0001433195-20-000008.txt : 20200205 0001433195-20-000008.hdr.sgml : 20200205 20200205195240 ACCESSION NUMBER: 0001433195-20-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kane Ida Kathleen CENTRAL INDEX KEY: 0001315423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 20580504 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 wf-form4_158095034286872.xml FORM 4 X0306 4 2020-02-03 0 0001433195 APPFOLIO INC APPF 0001315423 Kane Ida Kathleen 50 CASTILIAN DRIVE SANTA BARBARA CA 93117 0 1 0 0 Chief Financial Officer Class A Common Stock 2020-02-03 4 C 0 5000 0 A 5000 D Class A Common Stock 2020-02-03 4 S 0 2967 130.6219 D 2033 D Class A Common Stock 2020-02-03 4 S 0 1085 131.6177 D 948 D Class A Common Stock 2020-02-03 4 S 0 948 132.3938 D 0 D Class B Common Stock 0.0 2020-02-03 4 C 0 5000 0 D Class A Common Stock 5000.0 31936 D These shares were sold pursuant to a Rule 10b5-1 plan adopted by Ms. Kane on or around September 5, 2019. This transaction was executed in multiple trades with sales prices ranging from $130.21 to $131.18. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $131.21 to $132.18. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $132.23 to $132.49. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. /s/ Ida Kathleen Kane 2020-02-05