The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 | 9,423,936 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 8,222,883 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
ALTAIR ENGR INC | NOTE 1.750% 6/1 | 021369AC7 | 11,633,920 | 8,000,000 | SH | SOLE | 8,000,000 | 0 | 0 | |||
AXON ENTERPRISE INC | NOTE 0.500%12/1 | 05464CAB7 | 14,447,105 | 10,500,000 | SH | SOLE | 10,500,000 | 0 | 0 | |||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 1,841,282 | 2,053,000 | SH | SOLE | 2,053,000 | 0 | 0 | |||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 5,443,331 | 7,240,000 | SH | SOLE | 7,240,000 | 0 | 0 | |||
BENTLEY SYS INC | NOTE 0.375% 7/0 | 08265TAD1 | 11,457,542 | 12,824,000 | SH | SOLE | 12,824,000 | 0 | 0 | |||
BOX INC | NOTE 1/1 | 10316TAB0 | 8,054,475 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
CENTURY ALUM CO | NOTE 2.750% 5/0 | 156431AQ1 | 2,650,786 | 2,395,000 | SH | SOLE | 2,395,000 | 0 | 0 | |||
CHEFS WHSE INC | NOTE 2.375%12/1 | 163086AE1 | 7,771,045 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
CHEGG INC | NOTE 9/0 | 163092AF6 | 3,975,510 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
CONFLUENT INC | NOTE 1/1 | 20717MAB9 | 6,111,634 | 7,077,000 | SH | SOLE | 7,077,000 | 0 | 0 | |||
CONMED CORP | NOTE 2.250% 6/1 | 207410AH4 | 9,849,499 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 9,144,821 | 10,339,000 | SH | SOLE | 10,339,000 | 0 | 0 | |||
ARTIVION INC | NOTE 4.250% 7/0 | 228903AB6 | 7,260,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 579,450 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | |||
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 7,577,385 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
DROPBOX INC | NOTE 3/0 | 26210CAC8 | 9,337,963 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
ENCORE CAP GROUP INC | NOTE 4.000% 3/1 | 292554AP7 | 9,492,072 | 10,250,000 | SH | SOLE | 10,250,000 | 0 | 0 | |||
ENVESTNET INC | NOTE 2.625%12/0 | 29404KAG1 | 11,792,700 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 9,163,060 | 10,595,000 | SH | SOLE | 10,595,000 | 0 | 0 | |||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 7,754,970 | 8,593,000 | SH | SOLE | 8,593,000 | 0 | 0 | |||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 5,522,459 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 5,522,250 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 | 1,750,509 | 3,750,000 | SH | SOLE | 3,750,000 | 0 | 0 | |||
GREEN PLAINS INC | NOTE 2.250% 3/1 | 393222AK0 | 8,069,053 | 9,112,000 | SH | SOLE | 9,112,000 | 0 | 0 | |||
GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 | 10,741,846 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
GUESS INC | NOTE 3.750% 4/1 | 401617AF2 | 7,389,126 | 6,750,000 | SH | SOLE | 6,750,000 | 0 | 0 | |||
HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 | 12,232,280 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
IMAX CORP | NOTE 0.500% 4/0 | 45245EAJ8 | 10,822,050 | 11,595,000 | SH | SOLE | 11,595,000 | 0 | 0 | |||
IMPINJ INC | NOTE 1.125% 5/1 | 453204AD1 | 13,930,200 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 14,543,122 | 14,250,000 | SH | SOLE | 14,250,000 | 0 | 0 | |||
INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 | 795,600 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 45826HAB5 | 18,576,805 | 13,000,000 | SH | SOLE | 13,000,000 | 0 | 0 | |||
INTERDIGITAL INC | NOTE 3.500% 6/0 | 45867GAD3 | 10,589,321 | 6,830,000 | SH | SOLE | 6,830,000 | 0 | 0 | |||
ITRON INC | NOTE 3/1 | 465741AN6 | 10,298,263 | 10,250,000 | SH | SOLE | 10,250,000 | 0 | 0 | |||
JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 472145AF8 | 5,780,415 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 | 9,111,864 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 7,891,774 | 8,382,000 | SH | SOLE | 8,382,000 | 0 | 0 | |||
LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 516544AB9 | 13,122,912 | 10,530,000 | SH | SOLE | 10,530,000 | 0 | 0 | |||
LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 538034BA6 | 11,137,640 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 9,939,902 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
MGP INGREDIENTS INC NEW | NOTE 1.875%11/1 | 55303JAB2 | 6,066,170 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 6,756,535 | 7,500,000 | SH | SOLE | 7,500,000 | 0 | 0 | |||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 4,800,576 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 7,368,184 | 7,982,000 | SH | SOLE | 7,982,000 | 0 | 0 | |||
MITEK SYS INC | NOTE 0.750% 2/0 | 606710AA9 | 5,336,039 | 5,682,000 | SH | SOLE | 5,682,000 | 0 | 0 | |||
NCL CORP LTD | NOTE 1.125% 2/1 | 62886HBD2 | 5,728,139 | 6,175,000 | SH | SOLE | 6,175,000 | 0 | 0 | |||
NORTHERN OIL & GAS INC | NOTE 3.625% 4/1 | 665531AJ8 | 5,763,850 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 | 6,944,901 | 7,221,000 | SH | SOLE | 7,221,000 | 0 | 0 | |||
ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 686688AB8 | 12,857,671 | 13,000,000 | SH | SOLE | 13,000,000 | 0 | 0 | |||
PATRICK INDS INC | NOTE 1.750%12/0 | 703343AG8 | 13,255,010 | 10,949,000 | SH | SOLE | 10,949,000 | 0 | 0 | |||
PETIQ INC | NOTE 4.000% 6/0 | 71639TAB2 | 9,725,841 | 9,157,000 | SH | SOLE | 9,157,000 | 0 | 0 | |||
POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 | 5,500,296 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 743312AB6 | 10,834,848 | 10,350,000 | SH | SOLE | 10,350,000 | 0 | 0 | |||
PROS HOLDINGS INC | NOTE 2.250% 9/1 | 74346YAG8 | 10,121,742 | 10,419,000 | SH | SOLE | 10,419,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | 3,964,899 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 5,148,351 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | |||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 6,277,815 | 6,956,000 | SH | SOLE | 6,956,000 | 0 | 0 | |||
REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 | 2,133,300 | 3,750,000 | SH | SOLE | 3,750,000 | 0 | 0 | |||
SSR MINING IN | NOTE 2.500% 4/0 | 784730AB9 | 5,410,620 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
SEMTECH CORP | NOTE 1.625%11/0 | 816850AF8 | 8,438,400 | 8,000,000 | SH | SOLE | 8,000,000 | 0 | 0 | |||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 8,789,796 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 | 12,140,006 | 8,502,000 | SH | SOLE | 8,502,000 | 0 | 0 | |||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 8,754,637 | 9,890,000 | SH | SOLE | 9,890,000 | 0 | 0 | |||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 5,047,178 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
VEECO INSTRS INC DEL | NOTE 2.875% 6/0 | 922417AJ9 | 12,924,570 | 7,500,000 | SH | SOLE | 7,500,000 | 0 | 0 | |||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 7,867,581 | 8,495,000 | SH | SOLE | 8,495,000 | 0 | 0 | |||
VERITONE INC | NOTE 1.750%11/1 | 92347MAB6 | 1,300,633 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
WAYFAIR INC | NOTE 3.250% 9/1 | 94419LAP6 | 5,722,681 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 5,155,500 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
WOLFSPEED INC | NOTE 0.250% 2/1 | 977852AB8 | 2,937,663 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 10,090,083 | 9,175,000 | SH | SOLE | 9,175,000 | 0 | 0 | |||
XOMETRY INC | NOTE 1.000% 2/0 | 98423FAB5 | 7,849,475 | 10,500,000 | SH | SOLE | 10,500,000 | 0 | 0 |