0001209191-15-080121.txt : 20151113
0001209191-15-080121.hdr.sgml : 20151113
20151113195217
ACCESSION NUMBER: 0001209191-15-080121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XOOM Corp
CENTRAL INDEX KEY: 0001315657
STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099]
IRS NUMBER: 943401054
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 425 MARKET STREET 12TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-660-1089
MAIL ADDRESS:
STREET 1: 425 MARKET STREET 12TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: XOOM CORP
DATE OF NAME CHANGE: 20050127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOTHA ROELOF
CENTRAL INDEX KEY: 0001222287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35801
FILM NUMBER: 151230749
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-12
1
0001315657
XOOM Corp
XOOM
0001222287
BOTHA ROELOF
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
1
0
1
0
Common Stock
2015-11-12
4
D
0
12369
25.00
D
0
D
Common Stock
2015-11-12
4
D
0
70000
25.00
D
0
I
By BV 369 Trust
Common Stock
2015-11-12
4
D
0
5036306
25.00
D
0
I
By Sequoia Capital XI, LP
Common Stock
2015-11-12
4
D
0
545439
25.00
D
0
I
By Sequoia Capital XI Principals Fund, LLC
Common Stock
2015-11-12
4
D
0
159807
25.00
D
0
I
By Sequoia Technology Partners XI, LP
Stock Option (Right to Buy)
25.38
2015-11-12
4
D
0
16090
0.00
D
2023-07-18
Common Stock
16090
0
D
Stock Option (Right to Buy)
22.68
2015-11-12
4
D
0
11259
0.00
D
2024-05-29
Common Stock
11259
0
D
Stock Option (Right to Buy)
19.11
2015-11-12
4
D
0
9179
0.00
D
2025-05-28
Common Stock
9179
0
D
Disposed of pursuant to a merger agreement between the Issuer, PayPal, Inc., Timer Acquisition Corp., and PayPal Holdings, Inc., dated July 1, 2015 (the "Merger Agreement") in exchange for a cash payment of $25.00 per share, without interest. 3,924 of the shares represent a grant of restricted stock units that provided for vesting in one installment on May 28, 2016. The units became fully vested immediately prior to the effective time of the merger in accordance with the Issuer's non-employee director compensation policy.
Disposed of pursuant to the Merger Agreement in exchange for a cash payment of $25.00 per share, without interest.
The Reporting Person may be deemed to beneficially own the shares held by BV 369 Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Roelof Frederik Botha is an indirect non-managing member of SC XI Management, LLC ("SC XI Management"). SC XI Management is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. In addition, Mr. Botha is an indirect member of Sequoia Capital XI Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
This option, which provided for vesting in three annual installments from July 18, 2013, was cancelled, terminated and extinguished for no consideration pursuant to the Merger Agreement because the exercise price of such option exceeded the per share merger price of $25.00.
This option, which vested in one installment on May 29, 2015, was cancelled, terminated and extinguished pursuant to the Merger Agreement in exchange for a cash payment in the amount by which the per share merger price of $25.00 exceeded the exercise price of the option as of the effective time of the merger, without interest.
This option originally provided for vesting in one installment on May 28, 2016. The option became fully vested immediately prior to the effective time of the merger in accordance with the Issuer's non-employee director compensation policy and was cancelled, terminated and extinguished pursuant to the Merger Agreement in exchange for a cash payment in the amount by which the per share merger price of $25.00 exceeded the exercise price of the option as of the effective time of the merger, without interest.
/s/ Christopher G. Ferro, Attorney-in-Fact
2015-11-13