The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPHA NATURAL RESOURCES INC COM 02076X102 134 133,800 SH   DFND 1 133,800 0 0
AMICUS THERAPEUTICS INC COM 03152W109 723 66,416 SH   DFND 1 66,416 0 0
ARCH COAL INC COM 039380100 183 183,500 SH   DFND 1 183,500 0 0
COACH INC COM 189754104 621 15,000 SH   DFND 1 15,000 0 0
CONTINENTAL RESOURCES INC COM 212015101 437 10,000 SH   DFND 1 10,000 0 0
EP ENERGY CORP CL A 268785102 472 45,000 SH   DFND 1 45,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 350 25,000 SH   DFND 1 25,000 0 0
LAREDO PETROLEUM INC COM 516806106 391 30,000 SH   DFND 1 30,000 0 0
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 3,371 100,000 SH Put DFND 1 100,000 0 0
MCDERMOTT INTL INC COM 580037109 2,540 661,500 SH   DFND 1 661,500 0 0
MOMENTA PHARMACEUTICALS INC COM 60877T100 1,596 105,000 SH   DFND 1 105,000 0 0
NEKTAR THERAPEUTICS COM 640268108 330 30,000 SH   DFND 1 30,000 0 0
NQ MOBILE INC ADR REPSTG CL A 64118U108 845 226,600 SH   DFND 1 226,600 0 0
OASIS PETE INC NEW COM 674215108 1,564 110,000 SH   DFND 1 110,000 0 0
ROSETTA RESOURCES INC COM 777779307 608 35,700 SH   DFND 1 35,700 0 0
SANCHEZ ENERGY CORP COM 79970Y105 693 53,300 SH   DFND 1 53,300 0 0
SEATTLE GENETICS INC COM 812578102 354 10,000 SH   DFND 1 10,000 0 0