0000950170-24-003149.txt : 20240108
0000950170-24-003149.hdr.sgml : 20240108
20240108193928
ACCESSION NUMBER: 0000950170-24-003149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240104
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Apostolou Stephanie L
CENTRAL INDEX KEY: 0001806249
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32737
FILM NUMBER: 24521466
MAIL ADDRESS:
STREET 1: 436 SEVENTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Koppers Holdings Inc.
CENTRAL INDEX KEY: 0001315257
STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 201878963
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 436 SEVENTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
BUSINESS PHONE: 412-227-2001
MAIL ADDRESS:
STREET 1: 436 SEVENTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: KI Holdings Inc.
DATE OF NAME CHANGE: 20050124
4
1
ownership.xml
4
X0508
4
2024-01-04
0001315257
Koppers Holdings Inc.
KOP
0001806249
Apostolou Stephanie L
436 SEVENTH AVENUE
PITTSBURGH
PA
15219
false
true
false
false
General Counsel & Secretary
false
Common Stock
2024-01-04
4
A
false
4284
0.00
A
33476
D
Common Stock
2024-01-05
4
M
false
4760
A
38236
D
Common Stock
2024-01-05
4
M
false
102
0.00
A
38338
D
Common Stock
2024-01-05
4
F
false
4037
47.32
D
34301
D
Restricted Stock Units
2024-01-04
4
A
false
2424
0.00
A
Common Stock
2424
4760
D
Restricted Stock Units
2024-01-04
4
A
false
3462
0.00
A
Common Stock
3462
4237
D
Restricted Stock Units
2024-01-04
4
A
false
2074
0.00
A
Common Stock
2074
2074
D
Dividend Equivalent Rights
2024-01-04
4
A
false
88
0.00
A
Common Stock
88
258
D
Restricted Stock Units
2024-01-05
4
M
false
4760
0.00
D
Common Stock
4760
0
D
Dividend Equivalent Rights
2024-01-05
4
M
false
102
0.00
D
Common Stock
102
156
D
The reporting person was awarded time-based restricted stock units on January 4, 2024, which will vest in annual installments of one-third each over three years.
Includes 809 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2023 and June 30, 2023. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
Restricted stock units convert into common stock on a one-for-one basis.
Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.
Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs") and performance share units ("PSUs").
On January 4, 2021, the reporting person was granted PSUs for which the performance criteria for the three-year performance period from January 1, 2021 through December 31, 2023 have been satisfied.
On January 4, 2022, the reporting person was granted PSUs for which the performance criteria for the two-year performance period from January 1, 2022 through December 31, 2023 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2025. If the Company's total shareholder return over the three-year period of January 1, 2022 through December 31, 2024 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.
On January 4, 2023, the reporting person was granted PSUs for which the performance criteria for the one-year performance period from January 1, 2023 through December 31, 2023 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2026. If the Company's total shareholder return over the three-year period of January 1, 2023 through December 31, 2025 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.
The DERs accrued with respect to additional PSUs credited to the reporting person with respect to PSUs granted on January 4, 2021, January 4, 2022, and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2021 through December 31, 2023 have been satisfied, as reported in Table II above.
These DERs were released in connection with the vesting of RSUs and PSUs granted on January 4, 2021, January 4, 2022, and January 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
/s/Stephanie L. Apostolou
2024-01-08