0001209191-21-054347.txt : 20210902 0001209191-21-054347.hdr.sgml : 20210902 20210902074514 ACCESSION NUMBER: 0001209191-21-054347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spruce House Capital LLC CENTRAL INDEX KEY: 0001472167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35965 FILM NUMBER: 211231726 BUSINESS ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: SUITE 804 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-442-6727 MAIL ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: SUITE 804 CITY: NEW YORK STATE: NY ZIP: 10014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP (AI) LP CENTRAL INDEX KEY: 0001389653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35965 FILM NUMBER: 211231724 BUSINESS ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-442-6724 MAIL ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER NAME: FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP LP DATE OF NAME CHANGE: 20110203 FORMER NAME: FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERS LP DATE OF NAME CHANGE: 20101227 FORMER NAME: FORMER CONFORMED NAME: SPRUCE HOUSE PARTNERSHIP LP DATE OF NAME CHANGE: 20101115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spruce House Partnership LLC CENTRAL INDEX KEY: 0001797827 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35965 FILM NUMBER: 211231728 BUSINESS ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-661-1774 MAIL ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRUCE HOUSE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001543170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35965 FILM NUMBER: 211231725 BUSINESS ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-442-6727 MAIL ADDRESS: STREET 1: 435 HUDSON STREET STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spruce House Partnership (QP) LP CENTRAL INDEX KEY: 0001797552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35965 FILM NUMBER: 211231727 BUSINESS ADDRESS: STREET 1: 435 HUDSON ST #804 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-661-1774 MAIL ADDRESS: STREET 1: 435 HUDSON ST #804 CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTT Communications, Inc. CENTRAL INDEX KEY: 0001315255 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 202096338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 TYSONS ONE PLACE STREET 2: SUITE 1450 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: (703) 442-5500 MAIL ADDRESS: STREET 1: 7900 TYSONS ONE PLACE STREET 2: SUITE 1450 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: Global Telecom & Technology, Inc. DATE OF NAME CHANGE: 20061018 FORMER COMPANY: FORMER CONFORMED NAME: Mercator Partners Acquisition Corp. DATE OF NAME CHANGE: 20050124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-31 0 0001315255 GTT Communications, Inc. GTT 0001797827 Spruce House Partnership LLC 435 HUDSON ST #804 NEW YORK NY 10014 0 0 1 0 0001797552 Spruce House Partnership (QP) LP 435 HUDSON ST #804 NEW YORK NY 10014 0 0 1 0 0001472167 Spruce House Capital LLC 435 HUDSON STREET 8TH FLOOR NEW YORK NY 10014 0 0 1 0 0001543170 SPRUCE HOUSE INVESTMENT MANAGEMENT LLC 435 HUDSON STREET 8TH FLOOR NEW YORK NY 10014 0 0 1 0 0001389653 SPRUCE HOUSE PARTNERSHIP (AI) LP C/O SPRUCE HOUSE CAPITAL LLC 435 HUDSON STREET, 8TH FLOOR NEW YORK NY 10014 0 0 1 0 Common Stock 2021-08-31 4 J 0 15875000 0.00 D 0 D On August 31, 2021, The Spruce House Partnership LLC (the "Fund") entered into a Stock Transfer Agreement by and between the Issuer and the Fund. Pursuant to the Stock Transfer Agreement, the Fund, for no consideration, immediately upon the execution thereof, irrevocably transferred, assigned, conveyed and delivered to the Issuer (1) all of its right, title and interest in 1,376,370 shares of the Fund's shares of the Issuer's common stock and (2) any and all economic rights and interests associated with the Fund's remaining 14,498,630 shares of the Issuer's common stock (the "Remaining Shares") but retained its right, title and interest in any voting rights associated with the Remaining Shares. The reported securities are held in the account of the Fund, a private investment fund managed by Spruce House Investment Management LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the members of the Fund, The Spruce House Partnership (AI) LP and The Spruce House Partnership (QP) LP (together, the "Fund Members"), the general partner of the Fund Members, Spruce House Capital LLC (the "General Partner"), and by Zachary Sternberg and Benjamin Stein, managing members of the Investment Manager and the General Partner (the "Managing Members"). Each of the Investment Manager, the Fund Members, the General Partner and the Managing Members disclaim beneficial ownership of the reported securities held by the Fund, except to the extent of his or its pecuniary interest therein. The Fund, the Fund Members, the Investment Manager, the General Partner and the Managing Members affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. THE SPRUCE HOUSE PARTNERSHIP LLC: By: The Spruce House Partnership (QP) LP, member; By: Spruce House Capital LLC, its general partner; By: /s/ Tom Walker, President, Treasurer and Secretary 2021-09-02 THE SPRUCE HOUSE PARTNERSHIP (QP) LP: By: Spruce House Capital LLC, its general partner; By: /s/ Tom Walker, President, Treasurer and Secretary 2021-09-02 SPRUCE HOUSE CAPITAL LLC, By: /s/ Thomas Walker, Authorized Person 2021-09-02 SPRUCE HOUSE INVESTMENT MANAGEMENT LLC, By: /s/ Thomas Walker, Authorized Person 2021-09-02 THE SPRUCE HOUSE PARTNERSHIP (AI) LP, By: /s/ Thomas Walker, Authorized Person 2021-09-02