0001445866-19-000335.txt : 20190401 0001445866-19-000335.hdr.sgml : 20190401 20190401140236 ACCESSION NUMBER: 0001445866-19-000335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waters Bryan W. CENTRAL INDEX KEY: 0001638734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30653 FILM NUMBER: 19719955 MAIL ADDRESS: STREET 1: 240 MONTE VISTA RIDGE ROAD CITY: ORINDA STATE: CA ZIP: 94563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Galaxy Gaming, Inc. CENTRAL INDEX KEY: 0000013156 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 208143439 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6767 SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 702-939-3254 MAIL ADDRESS: STREET 1: 6767 SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: SECURED DIVERSIFIED INVESTMENT LTD DATE OF NAME CHANGE: 20050622 FORMER COMPANY: FORMER CONFORMED NAME: SECURED DIVERSIFIED INVESTMENT LTD DATE OF NAME CHANGE: 20020919 FORMER COMPANY: FORMER CONFORMED NAME: BOOK CORP OF AMERICA DATE OF NAME CHANGE: 20000517 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2019-03-29 0 0000013156 Galaxy Gaming, Inc. GLXZ 0001638734 Waters Bryan W. 6767 SPENCER STREET LAS VEGAS NV 89119 1 0 0 0 Common Stock 2019-03-29 4 A 0 12400 1.60 A 1408561 D Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. /s/ Bryan W. Waters 2019-04-01