0001209191-15-081396.txt : 20151119
0001209191-15-081396.hdr.sgml : 20151119
20151119193116
ACCESSION NUMBER: 0001209191-15-081396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151118
FILED AS OF DATE: 20151119
DATE AS OF CHANGE: 20151119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neothetics, Inc.
CENTRAL INDEX KEY: 0001618835
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208527075
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 750-1008
MAIL ADDRESS:
STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Locke Kenneth W
CENTRAL INDEX KEY: 0001315264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36754
FILM NUMBER: 151244766
MAIL ADDRESS:
STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-18
0
0001618835
Neothetics, Inc.
NEOT
0001315264
Locke Kenneth W
9171 TOWNE CENTRE DRIVE
SUITE 270
SAN DIEGO
CA
92122
0
1
0
0
Chief Scientific Officer
Common Stock
2015-11-18
4
M
0
6098
8.301
A
6391
D
Common Stock
2015-11-18
4
S
0
6098
8.301
D
293
D
Stock Option (Right to Buy)
1.22
2015-11-18
4
M
0
4093
0.00
D
2018-04-22
Common Stock
4093
23191
D
Stock Option (Right to Buy)
1.22
2015-11-18
4
M
0
2005
0.00
D
2019-06-10
Common Stock
2005
11366
D
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Option shares are fully vested.
/s/ Kenneth W. Locke
2015-11-19