0001209191-15-059020.txt : 20150702
0001209191-15-059020.hdr.sgml : 20150702
20150702172106
ACCESSION NUMBER: 0001209191-15-059020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dresser-Rand Group Inc.
CENTRAL INDEX KEY: 0001316656
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 201780492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WEST8 TOWER, SUITE 1000
STREET 2: 10205 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 354-6100
MAIL ADDRESS:
STREET 1: WEST8 TOWER, SUITE 1000
STREET 2: 10205 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volpe Vincent R JR
CENTRAL INDEX KEY: 0001332644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32586
FILM NUMBER: 15971013
MAIL ADDRESS:
STREET 1: C/O DRESSER-RAND GROUP INC
STREET 2: PAUL CLARK DRIVE
CITY: OLEAN
STATE: NY
ZIP: 14760
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-30
1
0001316656
Dresser-Rand Group Inc.
DRC
0001332644
Volpe Vincent R JR
C/O DRESSER-RAND GROUP INC.
10205 WESTHEIMER, SUITE 1000
HOUSTON
TX
77042
1
1
0
0
President and CEO
Common Stock
2015-06-30
4
D
0
316433
85.20
D
0
D
Common Stock
2015-06-30
4
D
0
175271
85.20
D
0
I
By Trust
Common Stock
2015-06-30
4
D
0
17680
85.20
D
0
I
By VCSC Investments LLC
Common Stock
2015-06-30
4
A
0
9447
0.00
A
9447
D
Common Stock
2015-06-30
4
D
0
9447
85.20
D
0
D
Common Stock
2015-06-30
4
A
0
33412
0.00
A
33412
D
Common Stock
2015-06-30
4
D
0
33412
85.20
D
0
D
Restricted Stock Units
0.00
2015-06-30
4
D
0
78882
85.20
D
2018-02-15
Common Stock
78882
0
D
Employee Stock Option
25.50
2015-06-30
4
D
0
300140
D
2017-02-15
Common Stock
300140
0
D
Employee Stock Option
21.59
2015-06-30
4
D
0
165292
D
2019-02-16
Common Stock
165292
0
D
Employee Stock Option
30.71
2015-06-30
4
D
0
70368
D
2020-02-15
Common Stock
70368
0
D
Employee Stock Option
46.99
2015-06-30
4
D
0
49548
D
2021-02-15
Common Stock
49548
0
D
Employee Stock Option
52.40
2015-06-30
4
D
0
49388
D
2022-02-15
Common Stock
49388
0
D
Employee Stock Option
62.19
2015-06-30
4
D
0
54794
D
2023-02-15
Common Stock
54794
0
D
Employee Stock Option
58.70
2015-06-30
4
D
0
85192
D
2024-02-15
Common Stock
85192
0
D
Each share was disposed of pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company for $85.20 in cash.
Performance-based restricted stock units held under the Dresser-Rand Group 2008 Stock Incentive Plan ("2008 Plan"). Each restricted stock unit became fully vested and was converted into
the right to receive a cash payment of $85.20, in each case, pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company
Restricted stock units held under the 2008 Plan. Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20 pursuant to the the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the Dresser-Rand Group 2005 Stock Incentive Plan, exercisable in three equal annual installments beginning on February 15, 2008. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 16, 2010. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2011. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2012. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2013.The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2014. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2015. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
/s/ Kelli A. Mowry, Attorney-in-Fact
2015-07-02