0001433195-20-000033.txt : 20200507
0001433195-20-000033.hdr.sgml : 20200507
20200507200044
ACCESSION NUMBER: 0001433195-20-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kane Ida Kathleen
CENTRAL INDEX KEY: 0001315423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 20858304
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_158889602406633.xml
FORM 4
X0306
4
2020-05-05
0
0001433195
APPFOLIO INC
APPF
0001315423
Kane Ida Kathleen
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-05-05
4
C
0
5000
0
A
5000
D
Class A Common Stock
2020-05-05
4
S
0
200
95.02
D
4800
D
Class A Common Stock
2020-05-05
4
S
0
300
99.3467
D
4500
D
Class A Common Stock
2020-05-05
4
S
0
100
101.14
D
4400
D
Class A Common Stock
2020-05-05
4
S
0
100
103.14
D
4300
D
Class A Common Stock
2020-05-05
4
S
0
200
105.925
D
4100
D
Class A Common Stock
2020-05-05
4
S
0
600
107.4576
D
3500
D
Class A Common Stock
2020-05-05
4
S
0
440
108.3886
D
3060
D
Class A Common Stock
2020-05-05
4
S
0
1100
109.5918
D
1960
D
Class A Common Stock
2020-05-05
4
S
0
888
110.7179
D
1072
D
Class A Common Stock
2020-05-05
4
S
0
872
111.6144
D
200
D
Class A Common Stock
2020-05-05
4
S
0
200
112.38
D
0
D
Class B Common Stock
0.0
2020-05-05
4
C
0
5000
0
D
Class A Common Stock
5000.0
26936
D
These shares were sold pursuant to a Rule 10b5-1 plan adopted by Ms. Kane on or around September 5, 2019.
This transaction was executed in multiple trades with sales prices ranging from $99.06 to $99.61. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $105.69 to $106.16. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $106.93 to $107.66. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $108.11 to $108.56. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $109.17 to $109.97. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $110.20 to $111.18. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $111.20 to $112.12. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $112.36 to $112.40. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
/s/ Ida Kathleen Kane
2020-05-07