0001209191-19-003364.txt : 20190110 0001209191-19-003364.hdr.sgml : 20190110 20190110214703 ACCESSION NUMBER: 0001209191-19-003364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colowick Alan CENTRAL INDEX KEY: 0001316163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38653 FILM NUMBER: 19521343 MAIL ADDRESS: STREET 1: C/O THRESHOLD PHARMACEUTICALS, INC. STREET 2: 1300 SEAPORT BOULEVARD, 5TH FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Principia Biopharma Inc. CENTRAL INDEX KEY: 0001510487 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 263487603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 EAST JAMIE COURT, SUITE 302 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: (650) 416-7700 MAIL ADDRESS: STREET 1: 400 EAST JAMIE COURT, SUITE 302 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-13 0 0001510487 Principia Biopharma Inc. PRNB 0001316163 Colowick Alan C/O SOFINNOVA INVESTMENTS 3000 SAND HILL ROAD, 4-250 MENLO PARK CA 94025 1 0 0 0 Director Stock Option (right to buy) 17.00 2018-09-13 4 A 0 20475 0.00 A 2028-09-12 Common Stock 20475 20475 D The stock option vests in equal monthly installments over a three year period, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. /s/ Christopher Y. Chai, Attorney-in-Fact for Alan Colowick 2019-01-10