0001209191-14-070051.txt : 20141119 0001209191-14-070051.hdr.sgml : 20141119 20141119170628 ACCESSION NUMBER: 0001209191-14-070051 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141119 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neothetics, Inc. CENTRAL INDEX KEY: 0001618835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208527075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 750-1008 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Locke Kenneth W CENTRAL INDEX KEY: 0001315264 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36754 FILM NUMBER: 141236513 MAIL ADDRESS: STREET 1: 9191 TOWNE CENTRE DRIVE, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-11-19 0 0001618835 Neothetics, Inc. NEOT 0001315264 Locke Kenneth W 9191 TOWNE CENTRE DRIVE SUITE 400 SAN DIEGO CA 92122 0 1 0 0 Chief Scientific Officer Stock Option (Right to Buy) 1.22 2018-04-22 Common Stock 27284 D Stock Option (Right to Buy) 1.22 2019-06-10 Common Stock 13371 D Stock Option (Right to Buy) 1.342 2024-02-06 Common Stock 67351 D Stock Option (Right to Buy) 10.431 2014-10-15 Common Stock 22753 D 25% of the option shares vested on April 21, 2009 with the remaining option shares vesting in 36 equal monthly installments theafter. Option shares vest in 48 equal monthly installments measured from the vesting commencement date, February 6, 2014. 25% of the option shares vest on October 15, 2015 and the remaining option shares will vest in 36 equal monthly installments theafter. /s/ Kenneth Locke 2014-11-19