The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 196 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 2,606 | 702,500 | SH | DFND | 1 | 702,500 | 0 | 0 | |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 148 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 1,113 | 300,000 | SH | Call | DFND | 1 | 300,000 | 0 | 0 |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 164 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
| AMICUS THERAPEUTICS INC | COM | 03152W109 | 2,217 | 663,716 | SH | DFND | 1 | 663,716 | 0 | 0 | |
| ANTERO RES CORP | COM | 03674X106 | 1,641 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| ARCH COAL INC | COM | 039380100 | 2,599 | 712,000 | SH | DFND | 1 | 712,000 | 0 | 0 | |
| ARCH COAL INC | COM | 039380100 | 1,095 | 300,000 | SH | Call | DFND | 1 | 300,000 | 0 | 0 |
| BAKER HUGHES INC | COM | 057224107 | 4,914 | 66,000 | SH | DFND | 1 | 66,000 | 0 | 0 | |
| CANADIAN NAT RES LTD | COM | 136385101 | 1,377 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| COMSTOCK RES INC | COM NEW | 205768203 | 2,495 | 86,500 | SH | DFND | 1 | 86,500 | 0 | 0 | |
| ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | 3,615 | 153,000 | SH | DFND | 1 | 153,000 | 0 | 0 | |
| ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | 236 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 3,650 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| GOODRICH PETE CORP | COM NEW | 382410405 | 8,296 | 300,588 | SH | DFND | 1 | 300,588 | 0 | 0 | |
| GOODRICH PETE CORP | COM NEW | 382410405 | 207 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
| GULFPORT ENERGY CORP | COM NEW | 402635304 | 2,537 | 40,400 | SH | DFND | 1 | 40,400 | 0 | 0 | |
| HALCON RES CORP | COM NEW | 40537Q209 | 2,962 | 406,300 | SH | DFND | 1 | 406,300 | 0 | 0 | |
| HALLIBURTON CO | COM | 406216101 | 6,474 | 91,173 | SH | DFND | 1 | 91,173 | 0 | 0 | |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 6,322 | 412,366 | SH | DFND | 1 | 412,366 | 0 | 0 | |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 138 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 2,300 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 | 2,466 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 11,552 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 | 1,573 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
| MOSAIC CO NEW | COM | 61945C103 | 143 | 2,900 | SH | DFND | 2,900 | 0 | 0 | ||
| NEWFIELD EXPL CO | COM | 651290108 | 1,896 | 42,900 | SH | DFND | 1 | 42,900 | 0 | 0 | |
| NOBLE CORP PLC | SHS USD | G65431101 | 852 | 25,400 | SH | DFND | 1 | 25,400 | 0 | 0 | |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 2,366 | 385,300 | SH | DFND | 1 | 385,300 | 0 | 0 | |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 675 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 614 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| OASIS PETE INC NEW | COM | 674215108 | 3,353 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| PIONEER NAT RES CO | COM | 723787107 | 3,332 | 14,500 | SH | DFND | 1 | 14,500 | 0 | 0 | |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,111 | 56,149 | SH | DFND | 1 | 56,149 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 3,857 | 32,700 | SH | DFND | 1 | 32,700 | 0 | 0 | |
| STONE ENERGY CORP | COM | 861642106 | 1,638 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| TRANSOCEAN LTD | REG SHS | H8817H100 | 829 | 18,400 | SH | DFND | 1 | 18,400 | 0 | 0 | |
| WALTER ENERGY INC | COM | 93317Q105 | 1,913 | 351,100 | SH | DFND | 1 | 351,100 | 0 | 0 | |
| WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 7,569 | 329,100 | SH | DFND | 1 | 329,100 | 0 | 0 | |