0001209191-15-081396.txt : 20151119 0001209191-15-081396.hdr.sgml : 20151119 20151119193116 ACCESSION NUMBER: 0001209191-15-081396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151118 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neothetics, Inc. CENTRAL INDEX KEY: 0001618835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208527075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 750-1008 MAIL ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE, SUITE 270 CITY: SAN DIEGO STATE: CA ZIP: 92122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Locke Kenneth W CENTRAL INDEX KEY: 0001315264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36754 FILM NUMBER: 151244766 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-18 0 0001618835 Neothetics, Inc. NEOT 0001315264 Locke Kenneth W 9171 TOWNE CENTRE DRIVE SUITE 270 SAN DIEGO CA 92122 0 1 0 0 Chief Scientific Officer Common Stock 2015-11-18 4 M 0 6098 8.301 A 6391 D Common Stock 2015-11-18 4 S 0 6098 8.301 D 293 D Stock Option (Right to Buy) 1.22 2015-11-18 4 M 0 4093 0.00 D 2018-04-22 Common Stock 4093 23191 D Stock Option (Right to Buy) 1.22 2015-11-18 4 M 0 2005 0.00 D 2019-06-10 Common Stock 2005 11366 D The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Option shares are fully vested. /s/ Kenneth W. Locke 2015-11-19