0001209191-15-059018.txt : 20150702
0001209191-15-059018.hdr.sgml : 20150702
20150702172017
ACCESSION NUMBER: 0001209191-15-059018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dresser-Rand Group Inc.
CENTRAL INDEX KEY: 0001316656
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 201780492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: WEST8 TOWER, SUITE 1000
STREET 2: 10205 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 354-6100
MAIL ADDRESS:
STREET 1: WEST8 TOWER, SUITE 1000
STREET 2: 10205 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nechar Gustavo
CENTRAL INDEX KEY: 0001521733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32586
FILM NUMBER: 15971004
MAIL ADDRESS:
STREET 1: 10205 WESTHEIMER, SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-30
1
0001316656
Dresser-Rand Group Inc.
DRC
0001521733
Nechar Gustavo
C/O DRESSER-RAND
10205 WESTHEIMER, SUITE 1000
HOUSTON
TX
77042
0
1
0
0
V.P., Human Resources
Common Stock
2015-06-30
4
D
0
7542
85.20
D
0
D
Common Stock
2015-06-30
4
A
0
826
0.00
A
826
D
Common Stock
2015-06-30
4
D
0
826
85.20
D
0
D
Common Stock
2015-06-30
4
A
0
3180
0.00
A
3180
D
Common Stock
2015-06-30
4
D
0
3180
85.20
D
0
D
Restricted Stock Units
0.00
2015-06-30
4
D
0
8325
85.20
D
2018-02-15
Common Stock
8325
0
D
Employee Stock Option
40.29
2015-06-30
4
D
0
7708
D
2021-08-15
Common Stock
7708
0
D
Stock Appreciation Right
52.40
2015-06-30
4
D
0
4233
D
2022-02-15
Stock Appreciation Right
4233
0
D
Stock Appreciation Right
62.19
2015-06-30
4
D
0
4795
D
2023-02-15
Stock Appreciation Right
4795
0
D
Employee Stock Option
58.70
2015-06-30
4
D
0
8113
D
2024-02-15
Common Stock
8113
0
D
Each share was disposed of pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company for $85.20 in cash.
Performance-based restricted stock units held under the Dresser-Rand Group 2008 Stock Incentive Plan ("2008 Plan"). Each restricted stock unit became fully vested and was converted into
the right to receive a cash payment of $85.20, in each case, pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company
Restricted stock units held under the 2008 Plan. Each restricted stock unit became fully vested and was converted into the right to receive a cash payment of $85.20 pursuant to the the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on August 15, 2012. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Stock Appreciation Right granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2013 ("SAR"). The SAR became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the SAR and (y) the difference between the exercise price of the SAR and $85.20 pursuant to the Agreement and Plan of Merger by and between Siemens Energy, Inc. and the Company.
Stock Appreciation Right granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2014 ("SAR"). The SAR became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the SAR and (y) the difference between the exercise price of the SAR and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
Option granted under the 2008 Plan, exercisable in three equal annual installments beginning on February 15, 2015. The option became fully vested and was converted into the right to receive a cash payment equal to the product of (x) the number of shares subject to the option and (y) the difference between the exercise price of the option and $85.20 pursuant to the Agreement and
Plan of Merger by and between Siemens Energy, Inc. and the Company.
/s/ Kelli A. Mowry, Attorney-in-Fact
2015-07-02