0001315098-23-000182.txt : 20231122 0001315098-23-000182.hdr.sgml : 20231122 20231122180704 ACCESSION NUMBER: 0001315098-23-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mastantuono Gina CENTRAL INDEX KEY: 0001465391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 231434674 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wk-form4_1700694415.xml FORM 4 X0508 4 2023-11-20 0 0001315098 Roblox Corp RBLX 0001465391 Mastantuono Gina C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 0 Class A Common Stock 2023-11-20 4 J 0 1596 0 D 17562 D Phantom Stock 2023-11-20 4 J 0 1596 A Class A Common Stock 1596 3192 D In connection with the vesting on November 20, 2023, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 1,596 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 1,596 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 1,596 shares of Class A common stock in exchange for an equal number of shares of phantom stock. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Each share of phantom stock represents a right to receive one share of Class A common stock. The phantom stock becomes payable in two lump sum payments each at 50% on March 1, 2028 subject to the Reporting Person continuing as a service provider through March 1, 2028 and 50% on a separation from service. /s/ Adele Freedman Attorney-in-Fact for Gina Mastantuonto 2023-11-22