0001209191-14-070051.txt : 20141119
0001209191-14-070051.hdr.sgml : 20141119
20141119170628
ACCESSION NUMBER: 0001209191-14-070051
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141119
FILED AS OF DATE: 20141119
DATE AS OF CHANGE: 20141119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neothetics, Inc.
CENTRAL INDEX KEY: 0001618835
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208527075
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 750-1008
MAIL ADDRESS:
STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Locke Kenneth W
CENTRAL INDEX KEY: 0001315264
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36754
FILM NUMBER: 141236513
MAIL ADDRESS:
STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-11-19
0
0001618835
Neothetics, Inc.
NEOT
0001315264
Locke Kenneth W
9191 TOWNE CENTRE DRIVE
SUITE 400
SAN DIEGO
CA
92122
0
1
0
0
Chief Scientific Officer
Stock Option (Right to Buy)
1.22
2018-04-22
Common Stock
27284
D
Stock Option (Right to Buy)
1.22
2019-06-10
Common Stock
13371
D
Stock Option (Right to Buy)
1.342
2024-02-06
Common Stock
67351
D
Stock Option (Right to Buy)
10.431
2014-10-15
Common Stock
22753
D
25% of the option shares vested on April 21, 2009 with the remaining option shares vesting in 36 equal monthly installments theafter.
Option shares vest in 48 equal monthly installments measured from the vesting commencement date, February 6, 2014.
25% of the option shares vest on October 15, 2015 and the remaining option shares will vest in 36 equal monthly installments theafter.
/s/ Kenneth Locke
2014-11-19