FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/14/2013 |
3. Issuer Name and Ticker or Trading Symbol
XOOM Corp [ XOOM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 100,000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (1) | 01/08/2018 | Common Stock | 19,586 | $1 | D | |
Stock Option (right to buy) | (2) | 04/20/2020 | Common Stock | 75,000 | $4.48 | D | |
Stock Option (right to buy) | (3) | 03/15/2022 | Common Stock | 81,250 | $6.84 | D |
Explanation of Responses: |
1. The stock option is exercisable as of the grant date, subject to a repurchase right in favor of the Issuer. 1/4th of the shares subject to the option vest on the first anniversary of the vesting commencement date of January 8, 2008 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. The stock option was granted for 119,586 shares on January 30, 2008 and previously exercised in part for 100,000 shares. |
2. The stock option is exercisable as of the grant date, subject to a repurchase right in favor of the Issuer. 1/5th of the shares subject to the option vest on the first anniversary of the vesting commencement date of April 20, 2010 and 1/60th of the shares vest monthly thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. |
3. The stock option is exercisable as of the grant date, subject to a repurchase right in favor of the Issuer. 1/5th of the shares subject to the option vest on each anniversary of the vesting commencement date of March 15, 2012, subject to the Reporting Person's continuous service to the Issuer on each such date. |
Remarks: |
/s/ Christopher G. Ferro | 02/14/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |