0000038777-21-000160.txt : 20210813
0000038777-21-000160.hdr.sgml : 20210813
20210813113428
ACCESSION NUMBER: 0000038777-21-000160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 211170606
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001316466
XXXXXXXX
06-30-2021
06-30-2021
false
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 Marunouchi
Chiyoda-ku
Tokyo
M0
100-6536
13F COMBINATION REPORT
028-11198
0000038777
028-00734
FRANKLIN RESOURCES INC
N
Mina Kikuchi
Head of Product Operations
81-3-5219-5779
/s/MINA KIKUCHI
Tokyo
M0
08-10-2021
0
118
91415
INFORMATION TABLE
2
infotable.xml
3M CO
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ACTIVISION BLIZZARD INC
COM
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9342
0
0
ALLY FINL INC
COM
02005N100
514
10307
SH
DFND
10307
0
0
ALPHABET INC
CAP STK CL C
02079K107
1847
737
SH
DFND
737
0
0
ALPHABET INC
CAP STK CL A
02079K305
1289
528
SH
DFND
528
0
0
AMAZON COM INC
COM
023135106
1827
531
SH
DFND
531
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
774
9150
SH
DFND
9150
0
0
ANTHEM INC
COM
036752103
789
2067
SH
DFND
2067
0
0
APPLE INC
COM
037833100
4242
30970
SH
DFND
30970
0
0
APPLIED MATLS INC
COM
038222105
1257
8829
SH
DFND
8829
0
0
AUTOZONE INC
COM
053332102
934
626
SH
DFND
626
0
0
BANK NOVA SCOTIA B C
COM
064149107
748
11500
SH
DFND
11500
0
0
BEST BUY INC
COM
086516101
785
6829
SH
DFND
6829
0
0
BIO RAD LABS INC
CL A
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1052
SH
DFND
1052
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BK OF AMERICA CORP
COM
060505104
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19324
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CHECK POINT SOFTWARE TECH LT
ORD
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CHEMOURS CO
COM
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CIRRUS LOGIC INC
COM
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CISCO SYS INC
COM
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781
14727
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CITIGROUP INC
COM NEW
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16231
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0
CITIZENS FINL GROUP INC
COM
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804
17520
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CITRIX SYS INC
COM
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SH
DFND
5997
0
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CLOROX CO DEL
COM
189054109
534
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SH
DFND
2967
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CME GROUP INC
COM
12572Q105
777
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SH
DFND
3654
0
0
COCA COLA CO
COM
191216100
852
15739
SH
DFND
15739
0
0
COMERICA INC
COM
200340107
715
10018
SH
DFND
10018
0
0
CONSOLIDATED EDISON INC
COM
209115104
716
9981
SH
DFND
9981
0
0
CORESITE RLTY CORP
COM
21870Q105
286
2122
SH
DFND
2122
0
0
COSTCO WHSL CORP NEW
COM
22160K105
951
2404
SH
DFND
2404
0
0
CUBESMART
COM
229663109
279
6014
SH
DFND
6014
0
0
DECKERS OUTDOOR CORP
COM
243537107
1062
2764
SH
DFND
2764
0
0
DIGITAL RLTY TR INC
COM
253868103
759
5046
SH
DFND
5046
0
0
DTE ENERGY CO
COM
233331107
722
5570
SH
DFND
5570
0
0
ELECTRONIC ARTS INC
COM
285512109
667
4636
SH
DFND
4636
0
0
ESSEX PPTY TR INC
COM
297178105
569
1897
SH
DFND
1897
0
0
EVEREST RE GROUP LTD
COM
G3223R108
451
1790
SH
DFND
1790
0
0
EVERGY INC
COM
30034W106
560
9274
SH
DFND
9274
0
0
EVERSOURCE ENERGY
COM
30040W108
688
8576
SH
DFND
8576
0
0
EXXON MOBIL CORP
COM
30231G102
1217
19300
SH
DFND
19300
0
0
FACEBOOK INC
CL A
30303M102
836
2404
SH
DFND
2404
0
0
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
496
4229
SH
DFND
4229
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0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
314
7226
SH
DFND
7226
0
0
FORTINET INC
COM
34959E109
982
4122
SH
DFND
4122
0
0
FTI CONSULTING INC
COM
302941109
666
4878
SH
DFND
4878
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
424
6835
SH
DFND
6835
0
0
HCA HEALTHCARE INC
COM
40412C101
670
3242
SH
DFND
3242
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
411
7787
SH
DFND
7787
0
0
HUMANA INC
COM
444859102
642
1451
SH
DFND
1451
0
0
ICON PLC
SHS
G4705A100
780
3771
SH
DFND
3771
0
0
IDEXX LABS INC
COM
45168D104
1124
1780
SH
DFND
1780
0
0
INGREDION INC
COM
457187102
299
3301
SH
DFND
3301
0
0
INTEL CORP
COM
458140100
733
13052
SH
DFND
13052
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
958
6537
SH
DFND
6537
0
0
INTERNATIONAL PAPER CO
COM
460146103
578
9426
SH
DFND
9426
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0
JOHNSON & JOHNSON
COM
478160104
939
5699
SH
DFND
5699
0
0
KELLOGG CO
COM
487836108
758
11778
SH
DFND
11778
0
0
KEYCORP
COM
493267108
682
33030
SH
DFND
33030
0
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KIMBERLY-CLARK CORP
COM
494368103
807
6036
SH
DFND
6036
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KINROSS GOLD CORP
COM
496902404
382
60200
SH
DFND
60200
0
0
KROGER CO
COM
501044101
869
22671
SH
DFND
22671
0
0
LAM RESEARCH CORP
COM
512807108
1082
1663
SH
DFND
1663
0
0
LAUDER ESTEE COS INC
CL A
518439104
750
2358
SH
DFND
2358
0
0
LEGGETT & PLATT INC
COM
524660107
298
5760
SH
DFND
5760
0
0
LOCKHEED MARTIN CORP
COM
539830109
908
2401
SH
DFND
2401
0
0
LOGITECH INTL S A
SHS
H50430232
848
6978
SH
DFND
6978
0
0
LOWES COS INC
COM
548661107
955
4925
SH
DFND
4925
0
0
MANPOWERGROUP INC WIS
COM
56418H100
1057
8886
SH
DFND
8886
0
0
MANULIFE FINL CORP
COM
56501R106
456
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SH
DFND
23149
0
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MASCO CORP
COM
574599106
480
8144
SH
DFND
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MCDONALDS CORP
COM
580135101
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SH
DFND
4046
0
0
MCKESSON CORP
COM
58155Q103
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SH
DFND
4240
0
0
MERCK & CO INC
COM
58933Y105
994
12776
SH
DFND
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0
