0001209191-23-002612.txt : 20230109 0001209191-23-002612.hdr.sgml : 20230109 20230109180218 ACCESSION NUMBER: 0001209191-23-002612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Jimmi Sue CENTRAL INDEX KEY: 0001684691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32737 FILM NUMBER: 23519178 MAIL ADDRESS: STREET 1: 625 LIBERTY AVENUE, SUITE 1700 STREET 2: C/O EQT CORPORATION CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Koppers Holdings Inc. CENTRAL INDEX KEY: 0001315257 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] IRS NUMBER: 201878963 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 412-227-2001 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: KI Holdings Inc. DATE OF NAME CHANGE: 20050124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-05 0 0001315257 Koppers Holdings Inc. KOP 0001684691 Smith Jimmi Sue 436 SEVENTH AVENUE PITTSBURGH PA 15219 0 1 0 0 CFO Common Stock 2023-01-05 4 M 0 15 0.00 A 24172 D Common Stock 2023-01-05 4 F 0 1011 28.58 D 23161 D Dividend Equivalent Rights 2023-01-05 4 M 0 15 0.00 D Common Stock 15 74 D Restricted Stock Units 2023-01-05 4 A 0 931 0.00 A Common Stock 931 2336 D Restricted Stock Units 2023-01-05 4 A 0 881 0.00 A Common Stock 881 881 D Dividend Equivalent Rights 2023-01-05 4 A 0 12 0.00 A Common Stock 12 86 D Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis. Includes 236 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on December 31, 2022. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs"). These DERs were released in connection with the vesting of RSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock. On January 4, 2021, the reporting person was granted performance share units ("PSUs") for which the two-year performance period from January 1, 2021 through December 31, 2022 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number. On January 4, 2022, the reporting person was granted PSUs for which the one-year performance period from January 1, 2022 through December 31, 2022 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2025. If the Company's total shareholder return over the three-year period of January 1, 2022 through December 31, 2024 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number. The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. /s/Stephanie L. Apostolou, Attorney in Fact 2023-01-09