0001140361-13-042566.txt : 20131114
0001140361-13-042566.hdr.sgml : 20131114
20131114132530
ACCESSION NUMBER: 0001140361-13-042566
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CR Intrinsic Investors, LLC
CENTRAL INDEX KEY: 0001316388
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11740
FILM NUMBER: 131218559
BUSINESS ADDRESS:
STREET 1: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-890-2153
MAIL ADDRESS:
STREET 1: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316388
XXXXXXXX
09-30-2013
09-30-2013
CR Intrinsic Investors, LLC
72 CUMMINGS POINT ROAD
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-11740
Y
* Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein.
Peter Nussbaum
Authorized Person
203-890-2094
Peter Nussbaum
Stamford
CT
11-14-2013
1
345
3231298
false
1
0001451928
028-13297
SAC Capital Advisors LP
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
Common
90138A103
6593
399844
SH
DFND
1
0
399844
0
3-D SYS CORP DEL
Common
88554D205
7019
130000
SH
DFND
1
0
130000
0
ABAXIS INC
Common
002567105
4210
100000
SH
DFND
1
0
100000
0
ABBOTT LABS
Common
002824100
1660
50000
SH
DFND
1
0
50000
0
ACCRETIVE HEALTH INC
Common
00438V103
7752
850000
SH
DFND
1
0
850000
0
ACE LTD
Common
H0023R105
9889
105700
SH
DFND
1
0
105700
0
ACHILLION PHARMACEUTICALS IN
Common
00448Q201
680
225000
SH
DFND
1
0
225000
0
ADOBE SYS INC
Common
00724F101
11998
231001
SH
DFND
1
0
231001
0
AETNA INC NEW
Common
00817Y108
19206
300000
SH
DFND
1
0
300000
0
AFLAC INC
Common
001055102
3719
60000
SH
DFND
1
0
60000
0
AGILENT TECHNOLOGIES INC
Common
00846U101
19219
375000
SH
DFND
1
0
375000
0
AIR METHODS CORP
Common
009128307
21300
500000
SH
DFND
1
0
500000
0
ALEXION PHARMACEUTICALS INC
Common
015351109
1162
10000
SH
DFND
1
0
10000
0
ALLERGAN INC
Common
018490102
24241
268000
SH
DFND
1
0
268000
0
ALLSCRIPTS HEALTHCARE SOLUTN
Common
01988P108
10186
685000
SH
DFND
1
0
685000
0
AMAZON COM INC
Common
023135106
15945
51001
SH
DFND
1
0
51001
0
AMC NETWORKS INC
Common
00164V103
22530
329000
SH
DFND
1
0
329000
0
AMERICAN EQTY INVT LIFE HLD
Common
025676206
1592
75000
SH
DFND
1
0
75000
0
AMERICAN EXPRESS CO
Common
025816109
7628
101001
SH
DFND
1
0
101001
0
AMERICAN TOWER CORP NEW
Common
03027X100
35212
475000
SH
DFND
1
0
475000
0
AMERISAFE INC
Common
03071H100
1365
38430
SH
DFND
1
0
38430
0
AMETEK INC NEW
Common
031100100
8284
180000
SH
DFND
1
0
180000
0
ANADARKO PETE CORP
Common
032511107
0
1
SH
DFND
1
0
1
0
ANHEUSER BUSCH INBEV SA/NV
Common
03524A108
17310
174500
SH
DFND
1
0
174500
0
AON PLC
Common
G0408V102
9305
125000
SH
DFND
1
0
125000
0
APPLIED MATLS INC
Common
038222105
0
1
SH
DFND
1
0
1
0
APPLIED MATLS INC
Option
038222955
877
50000
SH
Put
DFND
1
0
50000
0
ARGO GROUP INTL HLDGS LTD
Common
G0464B107
4535
105770
SH
DFND
1
0
105770
0
ARTHROCARE CORP
Common
043136100
3607
101368
SH
DFND
1
0
101368
0
ARUBA NETWORKS INC
Common
043176106
8237
495033
SH
DFND
1
0
495033
0
ASSURED GUARANTY LTD
Common
G0585R106
1875
100000
SH
DFND
1
0
100000
0
AUTONATION INC
Common
05329W102
6260
120000
SH
DFND
1
0
120000
0
AUTOZONE INC
Common
