664AB9 7,286 7,130,000 PRN SOLE 7,130,000 0 0 EL PASO CORP COM 28336L109 140,623 4,758,800 SH SOLE 4,758,800 0 0 EOG RES INC COM 26875P101 80,548 725,000 SH SOLE 725,000 0 0 EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 10,863 10,876,000 PRN SOLE 10,876,000 0 0 FIRST AMERN FINL CORP COM 31847R102 4,024 241,977 SH SOLE 241,977 0 0 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 18,711 19,108,000 PRN SOLE 19,108,000 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 2,821 253,355 SH SOLE 253,355 0 0 GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 596 1,191,250 SH SOLE 1,191,250 0 0 GLOBAL EAGLE ACQUISITION COR COM 37951D102 11,640 1,200,000 SH SOLE 1,200,000 0 0 GOODRICH CORP COM 382388106 153,413 1,223,000 SH SOLE 1,223,000 0 0 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 20,217 20,233,000 PRN SOLE 20,233,000 0 0 HOME INNS & HOTELS MGMT INC NOTE 2.000%12/1 43713WAB3 2,286 3,000,000 PRN SOLE 3,000,000 0 0 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 11,152 800,000 SH SOLE 800,000 0 0 HSN INC COM 404303109 3,900 102,550 SH SOLE 102,550 0 0 KULICKE & SOFFA INDS INC NOTE 0.875% 6/0 501242AT8 8,020 8,000,000 PRN SOLE 8,000,000 0 0 LIBERTY INTERACTIVE CORPORAT INT COM SER A 53071M104 95,450 5,000,000 SH SOLE 5,000,000 0 0 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 48,483 550,000 SH SOLE 550,000 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 111,066 2,275,000 SH SOLE 2,275,000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 19,385 391,300 SH SOLE 391,300 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 52,725 750,000 SH SOLE 750,000 0 0 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 20,589 15,578,000 PRN SOLE 15,578,000 0 0 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 3,899 3,850,000 PRN SOLE 3,850,000 0 0 ON SEMICONDUCTOR CORP NOTE 1.875%12/1 682189AD7 6,438 4,800,000 PRN SOLE 4,800,000 0 0 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 23,682 23,672,000 PRN SOLE 23,672,000 0 0 POPULAR INC COM 733174106 61,103 29,806,160 SH SOLE 29,806,160 0 0 REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 16,005 12,000,000 PRN SOLE 12,000,000 0 0 RF MICRODEVICES INC NOTE 0.750% 4/1 749941AG5 14,791 14,800,000 PRN SOLE 14,800,000 0 0 RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 15,658 15,624,000 PRN SOLE 15,624,000 0 0 ROCK-TENN CO CL A 772739207 62,628 927,000 SH SOLE 927,000 0 0 RTI INTL METALS INC NOTE 3.000%12/0 74973WAA5 8,117 7,950,000 PRN SOLE 7,950,000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 165,025 2,300,000 SH PUT SOLE 2,300,000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 205,335 13,000,000 SH PUT SOLE 13,000,000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 190,817 5,100,000 SH PUT SOLE 5,100,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 64,848 400,000 SH PUT SOLE 400,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 64,848 400,000 SH SOLE 400,000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 68,292 1,200,000 SH PUT SOLE 1,200,000 0 0 STONE ENERGY CORP COM 861642106 1,359 47,532 SH SOLE 47,532 0 0 TFS FINL CORP COM 87240R107 57,000 6,000,000 SH SOLE 6,000,000 0 0 TRANSOCEAN LTD REG SHS H8817H100 139,069 2,542,400 SH SOLE 2,542,400 0 0 TYCO INTERNATIONAL LTD SHS H89128104 157,304 2,800,000 SH SOLE 2,800,000 0 0 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 13,467 12,500,000 PRN SOLE 12,500,000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 20,735 250,000 SH PUT SOLE 250,000 0 0 VERIFONE SYS INC COM 92342Y109 4,715 90,900 SH PUT SOLE 90,900 0 0 VERIFONE SYS INC COM 92342Y109 4,715 90,900 SH SOLE 90,900 0 0 VISTEON CORP COM NEW 92839U206 49,036 925,200 SH SOLE 925,200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- WATSON PHARMACEUTICALS INC COM 942683103 29,474 439,512 SH SOLE 439,512 0 0 WEBMD HEALTH CORP COM 94770V102 31,975 1,250,000 SH SOLE 1,250,000 0 0 WELLPOINT INC COM 94973V107 73,800 1,000,000 SH CALL SOLE 1,000,000 0 0 YAHOO INC COM 984332106 121,760 8,000,000 SH CALL SOLE 8,000,000 0 0 YAHOO INC COM 984332106 49,465 3,250,000 SH SOLE 3,250,000 0 0