The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AG MORTGAGE INVESTMENT TRUST REIT | Common Stock | 001228105 | 213 | 13,985 | SH | SOLE | 13,985 | 0 | 0 | ||
ALERIAN MLP ETF | Common Stock | 00162Q866 | 334 | 26,788 | SH | SOLE | 26,788 | 0 | 0 | ||
AT&T INC | Common Stock | 00206R102 | 2,670 | 81,977 | SH | SOLE | 81,977 | 0 | 0 | ||
ABBOTT LABORATORIES | Common Stock | 002824100 | 995 | 24,728 | SH | SOLE | 24,728 | 0 | 0 | ||
ABBVIE INC | Common Stock | 00287Y109 | 1,341 | 24,643 | SH | SOLE | 24,643 | 0 | 0 | ||
ALLIANCEBERNSTEIN INCOME FUND INC | Common Stock | 01881E101 | 827 | 105,228 | SH | SOLE | 105,228 | 0 | 0 | ||
AMERICAN ELECTRIC POWER | Common Stock | 025537101 | 1,964 | 34,550 | SH | SOLE | 34,550 | 0 | 0 | ||
APPLE COMPUTER INC | Common Stock | 037833100 | 3,060 | 27,739 | SH | SOLE | 27,739 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING INC | Common Stock | 053015103 | 1,298 | 16,157 | SH | SOLE | 16,157 | 0 | 0 | ||
BANK OF AMERICA CORP | Common Stock | 060505104 | 536 | 34,400 | SH | SOLE | 34,400 | 0 | 0 | ||
BERKSHIRE HATHAWAY CL B | Common Stock | 084670702 | 857 | 6,573 | SH | SOLE | 6,417 | 0 | 156 | ||
BIOGEN INC | Common Stock | 09062X103 | 242 | 829 | SH | SOLE | 829 | 0 | 0 | ||
BLACKROCK INC TR | Common Stock | 09247F100 | 117 | 18,621 | SH | SOLE | 18,621 | 0 | 0 | ||
BLACKROCK CREDIT ALLOCATION INCOME | Common Stock | 092508100 | 971 | 79,786 | SH | SOLE | 79,786 | 0 | 0 | ||
BLACKROCK ENHANCED EQUITY DIVIDEND | Common Stock | 09251A104 | 730 | 101,323 | SH | SOLE | 101,323 | 0 | 0 | ||
BLACKROCK DEF OPPORTUNITY | Common Stock | 09255Q105 | 358 | 27,703 | SH | SOLE | 27,703 | 0 | 0 | ||
BLACKSTONE GSO SENIOR FLOAT | Common Stock | 09256U105 | 280 | 17,627 | SH | SOLE | 17,627 | 0 | 0 | ||
BOEING CO | Common Stock | 097023105 | 2,630 | 20,086 | SH | SOLE | 20,086 | 0 | 0 | ||
CSX CORP | Common Stock | 126408103 | 258 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
CVS HEALTH CORP | Common Stock | 126650100 | 347 | 3,594 | SH | SOLE | 3,594 | 0 | 0 | ||
CATALYST PHARMACEUTICAL PARTNERS | Common Stock | 14888U101 | 84 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
CHEVRONTEXACO CORP | Common Stock | 166764100 | 297 | 3,770 | SH | SOLE | 3,770 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL | Common Stock | 169656105 | 238 | 330 | SH | SOLE | 330 | 0 | 0 | ||
COCA COLA CO | Common Stock | 191216100 | 2,398 | 59,788 | SH | SOLE | 59,788 | 0 | 0 | ||
COLGATE PALMOLIVE COMPANY | Common Stock | 194162103 | 2,421 | 38,162 | SH | SOLE | 38,162 | 0 | 0 | ||
COMCAST CORP CLASS A | Common Stock | 20030N101 | 3,556 | 62,515 | SH | SOLE | 62,515 | 0 | 0 | ||
WALT DISNEY CO | Common Stock | 254687106 | 396 | 3,875 | SH | SOLE | 3,875 | 0 | 0 | ||
DIVERSIFIED REAL ASSET INCOME | Common Stock | 25533B108 | 781 | 48,582 | SH | SOLE | 48,582 | 0 | 0 | ||
E I DUPONT DE NEMOURS & CO | Common Stock | 263534109 | 215 | 4,459 | SH | SOLE | 4,459 | 0 | 0 | ||
EATON VANCE SENIOR INCOME | Common Stock | 27826S103 | 91 | 15,464 | SH | SOLE | 15,464 | 0 | 0 | ||
EATON VANCE LTD DURATION FD | Common Stock | 27828H105 | 306 | 24,094 | SH | SOLE | 24,094 | 0 | 0 | ||
EATON VANCE SHORT DUR DIV | Common Stock | 27828V104 | 287 | 21,721 | SH | SOLE | 21,721 | 0 | 0 | ||
EATON VANCE RISK-MANAGED DIVERSIFIED | Common Stock | 27829G106 | 453 | 47,155 | SH | SOLE | 47,155 | 0 | 0 | ||