053332102
4227
10000
SH
DFND
1
0
10000
0
AVON PRODS INC
Option
054303952
2266
110000
SH
Put
DFND
1
0
110000
0
B/E AEROSPACE INC
Common
073302101
5906
80000
SH
DFND
1
0
80000
0
BARNES GROUP INC
Common
067806109
3841
110000
SH
DFND
1
0
110000
0
BARRICK GOLD CORP
Common
067901108
6703
360000
SH
DFND
1
0
360000
0
BEAM INC
Common
073730103
2263
35000
SH
DFND
1
0
35000
0
BERKLEY W R CORP
Common
084423102
343
8013
SH
DFND
1
0
8013
0
BERRY PLASTICS GROUP INC
Common
08579W103
5092
255000
SH
DFND
1
0
255000
0
BEST BUY INC
Common
086516101
7725
206000
SH
DFND
1
0
206000
0
BIOMED REALTY TRUST INC
Common
09063H107
2417
130000
SH
DFND
1
0
130000
0
BLOCK H & R INC
Common
093671105
400
15000
SH
DFND
1
0
15000
0
BLOOMIN BRANDS INC
Common
094235108
7437
315000
SH
DFND
1
0
315000
0
BOEING CO
Common
097023105
4700
40000
SH
DFND
1
0
40000
0
BOISE CASCADE CO DEL
Common
09739D100
18757
696000
SH
DFND
1
0
696000
0
BOULDER BRANDS INC
Common
101405108
1043
65000
SH
DFND
1
0
65000
0
BOULDER BRANDS INC
Option
101405908
722
45000
SH
Call
DFND
1
0
45000
0
BRE PROPERTIES INC
Common
05564E106
254
5000
SH
DFND
1
0
5000
0
BRIGHT HORIZONS FAM SOL IN D
Common
109194100
7668
214000
SH
DFND
1
0
214000
0
BROADSOFT INC
Common
11133B409
2294
63678
SH
DFND
1
0
63678
0
BROOKDALE SR LIVING INC
Common
112463104
19988
760000
SH
DFND
1
0
760000
0
BRUNSWICK CORP
Common
117043109
4989
125000
SH
DFND
1
0
125000
0
BUNGE LIMITED
Common
G16962105
1898
25000
SH
DFND
1
0
25000
0
CADENCE PHARMACEUTICALS INC
Common
12738T100
4827
764922
SH
DFND
1
0
764922
0
CANADIAN PAC RY LTD
Common
13645T100
7398
60000
SH
DFND
1
0
60000
0
CAPITAL SR LIVING CORP
Common
140475104
1375
65000
SH
DFND
1
0
65000
0
CARDINAL HEALTH INC
Common
14149Y108
6258
120000
SH
DFND
1
0
120000
0
CAREFUSION CORP
Common
14170T101
1476
40000
SH
DFND
1
0
40000
0
CARMAX INC
Common
143130102
9894
204120
SH
DFND
1
0
204120
0
CATAMARAN CORP
Option
148887902
4595
100000
SH
Call
DFND
1
0
100000
0
CELANESE CORP DEL
Common
150870103
2640
50000
SH
DFND
1
0
50000
0
CHARTER COMMUNICATIONS INC D
Common
16117M305
13476
100000
SH
DFND
1
0
100000
0
CHEMTURA CORP
Common
163893209
4828
210000
SH
DFND
1
0
210000
0
CHINA LODGING GROUP LTD
Common
16949N109
591
31107
SH
DFND
1
0
31107
0
CIGNA CORPORATION
Common
125509109
15372
200000
SH
DFND
1
0
200000
0
CITRIX SYS INC
Common
177376100
18006
255000
SH
DFND
1
0
255000
0
COCA COLA CO
Common
191216100
4546
120000
SH
DFND
1
0
120000
0
COLONY FINL INC
Common
19624R106
1698
85000
SH
DFND
1
0
85000
0
COMCAST CORP NEW
Common
20030N101
7450
165000
SH
DFND
1
0
165000
0
COMMONWEALTH REIT
Option
203233901
4382
200000
SH
Call
DFND
1
0
200000
0
COMMUNITY HEALTH SYS INC NEW
Common
203668108
2208
53194
SH
DFND
1
0
53194
0
COMPUWARE CORP
Common
205638109
19040
1700000
SH
DFND
1
0
1700000
0
COMVERSE INC
Common
20585P105
2237
70000
SH
DFND
1
0
70000
0
CONAGRA FOODS INC
Common
205887102
11984
395000
SH
DFND
1
0
395000
0
CONNS INC
Common
208242107
6555
131000
SH
DFND
1
0
131000
0
CONSTELLIUM HOLDCO B V
Common
N22035104
3104
160000
SH
DFND
1
0
160000
0
CORNERSTONE ONDEMAND INC
Common
21925Y103
5195
