0001178937-23-000030.txt : 20231127 0001178937-23-000030.hdr.sgml : 20231127 20231127193212 ACCESSION NUMBER: 0001178937-23-000030 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231127 DATE AS OF CHANGE: 20231127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Connect Biopharma Holdings Ltd CENTRAL INDEX KEY: 0001835268 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40212 FILM NUMBER: 231441582 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 350 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-727-1040 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 350 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RA Capital Healthcare Fund LP CENTRAL INDEX KEY: 0001315082 IRS NUMBER: 830406780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 200 BERKELEY STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6177782500 MAIL ADDRESS: STREET 1: 200 BERKELEY STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: RA Capital Biotech Fund LP DATE OF NAME CHANGE: 20050121 144 1 primary_doc.xml 144 0001315082 XXXXXXXX LIVE 0001835268 Connect Biopharma Holdings Ltd 001-40212 12265 EL CAMINO REAL, SUITE 350 SAN DIEGO CA 92130 858-727-1040 RA Capital Healthcare Fund LP 10% