0001567619-20-003671.txt : 20200214
0001567619-20-003671.hdr.sgml : 20200214
20200214114557
ACCESSION NUMBER: 0001567619-20-003671
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 20616139
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
12-31-2019
12-31-2019
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Administration Division
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
02-14-2020
1
137
92845
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
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AIR PRODS & CHEMS INC
COM
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DFND
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2311
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
440
5013
SH
DFND
1
5013
0
0
ALLIANT ENERGY CORP
COM
018802108
45
833
SH
DFND
1
833
0
0
ALPHABET INC
CAP STK CL C
02079K107
731
534
SH
DFND
1
534
0
0
ALPHABET INC
CAP STK CL A
02079K305
1019
744
SH
DFND
1
744
0
0
AMAZON COM INC
COM
023135106
1424
750
SH
DFND
1
750
0
0
AMGEN INC
COM
031162100
1274
5303
SH
DFND
1
5303
0
0
APPLE INC
COM
037833100
3897
12973
SH
DFND
1
12973
0
0
APPLIED MATLS INC
COM
038222105
1188
19087
SH
DFND
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AUTOZONE INC
COM
053332102
1052
884
SH
DFND
1
884
0
0
BANK AMER CORP
COM
060505104
1059
29689
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DFND
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0
BAXTER INTL INC
COM
071813109
898
10447
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BEST BUY INC
COM
086516101
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12813
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BIOGEN INC
COM
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1768
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DFND
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BRISTOL MYERS SQUIBB CO
COM
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17750
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CDW CORP
COM
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8042
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CMS ENERGY CORP
COM
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CATERPILLAR INC DEL
COM
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533
3535
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DFND
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CISCO SYS INC
COM
17275R102
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16613
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DFND
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CITIGROUP INC
COM NEW
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675
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CITIZENS FINL GROUP INC
COM
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24848
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CITRIX SYS INC
COM
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CLOROX CO DEL
COM
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COCA COLA CO
COM
191216100
615
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COHEN & STEERS INC
COM
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47
728
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DFND
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COMCAST CORP NEW
CL A
20030N101
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CONOCOPHILLIPS
COM
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929
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CONSOLIDATED EDISON INC
COM
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690
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DFND
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CRACKER BARREL OLD CTRY STOR
COM
22410J106
373
2409
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1
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DECKERS OUTDOOR CORP
COM
243537107
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5038
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1
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DUKE ENERGY CORP NEW
COM NEW
26441C204
851
9418
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DFND
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EASTMAN CHEMICAL CO
COM
277432100
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ELECTRONIC ARTS INC
COM
285512109
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ESSEX PPTY TR INC
COM
297178105
393
1315
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DFND
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EVERGY INC
COM
30034W106
603
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DFND
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EVERSOURCE ENERGY
COM
30040W108
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EXELON CORP
COM
30161N101
671
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DFND
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EXXON MOBIL CORP
COM
30231G102
875
12332
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DFND
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FTI CONSULTING INC
COM
302941109
504
4459
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DFND
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FACEBOOK INC
CL A
30303M102
594
2828
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DFND
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FEDERAL REALTY INVT TR
SH BEN INT NEW
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28
217
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DFND
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FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
461
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DFND
1
10250
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0
FIFTH THIRD BANCORP
COM
316773100
610
19633
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DFND
1
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FORTINET INC
COM
34959E109
1144
10427
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DFND
1
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FRANKLIN RES INC
COM
354613101
694
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GENUINE PARTS CO
COM
372460105
486
4586
SH
DFND
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HEWLETT PACKARD ENTERPRISE C
COM
42824C109
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HOLLYFRONTIER CORP
COM
436106108
813
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DFND
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HOME DEPOT INC
COM
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DFND
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HUMANA INC
COM
444859102
996
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DFND
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IDEXX LABS INC
COM
45168D104
937
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DFND
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INCYTE CORP
COM
45337C102
350
4060
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DFND
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INGREDION INC
COM
457187102
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INSPERITY INC
COM
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INTERNATIONAL BUSINESS MACHS
COM
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INTL PAPER CO
COM
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JOHNSON & JOHNSON
COM
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KELLOGG CO
COM
487836108
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KIMBERLY CLARK CORP
COM
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1
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KROGER CO
COM
501044101
530
18472
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DFND
1
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LEGGETT & PLATT INC
COM
524660107
291
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LOCKHEED MARTIN CORP
COM
539830109
1495
3742
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DFND
1
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LOWES COS INC
COM
548661107
841
6981
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DFND
1
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MGIC INVT CORP WIS
COM
552848103
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66719
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MANPOWERGROUP INC
COM
56418H100
632
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MANULIFE FINL CORP
COM
56501R106
673
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COM
574795100
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MCDONALDS CORP
COM
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MCKESSON CORP
COM
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MERCK & CO INC
COM
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COM
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METLIFE INC
COM
59156R108
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MICROSOFT CORP
COM
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NATIONAL HEALTH INVS INC
COM
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NATIONAL RETAIL PPTYS INC
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NEXTERA ENERGY INC
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NORTHWEST BANCSHARES INC MD
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NORTHWESTERN CORP
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NUCOR CORP
COM
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OGE ENERGY CORP
COM
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OLD REP INTL CORP
COM
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168
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OMEGA HEALTHCARE INVS INC
COM
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PEOPLES UTD FINL INC
COM
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PEPSICO INC
COM
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PHILIP MORRIS INTL INC
COM
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PHILLIPS 66
COM
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PORTLAND GEN ELEC CO
COM NEW
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PRINCIPAL FINL GROUP INC
COM
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PRUDENTIAL FINL INC
COM
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QORVO INC
COM
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REALTY INCOME CORP
COM
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SIMON PPTY GROUP INC NEW
COM
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SINCLAIR BROADCAST GROUP INC
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SMUCKER J M CO
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COM
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SOUTHSIDE BANCSHARES INC
COM
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SOUTHWEST AIRLS CO
COM
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COM
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SPIRE INC
COM
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STARBUCKS CORP
COM
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STATE STR CORP
COM
857477103
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STEEL DYNAMICS INC
COM
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TJX COS INC NEW
COM
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T MOBILE US INC
COM
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TANGER FACTORY OUTLET CTRS I
COM
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TARGET CORP
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87612E106
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TAUBMAN CTRS INC
COM
876664103
100
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TERADYNE INC
COM
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3M CO
COM
88579Y101
699
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TRIPADVISOR INC
COM
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UNITED PARCEL SERVICE INC
CL B
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UNIVERSAL CORP VA
COM
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COM
91529Y106
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VALERO ENERGY CORP NEW
COM
91913Y100
791
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VARIAN MED SYS INC
COM
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640
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VEEVA SYS INC
CL A COM
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VENTAS INC
COM
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VERIZON COMMUNICATIONS INC
COM
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W P CAREY INC
COM
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WEC ENERGY GROUP INC
COM
92939U106
714
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DFND
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WEINGARTEN RLTY INVS
SH BEN INT
948741103
148
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XCEL ENERGY INC
COM
98389B100
666
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XILINX INC
COM
983919101
735
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DFND
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XEROX HOLDINGS CORP
COM NEW
98421M106
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DFND
1
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YELP INC
CL A
985817105
563
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DFND
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AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
814
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ESSENT GROUP LTD
COM
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EVEREST RE GROUP LTD
COM
G3223R108
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HERBALIFE NUTRITION LTD
COM SHS
G4412G101
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ICON PLC
SHS
G4705A100
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INVESCO LTD
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G491BT108
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LAZARD LTD
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G54050102
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DFND
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SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
222
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1
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CHECK POINT SOFTWARE TECH LT
ORD
M22465104
363
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COM
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