101001
SH
DFND
1
0
101001
0
CRANE CO
Common
224399105
8634
140000
SH
DFND
1
0
140000
0
CROWN HOLDINGS INC
Common
228368106
8418
199100
SH
DFND
1
0
199100
0
CTRIP COM INTL LTD
Common
22943F100
6
100
SH
DFND
1
0
100
0
CUMMINS INC
Common
231021106
3986
30000
SH
DFND
1
0
30000
0
DANAHER CORP DEL
Common
235851102
5199
75000
SH
DFND
1
0
75000
0
DELPHI AUTOMOTIVE PLC
Common
G27823106
4382
75000
SH
DFND
1
0
75000
0
DELTA AIR LINES INC DEL
Common
247361702
2949
125000
SH
DFND
1
0
125000
0
DELTA AIR LINES INC DEL
Option
247361952
1887
80000
SH
Put
DFND
1
0
80000
0
DEMANDWARE INC
Common
24802Y105
6069
131001
SH
DFND
1
0
131001
0
DICKS SPORTING GOODS INC
Common
253393102
5231
98000
SH
DFND
1
0
98000
0
DIRECTV
Common
25490A309
1912
32000
SH
DFND
1
0
32000
0
DISCOVER FINL SVCS
Common
254709108
3032
60000
SH
DFND
1
0
60000
0
DISH NETWORK CORP
Common
25470M109
24418
542500
SH
DFND
1
0
542500
0
DOLLAR GEN CORP NEW
Common
256677105
20535
363700
SH
DFND
1
0
363700
0
DOMINION DIAMOND CORP
Common
257287102
4571
375000
SH
DFND
1
0
375000
0
DRESSER-RAND GROUP INC
Common
261608103
2496
40000
SH
DFND
1
0
40000
0
E-COMMERCE CHINA DANGDANG IN
Common
26833A105
2426
231500
SH
DFND
1
0
231500
0
EAGLE MATERIALS INC
Common
26969P108
10737
148000
SH
DFND
1
0
148000
0
EASTMAN CHEM CO
Common
277432100
21812
280000
SH
DFND
1
0
280000
0
EATON CORP PLC
Common
G29183103
4475
65000
SH
DFND
1
0
65000
0
EBAY INC
Common
278642103
26277
471001
SH
DFND
1
0
471001
0
EDWARDS LIFESCIENCES CORP
Common
28176E108
26459
380000
SH
DFND
1
0
380000
0
EMERITUS CORP
Common
291005106
23626
1275000
SH
DFND
1
0
1275000
0
EMULEX CORP
Common
292475209
2136
275200
SH
DFND
1
0
275200
0
ENANTA PHARMACEUTICALS INC
Common
29251M106
458
20000
SH
DFND
1
0
20000
0
ENDOLOGIX INC
Common
29266S106
9678
600000
SH
DFND
1
0
600000
0
EQUINIX INC
Common
29444U502
4727
25738
SH
DFND
1
0
25738
0
EXAMWORKS GROUP INC
Common
30066A105
9616
370000
SH
DFND
1
0
370000
0
EXPEDIA INC DEL
Common
30212P303
16832
325000
SH
DFND
1
0
325000
0
EXPRESS SCRIPTS HLDG CO
Common
30219G108
1545
25000
SH
DFND
1
0
25000
0
FAMILY DLR STORES INC
Option
307000959
8642
120000
SH
Put
DFND
1
0
120000
0
FIDELITY NATIONAL FINANCIAL
Common
31620R105
3591
135000
SH
DFND
1
0
135000
0
FINISH LINE INC
Common
317923100
8580
345000
SH
DFND
1
0
345000
0
FIRST AMERN FINL CORP
Common
31847R102
1583
65000
SH
DFND
1
0
65000
0
FLEETMATICS GROUP PLC
Common
G35569105
8068
214858
SH
DFND
1
0
214858
0
FLOWERS FOODS INC
Common
343498101
5017
234000
SH
DFND
1
0
234000
0
FORD MTR CO DEL
Common
345370860
928
55000
SH
DFND
1
0
55000
0
FOREST OIL CORP
Common
346091705
4575
750000
SH
DFND
1
0
750000
0
FOSSIL GROUP INC
Common
34988V106
16855
145000
SH
DFND
1
0
145000
0
FREEPORT-MCMORAN COPPER & GO
Common
35671D857
12736
385000
SH
DFND
1
0
385000
0
FREEPORT-MCMORAN COPPER & GO
Option
35671D907
13232
400000
SH
Call
DFND
1
0
400000
0
GENERAL DYNAMICS CORP
Common
369550108
5689
65000
SH
DFND
1
0
65000
0
GENERAL MTRS CO
Common
37045V100
10791
300000
SH
DFND
1
0
300000
0
GENERAL MTRS CO
Warrant
37045V134
2000
500000
SH
DFND
1
0
500000
0
GLOBUS MED INC
