0001315098-24-000069.txt : 20240404 0001315098-24-000069.hdr.sgml : 20240404 20240404173900 ACCESSION NUMBER: 0001315098-24-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240403 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guthrie Michael CENTRAL INDEX KEY: 0001607880 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 24824177 MAIL ADDRESS: STREET 1: TRUECAR, INC., 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1712266729.xml FORM 4 X0508 4 2024-04-03 0 0001315098 Roblox Corp RBLX 0001607880 Guthrie Michael C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Financial Officer 1 Class A Common Stock 2024-04-03 4 M 0 30000 0.53 A 426709 D Class A Common Stock 2024-04-03 4 S 0 30000 36.0579 D 396709 D Class A Common Stock 61422 I See Footnote Stock Option (Right to Buy) 0.53 2024-04-03 4 M 0 30000 0 D 2028-02-05 Class A Common Stock 30000 1612390 D A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 18, 2023. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $36.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. The Reporting Person may be deemed to have beneficial ownership of the securities held by the trust. 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/ Adele Freedman Attorney-in-Fact for Michael J. Guthrie 2024-04-04