0001193125-15-033652.txt : 20150204 0001193125-15-033652.hdr.sgml : 20150204 20150204160234 ACCESSION NUMBER: 0001193125-15-033652 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 GROUP MEMBERS: DEFU DONG GROUP MEMBERS: HUO'S OFFSHORE TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Techfaith Wireless Communication Technology LTD CENTRAL INDEX KEY: 0001316317 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80840 FILM NUMBER: 15575401 BUSINESS ADDRESS: STREET 1: BUILDING 1, NO. 13, YONGCHANG NORTH ROAD STREET 2: BEIJING ECON-TECH DEV AREA (YI ZHUANG) CITY: BEIJING STATE: F4 ZIP: 100176 BUSINESS PHONE: 86-10-5822-8888 MAIL ADDRESS: STREET 1: BUILDING 1, NO. 13, YONGCHANG NORTH ROAD STREET 2: BEIJING ECON-TECH DEV AREA (YI ZHUANG) CITY: BEIJING STATE: F4 ZIP: 100176 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Helio Glaze LTD CENTRAL INDEX KEY: 0001352970 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 BUSINESS PHONE: (86) 139 11772555 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 SC 13G/A 1 d864712dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 7 Schedule 13G Amendment No. 7

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 7)*

 

 

China Techfaith Wireless Communication Technology Limited

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

G84383101

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G84383101  

 

  1   

Names of reporting persons

 

Defu Dong

  2  

Check the appropriate box if a member of a group

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    People’s Republic of China

Number of

shares

beneficially

owned by

each

reporting

person

with:

     

Sole voting power

 

    4,500,000 ordinary shares(1)

   6   

Shared voting power

 

    254,695,000 ordinary shares

   7   

Sole dispositive power

 

    4,500,000 ordinary shares(1)

   8   

Shared dispositive power

 

    254,695,000 ordinary shares

  9  

Aggregate amount beneficially owned by each reporting person

 

    259,195,000 ordinary shares(2)

10  

Check if the aggregate amount in Row (9) excludes certain shares    ¨

 

11  

Percent of class represented by amount in Row (9)

 

    32.5%(3)

12  

Type of reporting person

 

    IN

 

(1)  Represent 4,500,000 ordinary shares issuable upon the exercise of vested share options held by Mr. Defu Dong.
(2)  Represent (i) 4,500,000 ordinary shares issuable upon the exercise of vested share options held by Mr. Defu Dong and (ii) 254,695,000 ordinary shares.
(3)  The percentage ownership is calculated based on 794,003,193 ordinary shares outstanding as of December 31, 2014 and assuming all share options held by Mr. Defu Dong that are exercisable within 60 days of December 31, 2014 are exercised.


CUSIP No. G84383101  

 

  1   

Names of reporting persons

 

Helio Glaze Limited

  2  

Check the appropriate box if a member of a group

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    British Virgin Islands

Number of

shares

beneficially

owned by

each

reporting

person

with:

     

Sole voting power

 

    0

   6   

Shared voting power

 

    83,500,000 ordinary shares

   7   

Sole dispositive power

 

    0

   8   

Shared dispositive power

 

    83,500,000 ordinary shares

  9  

Aggregate amount beneficially owned by each reporting person

 

    83,500,000 ordinary shares

10  

Check if the aggregate amount in Row (9) excludes certain shares    ¨

 

11  

Percent of class represented by amount in Row (9)

 

    10.5%(1)

12  

Type of reporting person

 

    CO

 

(1)  The percentage ownership is calculated based on 794,003,193 ordinary shares outstanding as of December 31, 2014.


CUSIP No. G84383101  

 

  1   

Names of reporting persons

 

Huo’s Offshore Trust

  2  

Check the appropriate box if a member of a group

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with:

     

Sole voting power

 

    0

   6   

Shared voting power

 

    83,500,000 ordinary shares

   7   

Sole dispositive power

 

    0

   8   

Shared dispositive power

 

    83,500,000 ordinary shares

  9  

Aggregate amount beneficially owned by each reporting person

 

    83,500,000 ordinary shares

10  

Check if the aggregate amount in Row (9) excludes certain shares    ¨

 

11  

Percent of class represented by amount in Row (9)

 

    10.5%(1)

12  

Type of reporting person

 

    OO

 

(1) The percentage ownership is calculated based on 794,003,193 ordinary shares outstanding as of December 31, 2014.

 

4


ITEM 1(a). NAME OF ISSUER:

China Techfaith Wireless Communication Technology Limited (the “Issuer”)

 

ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

3/F., M8 West, No. 1 Jiu Xian Qiao East Road, Chao Yang District,

Beijing 100016, People’s Republic of China

 

ITEM 2(a). NAME OF PERSON FILING:

Defu Dong

Helio Glaze Limited (the “Record Holder”)

Huo’s Offshore Trust (the “Trust”)

 

ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

Defu Dong

3/F., M8 West, No. 1 Jiu Xian Qiao East Road

Chao Yang District, Beijing 100016

People’s Republic of China

Helio Glaze Limited

P.O. Box 916, Woodbourne Hall

Road Town, Tortola

British Virgin Islands

Huo’s Offshore Trust

Compass Point, 9 Bermudiana Road

Hamilton HM11

Bermuda

 

ITEM 2(c). CITIZENSHIP:

Defu Dong is a PRC citizen. The place of organization of the Record Holder is the British Virgin Islands. The Trust is established under the laws of the Cayman Islands.

 

ITEM 2(d). TITLE OF CLASS OF SECURITIES:

Ordinary Shares


ITEM 2(e). CUSIP NO.:

G84383101

ITEM 3. Not Applicable

ITEM 4. OWNERSHIP

The following information with respect to the ownership of the ordinary shares of the Issuer by each of the reporting persons is provided as of December 31, 2014:

 

Reporting Person

   Amount
beneficially
owned:
    Percent
of class:
    Sole power
to vote or
direct
the vote:
    Shared
power to
vote or to
direct

the vote:
     Sole power to
dispose or to
direct the
disposition of:
    Shared power
to dispose or
to direct the
disposition of:
 

Defu Dong

     259,195,000 (1)      32.5 %(2)      4,500,000 (3)      254,695,000        4,500,000 (3)      254,695,000  

Helio Glaze Limited

     83,500,000       10.5 %(4)      0       83,500,000        0       83,500,000  

Huo’s Offshore Trust

     83,500,000       10.5 %(4)      0       83,500,000        0       83,500,000  

 

(1) Represent (i) 4,500,000 ordinary shares issuable upon the exercise of vested share options held by Mr. Defu Dong and (ii) 254,695,000 ordinary shares.
(2) The percentage ownership is calculated based on 794,003,193 ordinary shares outstanding as of December 31, 2014 and assuming all share options held by Mr. Defu Dong that are exercisable within 60 days of December 31, 2014 are exercised.
(3) Represent 4,500,000 ordinary shares issuable upon the exercise of vested share options held by Mr. Defu Dong.
(4) The percentage ownership is calculated based on 794,003,193 ordinary shares outstanding as of December 31, 2014.

The Record Holder is the record owner of 83,500,000 ordinary shares of the Issuer. Mr. Defu Dong is the sole director of the Record Holder. The Record Holder is ultimately wholly owned by the Trust, of which Mr. Dong is the sole director. Mr. Dong, the Record Holder and the Trust may be deemed to be a group as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own all ordinary shares beneficially owned by other members constituting such group. However, each of the Record Holder and the Trust disclaims beneficial ownership of the shares beneficially owned by Mr. Dong other than 83,500,000 ordinary shares.

Mr. Dong is the sole director of each of the Record Holder, the Trust , Oasis Land Limited and Dong’s Family Trust and may be deemed to beneficially own all ordinary shares of the Issuer that are directly owned by each of these entities. However, each of these entities and its holding companies disclaims any beneficial ownership of ordinary shares of the Issuer directly owned by any other entity.

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

Not applicable

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

Not applicable


ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

Not applicable

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

Not applicable

ITEM 9. NOTICE OF DISSOLUTION OF GROUP

Not applicable

ITEM 10. CERTIFICATION

Not applicable


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 4, 2015

 

Defu Dong

/s/ Defu Dong

Defu Dong
Helio Glaze Limited By:

/s/ Defu Dong

Name: Defu Dong
Title: Director
Huo’s Offshore Trust
By:

/s/ Defu Dong

Name: Defu Dong
Title: Director


LIST OF EXHIBITS

 

Exhibit
No.

  

Description

99.1    Joint Filing Agreement
EX-99.1 2 d864712dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00002 per share, of China Techfaith Wireless Communication Technology Limited, a Cayman Islands exempted company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

[Signature page to follow]


Signature Page

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 4, 2015.

 

Defu Dong

/s/ Defu Dong

Defu Dong
Helio Glaze Limited By:

/s/ Defu Dong

Name: Defu Dong
Title: Director
Huo’s Offshore Trust
By:

/s/ Defu Dong

Name: Defu Dong
Title: Director