Common
379577208
4802
275000
SH
DFND
1
0
275000
0
GNC HLDGS INC
Common
36191G107
17700
324000
SH
DFND
1
0
324000
0
GOGO INC
Common
38046C109
1777
100000
SH
DFND
1
0
100000
0
GOODYEAR TIRE & RUBR CO
Common
382550101
28566
1272416
SH
DFND
1
0
1272416
0
GOOGLE INC
Common
38259P508
27154
31001
SH
DFND
1
0
31001
0
GRACE W R & CO DEL NEW
Common
38388F108
6555
75000
SH
DFND
1
0
75000
0
GRAPHIC PACKAGING HLDG CO
Common
388689101
2440
285000
SH
DFND
1
0
285000
0
HANESBRANDS INC
Common
410345102
12992
208500
SH
DFND
1
0
208500
0
HARTFORD FINL SVCS GROUP INC
Common
416515104
9492
305000
SH
DFND
1
0
305000
0
HCA HOLDINGS INC
Common
40412C101
17100
400000
SH
DFND
1
0
400000
0
HEALTH NET INC
Common
42222G108
17435
550000
SH
DFND
1
0
550000
0
HEALTHWAYS INC
Common
422245100
12032
650000
SH
DFND
1
0
650000
0
HEARTWARE INTL INC
Common
422368100
3661
50000
SH
DFND
1
0
50000
0
HERTZ GLOBAL HOLDINGS INC
Common
42805T105
31289
1411939
SH
DFND
1
0
1411939
0
HIMAX TECHNOLOGIES INC
Common
43289P106
300
30000
SH
DFND
1
0
30000
0
HOME DEPOT INC
Common
437076102
46305
610481
SH
DFND
1
0
610481
0
HUNT J B TRANS SVCS INC
Common
445658107
7111
97500
SH
DFND
1
0
97500
0
IMPAX LABORATORIES INC
Common
45256B101
5944
289815
SH
DFND
1
0
289815
0
INGERSOLL-RAND PLC
Common
G47791101
5195
80000
SH
DFND
1
0
80000
0
INSMED INC
Common
457669307
3013
193000
SH
DFND
1
0
193000
0
INTELSAT S A
Common
L5140P101
5171
215474
SH
DFND
1
0
215474
0
INTERPUBLIC GROUP COS INC
Common
460690100
16622
967500
SH
DFND
1
0
967500
0
INTL PAPER CO
Common
460146103
13198
294609
SH
DFND
1
0
294609
0
INTUITIVE SURGICAL INC
Common
46120E602
48915
130000
SH
DFND
1
0
130000
0
INVESCO LTD
Common
G491BT108
4147
130000
SH
DFND
1
0
130000
0
ISHARES
Option
464287954
15696
385000
SH
Put
DFND
1
0
385000
0
ISHARES
Option
464287955
61840
580000
SH
Put
DFND
1
0
580000
0
JARDEN CORP
Common
471109108
2420
50000
SH
DFND
1
0
50000
0
JDS UNIPHASE CORP
Common
46612J507
11615
789601
SH
DFND
1
0
789601
0
JOHNSON CTLS INC
Common
478366107
2905
70000
SH
DFND
1
0
70000
0
JOY GLOBAL INC
Option
481165908
4083
80000
SH
Call
DFND
1
0
80000
0
JPMORGAN CHASE & CO
Common
46625H100
3748
72500
SH
DFND
1
0
72500
0
KAMADA LTD
Common
M6240T109
2930
191523
SH
DFND
1
0
191523
0
KAR AUCTION SVCS INC
Common
48238T109
41469
1470000
SH
DFND
1
0
1470000
0
KONINKLIJKE PHILIPS N V
Common
500472303
4031
125000
SH
DFND
1
0
125000
0
LAMAR ADVERTISING CO
Common
512815101
18008
382900
SH
DFND
1
0
382900
0
LAS VEGAS SANDS CORP
Common
517834107
10926
164500
SH
DFND
1
0
164500
0
LAUDER ESTEE COS INC
Common
518439104
13980
200000
SH
DFND
1
0
200000
0
LEAR CORP
Common
521865204
5368
75000
SH
DFND
1
0
75000
0
LENNAR CORP
Common
526057104
620
17500
SH
DFND
1
0
17500
0
LENNOX INTL INC
Common
526107107
2258
30000
SH
DFND
1
0
30000
0
LIBERTY GLOBAL PLC
Common
G5480U104
12506
157600
SH
DFND
1
0
157600
0
LIBERTY GLOBAL PLC
Common
G5480U120
2821
37400
SH
DFND
1
0
37400
0
LIGHTINTHEBOX HLDG CO LTD
Common
53225G102
2261
190821
SH
DFND
1
0
190821
0
LINCOLN NATL CORP IND
Common
534187109
4829
115000
SH
DFND
1
0
115000
0
LINDSAY CORP
Option
535555906
1632
20000
SH
Call
DFND
1
0
20000
0
LINKEDIN CORP
Common
53578A108
7628
31001
SH
DFND
1
0
31001
0
LIONS GATE ENTMNT CORP
Common
535919203
11917
340000
SH
DFND
1
0
340000
0
LOUISIANA PAC CORP
Common
546347105
21053
1196876
SH
DFND
1
0
1196876
0
LOWES COS INC
Common
548661107
31794
667800
SH
DFND
1
0
667800
0
LYONDELLBASELL INDUSTRIES N
Common
N53745100
21969
300000
SH
DFND
1
0
300000
0
MACQUARIE INFRASTR CO LLC
Common
55608B105
8031
150000
SH
DFND
1
0
150000
0
MACQUARIE INFRASTR CO LLC
Option
55608B905
11779
220000
SH
Call
DFND
1
0
220000
0
MACYS INC
Common
55616P104
10385
240000
SH
DFND
1
0
240000
0
MADISON SQUARE GARDEN CO
Common
55826P100
5807
100000
SH
DFND
1
0
100000
0
MAGNA INTL INC
Common
559222401
4541
55000
SH
DFND
1
0
55000
0
MANNKIND CORP
Common
56400P201
7410
1300000
SH
DFND
1
0
1300000
0
MANNKIND CORP
Option
56400P901
2850
500000
SH
Call
DFND
1
0
500000
0
MANPOWERGROUP INC
Common
56418H100
2546
35000
SH
DFND
1
0
35000
0
MARRIOTT INTL INC NEW
Common
571903202
21030
500000
SH
DFND
1
0
500000
0
MARRIOTT VACATIONS WRLDWDE C
Common
57164Y107
2640
60000
SH
DFND
1
0
60000
0
MASCO CORP
Common
574599106
9576
450000
SH
DFND
1
0
450000
0
MASTERCARD INC
Common
57636Q104
7401
11001
SH
DFND
1
0
11001
0
MATERION CORP
Common
576690101
2982
93000
SH
DFND
1
0
93000
0
MEADWESTVACO CORP
Common
583334107
10773
280699
SH
DFND
1
0
280699
0
MEDICINES CO
Common
584688105
670
20000
SH
DFND
1
0
20000
0
MEDIVATION INC
Common
58501N101
300
5000
SH
DFND
1
0
5000
0
MEDTRONIC INC
Common
585055106
5325
100000
SH
DFND
1
0
100000
0
MELCO CROWN ENTMT LTD
Common
585464100
9313
292600
SH
DFND
1
0
292600
0
MELLANOX TECHNOLOGIES LTD
Common
M51363113
7497
197488
SH
DFND
1
0
197488
0
MELLANOX TECHNOLOGIES LTD
Option
M51363903
3257
85800
SH
Call
DFND
1
0
85800
0
MERCK & CO INC NEW
Option
58933Y905
7142
150000
SH
Call
DFND
1
0
150000
0
MERGE HEALTHCARE INC
Common
589499102
913
349781
SH
DFND
1
0
349781
0
METHANEX CORP
Common
59151K108
11536
225000
SH
DFND
1
0
225000
0
MGM RESORTS INTERNATIONAL
Common
552953101
17681
865000
SH
DFND
1
0
865000
0
MICHAEL KORS HLDGS LTD
Common
G60754101
4471
60000
SH
DFND
1
0
60000
0
MICROS SYS INC
Common
594901100
2902
58100
SH
DFND
1
0
58100
0
MOHAWK INDS INC
Common
608190104
2735
21000
SH
DFND
1
0
21000
0
MOMENTA PHARMACEUTICALS INC
Common
60877T100
2302
160000
SH
DFND
1
0
160000
0
MONSANTO CO NEW
Common
61166W101
20352
195000
SH
DFND
1
0
195000
0
MONSTER BEVERAGE CORP
Common
611740101
7838
150000
SH
DFND
1
0
150000
0
MRC GLOBAL INC
Common
55345K103
2680
100000
SH
DFND
1
0
100000
0
MYRIAD GENETICS INC
Common
62855J104
7638
325000
SH
DFND
1
0
325000
0
NATUS MEDICAL INC DEL
Common
639050103
1165
82134
SH
DFND
1
0
82134
0
NETFLIX INC
Common
64110L106
21954
71001
SH
DFND
1
0
71001
0
NETSUITE INC
Common
64118Q107
29252
271001
SH
DFND
1
0
271001
0
NEUROCRINE BIOSCIENCES INC
Common
64125C109
2199
194248
SH
DFND
1
0
194248
0
NEW RESIDENTIAL INVT CORP
Common
64828T102
2152
325000
SH
DFND
1
0
325000
0
NEWS CORP NEW
Common
65249B109
4818
300001
SH
DFND
1
0
300001
0
NORTHSTAR RLTY FIN CORP
Common
66704R100
7424
800000
SH
DFND
1
0
800000
0
NORWEGIAN CRUISE LINE HLDGS
Common
G66721104
6756
219000
SH
DFND
1
0
219000
0
NQ MOBILE INC
Common
64118U108
13433
616455
SH
DFND
1
0
616455
0
NQ MOBILE INC
Option
64118U908
436
20000
SH
Call
DFND
1
0
20000
0
OFFICE DEPOT INC
Common
676220106
13422
2778945
SH
DFND
1
0
2778945
0
OFFICEMAX INC DEL
Common
67622P101
20464
1600000
SH
DFND
1
0
1600000
0
OLD DOMINION FGHT LINES INC
Common
679580100
10578
230000
SH
DFND
1
0
230000
0
OM GROUP INC
Common
670872100
3211
95043
SH
DFND
1
0
95043
0
ONCOMED PHARMACEUTICALS INC
Common
68234X102
4143
270592
SH
DFND
1
0
270592
0
ONYX PHARMACEUTICALS INC
Option
683399909
12467
100000
SH
Call
DFND
1
0
100000
0
OREXIGEN THERAPEUTICS INC
Common
686164104
3925
639225
SH
DFND
1
0
639225
0
OWENS CORNING NEW
Common
690742101
35914
945600
SH
DFND
1
0
945600
0
PACKAGING CORP AMER
Common
695156109
24263
425000
SH
DFND
1
0
425000
0
PANERA BREAD CO
Common
69840W108
13317
84000
SH
DFND
1
0
84000
0
PENNEY J C INC
Common
708160106
3528
400000
SH
DFND
1
0
400000
0
PENNEY J C INC
Option
708160956
3528
400000
SH
Put
DFND
1
0
400000
0
PERFECT WORLD CO LTD
Common
71372U104
498
25000
SH
DFND
1
0
25000
0
PGT INC
Common
69336V101
10386
1048018
SH
DFND
1
0
1048018
0
PGT INC
Option
69336V901
4179
421700
SH
Call
DFND
1
0
421700
0
PIER 1 IMPORTS INC
Common
720279108
2342
120000
SH
DFND
1
0
120000
0
PLY GEM HLDGS INC
Common
72941W100
699
50000
SH
DFND
1
0
50000
0
POLYCOM INC
Option
73172K904
5405
495000
SH
Call
DFND
1
0
495000
0
PRECISION CASTPARTS CORP
Common
740189105
21588
95000
SH
DFND
1
0
95000
0
PRICE T ROWE GROUP INC
Common
74144T108
3417
47500
SH
DFND
1
0
47500
0
PRICELINE COM INC
Common
741503403
15165
15001
SH
DFND
1
0
15001
0
PROASSURANCE CORP
Common
74267C106
23601
523774
SH
DFND
1
0
523774
0
PTC THERAPEUTICS INC
Common
69366J200
2559
119237
SH
DFND
1
0
119237
0
PULTE GROUP INC
Common
745867101
7590
460000
SH
DFND
1
0
460000
0
PVH CORP
Common
693656100
23797
200500
SH
DFND
1
0
200500
0
QIHOO 360 TECHNOLOGY CO LTD
Common
74734M109
20584
247400
SH
DFND
1
0
247400
0
QLIK TECHNOLOGIES INC
Common
74733T105
3424
100000
SH
DFND
1
0
100000
0
QUIKSILVER INC
Common
74838C106
8190
1165000
SH
DFND
1
0
1165000
0
RALPH LAUREN CORP
Common
751212101
23803
144500
SH
DFND
1
0
144500
0
REALOGY HLDGS CORP
Common
75605Y106
41522
965185
SH
DFND
1
0
965185
0
REGAL ENTMT GROUP
Common
758766109
3796
200000
SH
DFND
1
0
200000
0
RELIANCE STEEL & ALUMINUM CO
Common
759509102
15387
210000
SH
DFND
1
0
210000
0
RENAISSANCERE HOLDINGS LTD
Common
G7496G103
34023
375820
SH
DFND
1
0
375820
0
REPROS THERAPEUTICS INC
Common
76028H209
1680
62700
SH
DFND
1
0
62700
0
RESMED INC
Common
761152107
15091
285700
SH
DFND
1
0
285700
0
RESTORATION HARDWARE HLDGS I
Common
761283100
1041
16432
SH
DFND
1
0
16432
0
RF MICRODEVICES INC
Common
749941100
4313
764700
SH
DFND
1
0
764700
0
RITE AID CORP
Common
767754104
12614
2650000
SH
DFND
1
0
2650000
0
ROCK-TENN CO
Common
772739207
10249
101200
SH
DFND
1
0
101200
0
ROCKWOOD HLDGS INC
Common
774415103
15387
230000
SH
DFND
1
0
230000
0
ROSS STORES INC
Common
778296103
21571
296300
