0001209191-21-056494.txt : 20210916 0001209191-21-056494.hdr.sgml : 20210916 20210916201008 ACCESSION NUMBER: 0001209191-21-056494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210914 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donato Craig CENTRAL INDEX KEY: 0001834992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211259031 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-14 0 0001315098 Roblox Corp RBLX 0001834992 Donato Craig C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Business Officer Class A Common Stock 2021-09-14 4 S 0 4987 82.1734 D 1437463 D Class A Common Stock 2021-09-14 4 S 0 5913 82.2698 D 1431550 D Class A Common Stock 2021-09-14 4 S 0 1500 84.0433 D 1430050 D Class A Common Stock 2021-09-14 4 S 0 12600 85.0006 D 1417450 D Class A Common Stock 2021-09-14 4 S 0 11676 82.1523 D 353324 I See Footnotes Class A Common Stock 2021-09-14 4 S 0 14581 83.2491 D 338743 I See Footnotes Class A Common Stock 2021-09-14 4 S 0 3329 84.0122 D 335414 I See Footnotes Class A Common Stock 2021-09-14 4 S 0 15414 84.9962 D 320000 I See Footnotes The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.73 to $82.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.74 to $83.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.07, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.71 to $82.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.75 to $83.74, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.78 to $85.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Mark Reinstra Attorney-in-Fact for Craig Donato 2021-09-16