0000898432-12-001197.txt : 20121114
0000898432-12-001197.hdr.sgml : 20121114
20121114121655
ACCESSION NUMBER: 0000898432-12-001197
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANDREEFF EQUITY ADVISORS, LLC
CENTRAL INDEX KEY: 0001317097
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11306
FILM NUMBER: 121202411
BUSINESS ADDRESS:
STREET 1: 140 E. ST. LUCIA LANE
CITY: SANTA ROSA BEACH
STATE: FL
ZIP: 32459
BUSINESS PHONE: 850-622-3353
MAIL ADDRESS:
STREET 1: 140 E. ST. LUCIA LANE
CITY: SANTA ROSA BEACH
STATE: FL
ZIP: 32459
13F-HR
1
a13f-ht.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
------------------
Check here if Amendment [ ]; Amendment Number: ------------------
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Andreeff Equity Advisors, L.L.C.
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140 East St. Lucia Lane
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Santa Rosa Beach, FL 32459
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Form 13F File Number: 28- 11306
------------------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dane Andreeff
----------------------------------------------
Title: Managing Member
----------------------------------------------
Phone: (850) 622-3353
----------------------------------------------
Signature, Place, and Date of Signing:
/s/ Dane Andreeff Santa Rosa Beach, FL November 14, 2012
------------------------- -------------------- ----------------
[Signature] [City, State] [Date]
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
1
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------
Form 13F Information Table Entry Total: 39
--------------
Form 13F Information Table Value Total: 96,855
--------------
(x thousand)
List of Other Included Managers: NONE
2
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE
OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 69 95,276 SH Sole 95,276
ALLIED NEVADA GOLD CORP COM 019344100 6,438 164,813 SH Sole 164,813
AURICO GOLD INC COM 05155C105 9,933 1,421,045 SH Sole 1,421,045
AURIZON MINES LTD COM 05155P106 732 139,205 SH Sole 139,205
BARRICK GOLD CORP COM 067901108 3,163 75,736 SH Sole 75,736
CADENCE PHARMACEUTICALS INC COM 12738T100 195 49,834 SH Sole 49,834
CALGON CARBON CORP COM 129603106 494 34,537 SH Sole 34,537
CAMECO CORP COM 13321L108 2,558 131,534 SH Sole 131,534
CENTERSTATE BANKS INC COM 15201P109 1,544 173,110 SH Sole 173,110
DENISON MINES CORP COM 248356107 7,579 5,105,984 SH Sole 5,105,984
DEPOMED INC COM 249908104 1,304 220,670 SH Sole 220,670
DEX ONE CORP COM 25212W100 250 200,000 SH Sole 200,000
DYNEX CAP INC COM 26817Q506 102 9,528 SH Sole 9,528
NEW
EVEREST RE GROUP LTD COM G3223R108 3,690 34,498 SH Sole 34,498
HECLA MNG CO COM 422704106 2,083 317,983 SH Sole 317,983
HILLTOP HOLDINGS INC COM 432748101 613 48,258 SH Sole 48,258
IAMGOLD CORP COM 450913108 5,356 338,753 SH Sole 338,753
JONES GROUP INC COM 48020T101 259 20,116 SH Sole 20,116
MAG SILVER CORP COM 55903Q104 5,524 451,591 SH Sole 451,591
MYREXIS INC COM 62856H107 243 100,124 SH Sole 100,124
NETFLIX INC PUT 64110L956 258 1,000 SH PUT Sole 1,000
NEW GOLD INC CDA COM 644535106 4,277 350,000 SH Sole 350,000
NEWMONT MINING CORP CALL 651639906 460 2,000 SH CALL Sole 2,000
OMEGA HEALTHCARE INVS INC COM 681936100 1,795 78,965 SH Sole 78,965
PAN AMERICAN SILVER CORP CALL 697900908 173 1,000 SH CALL Sole 1,000
PAN AMERICAN SILVER CORP COM 697900108 7,710 359,599 SH Sole 359,599
PEABODY ENERGY CORP COM 704549104 1,208 54,205 SH Sole 54,205
PETROQUEST ENERGY INC COM 716748108 1,299 193,589 SH Sole 193,589
POINTS INTL LTD COM 730843208 2,768 240,929 SH Sole 240,929
NEW
QUATERRA RES INC COM 747952109 1,512 4,131,125 SH Sole 4,131,125
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1,413 100,000 SH Sole 100,000
STONE ENERGY CORP COM 861642106 6,827 271,765 SH Sole 271,765
TARGACEPT INC COM 87611R306 1,308 267,570 SH Sole 267,570
TRANSCEPT PHARMACEUTICALS IN COM 89354M106 55 10,300 SH Sole 10,300
UR ENERGY INC COM 91688R108 338 341,579 SH Sole 341,579
URANERZ ENERGY CORP COM 91688T104 560 343,468 SH Sole 343,468
URANIUM RES INC COM PAR 916901507 2,506 4,913,975 SH Sole 4,913,975
$0.001
VISTA GOLD CORP COM 927926303 5,833 1,606,997 SH Sole 1,606,997
NEW
YAMANA GOLD INC COM 98462Y100 4,426 231,620 SH Sole 231,620
3