SH
DFND
1
0
296300
0
SAGENT PHARMACEUTICALS INC
Common
786692103
1911
93677
SH
DFND
1
0
93677
0
SALESFORCE COM INC
Common
79466L302
15625
301001
SH
DFND
1
0
301001
0
SANOFI
Common
80105N105
6329
125000
SH
DFND
1
0
125000
0
SBA COMMUNICATIONS CORP
Common
78388J106
18104
225000
SH
DFND
1
0
225000
0
SCHLUMBERGER LTD
Common
806857108
3534
40000
SH
DFND
1
0
40000
0
SCIQUEST INC NEW
Common
80908T101
3201
142522
SH
DFND
1
0
142522
0
SEALED AIR CORP NEW
Common
81211K100
6798
250000
SH
DFND
1
0
250000
0
SEAWORLD ENTMT INC
Common
81282V100
21839
737073
SH
DFND
1
0
737073
0
SENSATA TECHNOLOGIES HLDG BV
Common
N7902X106
5358
140000
SH
DFND
1
0
140000
0
SEQUENOM INC
Common
817337405
12683
4750000
SH
DFND
1
0
4750000
0
SERVICE CORP INTL
Common
817565104
16758
900000
SH
DFND
1
0
900000
0
SERVICENOW INC
Common
81762P102
10442
201001
SH
DFND
1
0
201001
0
SERVICESOURCE INTL LLC
Common
81763U100
2295
190000
SH
DFND
1
0
190000
0
SHERWIN WILLIAMS CO
Common
824348106
27327
150000
SH
DFND
1
0
150000
0
SILVER BAY RLTY TR CORP
Common
82735Q102
1566
100000
SH
DFND
1
0
100000
0
SILVER SPRING NETWORKS INC
Common
82817Q103
4826
278456
SH
DFND
1
0
278456
0
SINA CORP
Common
G81477104
5057
62300
SH
DFND
1
0
62300
0
SMITH A O
Common
831865209
2712
60000
SH
DFND
1
0
60000
0
SMITHFIELD FOODS INC
Option
832248908
28195
830000
SH
Call
DFND
1
0
830000
0
SODASTREAM INTERNATIONAL LTD
Option
M9068E905
3743
60000
SH
Call
DFND
1
0
60000
0
SOTHEBYS
Common
835898107
614
12500
SH
DFND
1
0
12500
0
SOUFUN HLDGS LTD
Common
836034108
5038
97560
SH
DFND
1
0
97560
0
SPDR S&P 500 ETF TR
Option
78462F953
40344
240000
SH
Put
DFND
1
0
240000
0
SPDR SERIES TRUST
Common
78464A888
764
25000
SH
DFND
1
0
25000
0
SPDR SERIES TRUST
Option
78464A905
4396
120000
SH
Call
DFND
1
0
120000
0
SPECTRANETICS CORP
Common
84760C107
8299
494574
SH
DFND
1
0
494574
0
SPLUNK INC
Common
848637104
31881
531001
SH
DFND
1
0
531001
0
SPRINT CORP
Common
85207U105
11890
1914600
SH
DFND
1
0
1914600
0
SPROUTS FMRS MKT INC
Common
85208M102
11053
249000
SH
DFND
1
0
249000
0
STANDARD PAC CORP NEW
Common
85375C101
2610
330000
SH
DFND
1
0
330000
0
STARWOOD HOTELS&RESORTS WRLD
Common
85590A401
3323
50000
SH
DFND
1
0
50000
0
STARWOOD PPTY TR INC
Common
85571B105
2876
120000
SH
DFND
1
0
120000
0
STATE AUTO FINL CORP
Common
855707105
1572
75083
SH
DFND
1
0
75083
0
STEEL DYNAMICS INC
Option
858119900
1838
110000
SH
Call
DFND
1
0
110000
0
STEMLINE THERAPEUTICS INC
Common
85858C107
3456
76308
SH
DFND
1
0
76308
0
STRATASYS LTD
Common
M85548101
4050
40000
SH
DFND
1
0
40000
0
SUNCOR ENERGY INC NEW
Common
867224107
2681
75000
SH
DFND
1
0
75000
0
SUNEDISON INC
Common
86732Y109
6944
871300
SH
DFND
1
0
871300
0
SUNPOWER CORP
Common
867652406
5232
200000
SH
DFND
1
0
200000
0
SUPERVALU INC
Common
868536103
8525
1035900
SH
DFND
1
0
1035900
0
SYNAGEVA BIOPHARMA CORP
Common
87159A103
633
10000
SH
DFND
1
0
10000
0
SYNERON MEDICAL LTD
Common
M87245102
2327
270000
SH
DFND
1
0
270000
0
T-MOBILE US INC
Common
872590104
15582
600000
SH
DFND
1
0
600000
0
TEAM HEALTH HOLDINGS INC
Common
87817A107
949
25000
SH
DFND
1
0
25000
0
