0001433195-18-000033.txt : 20180503
0001433195-18-000033.hdr.sgml : 20180503
20180503170034
ACCESSION NUMBER: 0001433195-18-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180503
DATE AS OF CHANGE: 20180503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kane Ida Kathleen
CENTRAL INDEX KEY: 0001315423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 18804737
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_152538122142590.xml
FORM 4
X0306
4
2018-05-01
0
0001433195
APPFOLIO INC
APPF
0001315423
Kane Ida Kathleen
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Financial Officer
Class A Common Stock
2018-05-01
4
C
0
5000
0
A
5000
D
Class A Common Stock
2018-05-01
4
S
0
977
50
D
4023
D
Class A Common Stock
2018-05-02
4
S
0
4023
50
D
0
D
Class B Common Stock
0.0
2018-05-01
4
C
0
5000
0
D
Class A Common Stock
5000.0
56936
D
These shares were sold pursuant to a Rule 10b5-1 plan adopted by Ms. Kane on or around November 16, 2017.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
/s/ Ida Kathleen Kane
2018-05-03