ENTERPRISE PRODUCT PARTNERS LP | Common Stock | 293792107 | 286 | 11,480 | SH | SOLE | 11,480 | 0 | 0 | ||
EXXON MOBIL CORP | Common Stock | 30231G102 | 1,877 | 25,240 | SH | SOLE | 25,240 | 0 | 0 | ||
FACEBOOK INC | Common Stock | 30303M102 | 441 | 4,907 | SH | SOLE | 4,907 | 0 | 0 | ||
FORD MOTOR COMPANY | Common Stock | 345370860 | 324 | 23,893 | SH | SOLE | 23,893 | 0 | 0 | ||
FRANKLIN FINANCIAL NETWORK, INC. | Common Stock | 35352P104 | 342 | 15,320 | SH | SOLE | 15,320 | 0 | 0 | ||
FRANKLIN LIMITED DURATION INCOME | Common Stock | 35472T101 | 109 | 10,001 | SH | SOLE | 10,001 | 0 | 0 | ||
GENERAL ELECTRIC CO | Common Stock | 369604103 | 2,732 | 108,390 | SH | SOLE | 108,390 | 0 | 0 | ||
GLAXO SMITHKLINE PLC SPONSORED ADR | Common Stock | 37733W105 | 239 | 6,219 | SH | SOLE | 6,219 | 0 | 0 | ||
GOOGLE INC - CL A | Common Stock | 38259P508 | 404 | 633 | SH | SOLE | 633 | 0 | 0 | ||
HOME DEPOT INC | Common Stock | 437076102 | 4,845 | 41,952 | SH | SOLE | 41,952 | 0 | 0 | ||
HOME DEPOT INC | Common Stock | 437076102 | 208 | 1,800 | SH | DFND | 0 | 0 | 1,800 | ||
HONEYWELL INTL INC | Common Stock | 438516106 | 517 | 5,465 | SH | SOLE | 5,465 | 0 | 0 | ||
INTEL CORPORATION | Common Stock | 458140100 | 3,097 | 102,776 | SH | SOLE | 102,776 | 0 | 0 | ||
ISHARES CORE US AGGREGATE BOND | Common Stock | 464287226 | 644 | 5,875 | SH | SOLE | 5,875 | 0 | 0 | ||
ISHARES MSCI EMERGING MARKETS ETF | Common Stock | 464287234 | 342 | 10,430 | SH | SOLE | 10,430 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | Common Stock | 464287465 | 298 | 5,201 | SH | SOLE | 4,866 | 0 | 335 | ||
ISHARES RUSSELL 3000 VALUE | Common Stock | 464287663 | 421 | 3,463 | SH | SOLE | 3,223 | 0 | 240 | ||
JP MORGAN CHASE & CO | Common Stock | 46625H100 | 270 | 4,435 | SH | SOLE | 4,435 | 0 | 0 | ||
JOHNSON & JOHNSON | Common Stock | 478160104 | 3,016 | 32,306 | SH | SOLE | 32,306 | 0 | 0 | ||
KAYNE ANDERSON MLP INVESTMENT COMPANY | Common Stock | 486606106 | 11,214 | 483,768 | SH | SOLE | 483,768 | 0 | 0 | ||
KIMBERLY-CLARK CORP | Common Stock | 494368103 | 217 | 1,993 | SH | SOLE | 1,993 | 0 | 0 | ||
LOCKHEED MARTIN | Common Stock | 539830109 | 913 | 4,404 | SH | SOLE | 4,404 | 0 | 0 | ||
LYONDELLBASELL | Common Stock | N53745100 | 286 | 3,430 | SH | SOLE | 3,430 | 0 | 0 | ||
MFS CHARTER INCOME TRUST | Common Stock | 552727109 | 637 | 82,205 | SH | SOLE | 82,205 | 0 | 0 | ||
MFS INTERMEDIATE INC TRUST | Common Stock | 55273C107 | 459 | 101,095 | SH | SOLE | 101,095 | 0 | 0 | ||
MFS MULTIMARKET INCOME TRUST | Common Stock | 552737108 | 192 | 34,263 | SH | SOLE | 34,263 | 0 | 0 | ||
MPS GOVT MARKETS INC TRUST | Common Stock | 552939100 | 217 | 40,441 | SH | SOLE | 40,441 | 0 | 0 | ||
MADISON STRATEGIC | Common Stock | 558268108 | 162 | 15,149 | SH | SOLE | 15,149 | 0 | 0 | ||
MASTERCARD INC CL A | Common Stock | 57636Q104 | 306 | 3,395 | SH | SOLE | 3,395 | 0 | 0 | ||
MCDONALDS CORP | Common Stock | 580135101 | 422 | 4,287 | SH | SOLE | 4,287 | 0 | 0 | ||
MERCK & CO INC NEW COM | Common Stock | 58933Y105 | 391 | 7,916 | SH | SOLE | 7,916 | 0 | 0 | ||
MICROSOFT CORPORATION | Common Stock | 594918104 | 1,886 | 42,619 | SH | SOLE | 42,619 | 0 | 0 | ||
MORGAN STANLEY | Common Stock | 617446448 | 288 | 9,147 | SH | SOLE | 9,147 | 0 | 0 | ||
NETFLIX INC | Common Stock | 64110L106 | 528 | 5,110 | SH | SOLE | 5,110 | 0 | 0 | ||