TECK RESOURCES LTD
Option
878742904
3758
140000
SH
Call
DFND
1
0
140000
0
TENET HEALTHCARE CORP
Common
88033G407
8238
200000
SH
DFND
1
0
200000
0
TESLA MTRS INC
Common
88160R101
8994
46501
SH
DFND
1
0
46501
0
TESORO CORP
Common
881609101
2089
47500
SH
DFND
1
0
47500
0
THERMO FISHER SCIENTIFIC INC
Common
883556102
10137
110000
SH
DFND
1
0
110000
0
THIRD PT REINS LTD
Common
G8827U100
4498
310421
SH
DFND
1
0
310421
0
THORATEC CORP
Common
885175307
13052
350000
SH
DFND
1
0
350000
0
THRESHOLD PHARMACEUTICAL INC
Common
885807206
2112
454258
SH
DFND
1
0
454258
0
TIFFANY & CO NEW
Common
886547108
3065
40000
SH
DFND
1
0
40000
0
TIM PARTICIPACOES S A
Common
88706P205
3536
150000
SH
DFND
1
0
150000
0
TIME WARNER CABLE INC
Common
88732J207
558
5000
SH
DFND
1
0
5000
0
TIMKEN CO
Common
887389104
9060
150000
SH
DFND
1
0
150000
0
TOLL BROTHERS INC
Common
889478103
1135
35001
SH
DFND
1
0
35001
0
TORNIER N V
Common
N87237108
7732
400000
SH
DFND
1
0
400000
0
TRIPADVISOR INC
Common
896945201
17519
231001
SH
DFND
1
0
231001
0
TRIUMPH GROUP INC NEW
Common
896818101
1756
25000
SH
DFND
1
0
25000
0
TRW AUTOMOTIVE HLDGS CORP
Common
87264S106
5705
80000
SH
DFND
1
0
80000
0
TYCO INTERNATIONAL LTD
Common
H89128104
7871
225000
SH
DFND
1
0
225000
0
TYSON FOODS INC
Common
902494103
9191
325000
SH
DFND
1
0
325000
0
U S G CORP
Common
903293405
3430
120000
SH
DFND
1
0
120000
0
UNION PAC CORP
Common
907818108
6214
40000
SH
DFND
1
0
40000
0
VALSPAR CORP
Common
920355104
3172
50000
SH
DFND
1
0
50000
0
VENTAS INC
Common
92276F100
10584
172100
SH
DFND
1
0
172100
0
VERASTEM INC
Common
92337C104
4003
321777
SH
DFND
1
0
321777
0
VERIZON COMMUNICATIONS INC
Common
92343V104
34995
750000
SH
DFND
1
0
750000
0
VITAMIN SHOPPE INC
Common
92849E101
8313
190000
SH
DFND
1
0
190000
0
VOCERA COMMUNICATIONS INC
Common
92857F107
15531
835000
SH
DFND
1
0
835000
0
WATERS CORP
Option
941848953
10621
100000
SH
Put
DFND
1
0
100000
0
WEATHERFORD INTERNATIONAL LT
Common
H27013103
24145
1575000
SH
DFND
1
0
1575000
0
WEATHERFORD INTERNATIONAL LT
Option
H27013903
10731
700000
SH
Call
DFND
1
0
700000
0
WEBMD HEALTH CORP
Common
94770V102
30602
1070000
SH
DFND
1
0
1070000
0
WEIGHT WATCHERS INTL INC NEW
Option
948626956
5606
150000
SH
Put
DFND
1
0
150000
0
WELLPOINT INC
Common
94973V107
27173
325000
SH
DFND
1
0
325000
0
WENDYS CO
Option
95058W950
4410
520000
SH
Put
DFND
1
0
520000
0
WESTLAKE CHEM CORP
Common
960413102
15699
150000
SH
DFND
1
0
150000
0
WHIRLPOOL CORP
Common
963320106
9226
63000
SH
DFND
1
0
63000
0
WHOLE FOODS MKT INC
Common
966837106
14625
250000
SH
DFND
1
0
250000
0
WORKDAY INC
Common
98138H101
16267
201001
SH
DFND
1
0
201001
0
WRIGHT MED GROUP INC
Common
98235T107
10432
400000
SH
DFND
1
0
400000
0
WUXI PHARMATECH CAYMAN INC
Common
929352102
1370
50000
SH
DFND
1
0
50000
0
YAHOO INC
Common
984332106
332
10000
SH
DFND
1
0
10000
0
YOUKU TUDOU INC
Common
98742U100
1123
41000
SH
DFND
1
0
41000
0
YY INC
Common
98426T106
4959
106000
SH
DFND
1
0
106000
0
ZILLOW INC
Common
98954A107
4303
51001
SH
DFND
1
0
51001
0
ZOETIS INC
Common
98978V103
44190
1420000
SH
DFND
1
0
1420000
0