The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 | 9,927,500 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 7,294,782 | 8,185,000 | SH | SOLE | 8,185,000 | 0 | 0 | |||
VERADIGM INC | NOTE 0.875% 1/0 | 01988PAF5 | 10,025,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
ALPHATEC HLDGS INC | NOTE 0.750% 8/0 | 02081GAB8 | 10,550,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
ALTAIR ENGR INC | NOTE 1.750% 6/1 | 021369AC7 | 11,560,500 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
AXON ENTERPRISE INC | NOTE 0.500%12/1 | 05464CAB7 | 13,220,668 | 10,500,000 | SH | SOLE | 10,500,000 | 0 | 0 | |||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 3,305,488 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 4,578,487 | 7,240,000 | SH | SOLE | 7,240,000 | 0 | 0 | |||
BENTLEY SYS INC | NOTE 0.375% 7/0 | 08265TAD1 | 11,509,540 | 12,824,000 | SH | SOLE | 12,824,000 | 0 | 0 | |||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 6,613,281 | 7,500,000 | SH | SOLE | 7,500,000 | 0 | 0 | |||
BOX INC | NOTE 1/1 | 10316TAB0 | 8,928,770 | 8,000,000 | SH | SOLE | 8,000,000 | 0 | 0 | |||
BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 10806XAD4 | 3,882,480 | 4,622,000 | SH | SOLE | 4,622,000 | 0 | 0 | |||
TOPGOLF CALLAWAY BRANDS CORP | NOTE 2.750% 5/0 | 131193AE4 | 7,858,726 | 7,409,000 | SH | SOLE | 7,409,000 | 0 | 0 | |||
CENTURY ALUM CO | NOTE 2.750% 5/0 | 156431AQ1 | 2,915,286 | 3,395,000 | SH | SOLE | 3,395,000 | 0 | 0 | |||
CHEFS WHSE INC | NOTE 2.375%12/1 | 163086AE1 | 6,165,755 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | |||
CHEGG INC | NOTE 9/0 | 163092AF6 | 5,810,360 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
CONFLUENT INC | NOTE 1/1 | 20717MAB9 | 5,830,750 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
CONMED CORP | NOTE 2.250% 6/1 | 207410AH4 | 9,985,497 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 9,813,933 | 11,339,000 | SH | SOLE | 11,339,000 | 0 | 0 | |||
ARTIVION INC | NOTE 4.250% 7/0 | 228903AB6 | 9,551,250 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 791,250 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | |||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 5,673,218 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 7,413,074 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
DROPBOX INC | NOTE 3/0 | 26210CAC8 | 10,821,568 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
ENVESTNET INC | NOTE 2.625%12/0 | 29404KAG1 | 10,876,250 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 4,324,715 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 9,773,979 | 10,095,000 | SH | SOLE | 10,095,000 | 0 | 0 | |||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 7,464,076 | 8,593,000 | SH | SOLE | 8,593,000 | 0 | 0 | |||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 5,322,685 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 7,267,812 | 8,125,000 | SH | SOLE | 8,125,000 | 0 | 0 | |||
GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 | 1,862,562 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
GREEN PLAINS INC | NOTE 2.250% 3/1 | 393222AK0 | 9,537,530 | 9,112,000 | SH | SOLE | 9,112,000 | 0 | 0 | |||
GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 | 11,319,678 | 11,500,000 | SH | SOLE | 11,500,000 | 0 | 0 | |||
HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 | 10,216,250 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
IMAX CORP | NOTE 0.500% 4/0 | 45245EAJ8 | 10,319,550 | 11,595,000 | SH | SOLE | 11,595,000 | 0 | 0 | |||
IMPINJ INC | NOTE 1.125% 5/1 | 453204AD1 | 9,753,750 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 13,252,500 | 14,250,000 | SH | SOLE | 14,250,000 | 0 | 0 | |||
INSMED INC | NOTE 0.750% 6/0 | 457669AB5 | 10,305,000 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 | 840,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 5,360,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
INTERDIGITAL INC | NOTE 3.500% 6/0 | 45867GAD3 | 8,790,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
ITRON INC | NOTE 3/1 | 465741AN6 | 10,364,062 | 11,250,000 | SH | SOLE | 11,250,000 | 0 | 0 | |||
JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 472145AF8 | 5,046,229 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 | 9,012,500 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | |||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 8,072,195 | 8,258,000 | SH | SOLE | 8,258,000 | 0 | 0 | |||
LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 516544AB9 | 11,222,567 | 10,030,000 | SH | SOLE | 10,030,000 | 0 | 0 | |||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 8,545,891 | 9,600,000 | SH | SOLE | 9,600,000 | 0 | 0 | |||
MGP INGREDIENTS INC NEW | NOTE 1.875%11/1 | 55303JAB2 | 9,335,866 | 8,000,000 | SH | SOLE | 8,000,000 | 0 | 0 | |||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 6,421,875 | 7,500,000 | SH | SOLE | 7,500,000 | 0 | 0 | |||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 6,060,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 57164YAF4 | 4,426,225 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 9,158,485 | 9,982,000 | SH | SOLE | 9,982,000 | 0 | 0 | |||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 14,572,900 | 11,945,000 | SH | SOLE | 11,945,000 | 0 | 0 | |||
MITEK SYS INC | NOTE 0.750% 2/0 | 606710AA9 | 5,284,260 | 5,682,000 | SH | SOLE | 5,682,000 | 0 | 0 | |||
MODEL N INC | NOTE 2.625% 6/0 | 607525AB8 | 7,420,000 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
NCL CORP LTD | NOTE 1.125% 2/1 | 62886HBD2 | 7,495,658 | 8,175,000 | SH | SOLE | 8,175,000 | 0 | 0 | |||
NORTHERN OIL & GAS INC | NOTE 3.625% 4/1 | 665531AJ8 | 5,893,770 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 4,623,030 | 4,971,000 | SH | SOLE | 4,971,000 | 0 | 0 | |||
OIL STS INTL INC | NOTE 4.750% 4/0 | 678026AK1 | 7,004,976 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 686688AB8 | 13,336,422 | 13,000,000 | SH | SOLE | 13,000,000 | 0 | 0 | |||
PATRICK INDS INC | NOTE 1.750%12/0 | 703343AG8 | 12,468,174 | 10,949,000 | SH | SOLE | 10,949,000 | 0 | 0 | |||
PEABODY ENGR CORP | NOTE 3.250% 3/0 | 704551AD2 | 9,996,958 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
PERFICIENT INC | NOTE 0.125%11/1 | 71375UAF8 | 11,394,484 | 13,749,000 | SH | SOLE | 13,749,000 | 0 | 0 | |||
PETIQ INC | NOTE 4.000% 6/0 | 71639TAB2 | 11,157,000 | 11,157,000 | SH | SOLE | 11,157,000 | 0 | 0 | |||
PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 743312AB6 | 10,932,188 | 10,350,000 | SH | SOLE | 10,350,000 | 0 | 0 | |||
PROS HOLDINGS INC | NOTE 2.250% 9/1 | 74346YAG8 | 12,402,500 | 11,000,000 | SH | SOLE | 11,000,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | 5,534,913 | 6,091,000 | SH | SOLE | 6,091,000 | 0 | 0 | |||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 4,937,344 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | |||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 6,242,700 | 6,956,000 | SH | SOLE | 6,956,000 | 0 | 0 | |||
REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 | 2,437,500 | 3,750,000 | SH | SOLE | 3,750,000 | 0 | 0 | |||
REPLIGEN CORP | NOTE 1.000%12/1 | 759916AC3 | 5,612,310 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
SSR MINING IN | NOTE 2.500% 4/0 | 784730AB9 | 9,471,681 | 9,847,000 | SH | SOLE | 9,847,000 | 0 | 0 | |||
SEMTECH CORP | NOTE 1.625%11/0 | 816850AF8 | 6,827,200 | 8,000,000 | SH | SOLE | 8,000,000 | 0 | 0 | |||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 9,500,505 | 8,480,000 | SH | SOLE | 8,480,000 | 0 | 0 | |||
STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 | 10,810,293 | 8,502,000 | SH | SOLE | 8,502,000 | 0 | 0 | |||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 7,436,250 | 9,000,000 | SH | SOLE | 9,000,000 | 0 | 0 | |||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 4,152,054 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 8,430,219 | 9,890,000 | SH | SOLE | 9,890,000 | 0 | 0 | |||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 7,590,198 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | |||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 7,428,038 | 8,465,000 | SH | SOLE | 8,465,000 | 0 | 0 | |||
VERITONE INC | NOTE 1.750%11/1 | 92347MAB6 | 1,830,794 | 8,246,000 | SH | SOLE | 8,246,000 | 0 | 0 | |||
WAYFAIR INC | NOTE 3.250% 9/1 | 94419LAP6 | 6,170,500 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 11,431,853 | 9,096,000 | SH | SOLE | 9,096,000 | 0 | 0 | |||
WOLFSPEED INC | NOTE 0.250% 2/1 | 977852AB8 | 4,735,233 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | |||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 12,628,949 | 9,175,000 | SH | SOLE | 9,175,000 | 0 | 0 | |||
XOMETRY INC | NOTE 1.000% 2/0 | 98423FAB5 | 9,795,589 | 10,500,000 | SH | SOLE | 10,500,000 | 0 | 0 |