0001437749-23-024919.txt : 20230831 0001437749-23-024919.hdr.sgml : 20230831 20230831133134 ACCESSION NUMBER: 0001437749-23-024919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230829 FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pruitt William D CENTRAL INDEX KEY: 0001316774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35849 FILM NUMBER: 231228145 MAIL ADDRESS: STREET 1: C/O KOS PHARMACEUTICALS, INC. STREET 2: 2200 N. COMMERCE PKWY., SUITE 300 CITY: WESTON STATE: FL ZIP: 33326-3258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NV5 Global, Inc. CENTRAL INDEX KEY: 0001532961 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 453458017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 200 SOUTH PARK ROAD STREET 2: SUITE 350 CITY: HOLLYWOOD STATE: FL ZIP: 33021 BUSINESS PHONE: (954) 495-2112 MAIL ADDRESS: STREET 1: 200 SOUTH PARK ROAD STREET 2: SUITE 350 CITY: HOLLYWOOD STATE: FL ZIP: 33021 FORMER COMPANY: FORMER CONFORMED NAME: NV5 Holdings, Inc. DATE OF NAME CHANGE: 20111018 4 1 rdgdoc.xml FORM 4 X0508 4 2023-08-29 0001532961 NV5 Global, Inc. NVEE 0001316774 Pruitt William D 200 SOUTH PARK RD. SUITE 350 HOLLYWOOD FL 33021 1 0 Common Stock 18500 I Pruitt Enterprises LP Common Stock 500 I Ileana O Pruitt Living Trust Common Stock 2023-08-29 4 A 0 1500 0 A 6500 D Common Stock 141 I The William D. Pruitt Jr. Living Trust Mr. Pruitt disclaims beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose. Mr. Pruitt is the President of Pruitt Ventures, Inc. which is the general partner of Pruitt Enterprises, LP and has voting and dispositive power with respect to these shares. Mr. Pruitt disclaims beneficial ownership except to the extent of any indirect pecuniary interest therein. These restricted stock units vest in full as of the day immediately preceding the Issuer's next annual stockholder meeting. Vested shares will be delivered to the Reporting Person on the earlier of (i) Reporting Person's separation from service, (ii) immediately prior to consummation of a Change of Control or (iii) August 29, 2026. Restricted Stock Units issued in connection with the NV5 Director Compensation Plan. /s/ MaryJo OBrien, as attorney in fact 2023-08-31