0
METLIFE INC
COM
59156R108
704
11764
SH
DFND
11764
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
459
331
SH
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331
0
0
MGIC INVT CORP WIS
COM
552848103
424
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SH
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0
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MICROSOFT CORP
COM
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SH
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MID-AMER APT CMNTYS INC
COM
59522J103
281
1669
SH
DFND
1669
0
0
MOLINA HEALTHCARE INC
COM
60855R100
898
3547
SH
DFND
3547
0
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NATIONAL RETAIL PROPERTIES I
COM
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314
6704
SH
DFND
6704
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OGE ENERGY CORP
COM
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397
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SH
DFND
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OLD DOMINION FREIGHT LINE IN
COM
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2613
SH
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2613
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0
OLD REP INTL CORP
COM
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SH
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PEPSICO INC
COM
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954
6440
SH
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PFIZER INC
COM
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SH
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PHILIP MORRIS INTL INC
COM
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SH
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PPL CORP
COM
69351T106
407
14534
SH
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14534
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PRINCIPAL FINANCIAL GROUP IN
COM
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657
10401
SH
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0
PROCTER AND GAMBLE CO
COM
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1332
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SH
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PRUDENTIAL FINL INC
COM
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SH
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0
PULTE GROUP INC
COM
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677
12402
SH
DFND
12402
0
0
QORVO INC
COM
74736K101
735
3759
SH
DFND
3759
0
0
REALTY INCOME CORP
COM
756109104
749
11229
SH
DFND
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0
0
REGENERON PHARMACEUTICALS
COM
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1625
SH
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REGIONS FINANCIAL CORP NEW
COM
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640
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SH
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ROBERT HALF INTL INC
COM
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673
7562
SH
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ROSS STORES INC
COM
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440
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SH
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SEAGEN INC
COM
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SEMPRA ENERGY
COM
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445
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SH
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SMUCKER J M CO
COM NEW
832696405
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SH
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SOUTHERN CO
COM
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SH
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STAG INDL INC
COM
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STATE STR CORP
COM
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SYNCHRONY FINANCIAL
COM
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TAKE-TWO INTERACTIVE SOFTWAR
COM
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0
TARGET CORP
COM
87612E106
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SH
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5143
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TERADYNE INC
COM
880770102
875
6534
SH
DFND
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0
TESLA INC
COM
88160R101
232
341
SH
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341
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UNITED PARCEL SERVICE INC
CL B
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899
4324
SH
DFND
4324
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UNITED THERAPEUTICS CORP DEL
COM
91307C102
518
2890
SH
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2890
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UNUM GROUP
COM
91529Y106
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SH
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11370
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VERIZON COMMUNICATIONS INC
COM
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SH
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16790
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VERTEX PHARMACEUTICALS INC
COM
92532F100
657
3258
SH
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3258
0
0
WEC ENERGY GROUP INC
COM
92939U106
656
7371
SH
DFND
7371
0
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WP CAREY INC
COM
92936U109
453
6071
SH
DFND
6071
0
0
XCEL ENERGY INC
COM
98389B100
617
9371
SH
DFND
9371
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
418
17780
SH
DFND
17780
0
0
YELP INC
CL A
985817105
663
16588
SH
DFND
16588
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ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
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1646
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