0001209191-16-096462.txt : 20160208 0001209191-16-096462.hdr.sgml : 20160208 20160208175254 ACCESSION NUMBER: 0001209191-16-096462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neothetics, Inc. CENTRAL INDEX KEY: 0001618835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208527075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 750-1008 MAIL ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270 CITY: SAN DIEGO STATE: CA ZIP: 92122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Locke Kenneth W CENTRAL INDEX KEY: 0001315264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36754 FILM NUMBER: 161396620 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-04 0 0001618835 Neothetics, Inc. NEOT 0001315264 Locke Kenneth W 9171 TOWNE CENTRE DRIVE SUITE 270 SAN DIEGO CA 92122 0 1 0 0 Chief Scientific Officer Stock Option (Right to Buy) 0.9701 2016-02-04 4 A 0 35000 0.00 A 2026-02-04 Common Stock 35000 35000 D Option shares vest in 48 equal monthly installments beginning on March 4, 2016. /s/ Susan A. Knudson, Attorney-in-fact 2016-02-08