NEXTERA ENERGY | Common Stock | 65339F101 | 262 | 2,684 | SH | SOLE | 2,684 | 0 | 0 | ||
NOVARTIS AG ADR | Common Stock | 66987V109 | 251 | 2,733 | SH | SOLE | 2,733 | 0 | 0 | ||
NOVO NORDISK ADR | Common Stock | 670100205 | 655 | 12,083 | SH | SOLE | 12,083 | 0 | 0 | ||
NUVEEN SENIOR INC FD | Common Stock | 67067Y104 | 317 | 53,602 | SH | SOLE | 53,602 | 0 | 0 | ||
NOVEEN FLOAT RATE INC FD | Common Stock | 67072T108 | 131 | 13,016 | SH | SOLE | 13,016 | 0 | 0 | ||
NUVEEN MULTI STRATEGY INCOME & GROWTH | Common Stock | 67073D102 | 130 | 16,351 | SH | SOLE | 16,351 | 0 | 0 | ||
NOVEEN MORT OPP TERM FD | Common Stock | 670735109 | 292 | 13,053 | SH | SOLE | 13,053 | 0 | 0 | ||
PFIZER INC | Common Stock | 717081103 | 977 | 31,104 | SH | SOLE | 31,104 | 0 | 0 | ||
PROCTOR & GAMBLE | Common Stock | 742718109 | 344 | 4,788 | SH | SOLE | 4,788 | 0 | 0 | ||
PUTNAM PREMIER INCOME TRUST | Common Stock | 746853100 | 803 | 164,129 | SH | SOLE | 164,129 | 0 | 0 | ||
RAYTHEON COMPANY | Common Stock | 755111507 | 240 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
ROSS STORES INC | Common Stock | 778296103 | 218 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
ROYCE VALUE TRUST | Common Stock | 780910105 | 210 | 18,235 | SH | SOLE | 18,235 | 0 | 0 | ||
S&P 500 DEPOSITORY RECEIPTS | Common Stock | 78462F103 | 487 | 2,540 | SH | SOLE | 2,540 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF | Common Stock | 78467Y107 | 1,794 | 7,210 | SH | SOLE | 7,202 | 0 | 8 | ||
SCHWAB EMERGING MARKETS EQUITY ETF | Common Stock | 808524706 | 245 | 12,128 | SH | SOLE | 12,128 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FUND | Common Stock | 84741T104 | 533 | 37,863 | SH | SOLE | 37,863 | 0 | 0 | ||
STARBUCKS CORP | Common Stock | 855244109 | 348 | 6,127 | SH | SOLE | 6,127 | 0 | 0 | ||
TCW STRATEGIC INCOME FUND | Common Stock | 872340104 | 748 | 143,787 | SH | SOLE | 143,787 | 0 | 0 | ||
3M CO | Common Stock | 88579Y101 | 3,105 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
TORTOISE ENERGY INFRASTRUCTURE | Common Stock | 89147L100 | 1,607 | 59,282 | SH | SOLE | 59,282 | 0 | 0 | ||
TRI-CONTINENTAL CORP | Common Stock | 895436103 | 575 | 29,493 | SH | SOLE | 29,493 | 0 | 0 | ||
TYSON FOODS INC CL A | Common Stock | 902494103 | 238 | 5,520 | SH | SOLE | 5,520 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | Common Stock | 913017109 | 325 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
VANGUARD REIT VIPERS ETF | Common Stock | 922908553 | 289 | 3,831 | SH | SOLE | 3,831 | 0 | 0 | ||
VERIZON COMMUNICATIONS | Common Stock | 92343V104 | 461 | 10,590 | SH | SOLE | 10,590 | 0 | 0 | ||
WAL-MART STORES INC | Common Stock | 931142103 | 2,153 | 33,209 | SH | SOLE | 33,209 | 0 | 0 | ||
WALGREEN BOOTS ALLIANCE INC | Common Stock | 931427108 | 4,107 | 49,428 | SH | SOLE | 49,428 | 0 | 0 | ||
WELLS FARGO & CO | Common Stock | 949746101 | 3,482 | 67,815 | SH | SOLE | 67,815 | 0 | 0 | ||
WESTERN ASSET EMERGING MKTS | Common Stock | 95766A101 | 274 | 20,564 | SH | SOLE | 20,564 | 0 | 0 | ||
WESTERN ASSET VARIABLE RATE | Common Stock | 957667108 | 976 | 62,867 | SH | SOLE | 62,867 | 0 | 0 | ||
WISDOM TREE ETF | Common Stock | 97717W570 | 295 | 3,435 | SH | SOLE | 3,080 | 0 | 355 | ||
ZWEIG TOTAL RETURN FUND | Common Stock | 989837208 | 534 | 46,726 | SH | SOLE | 46,726 | 0 | 0 |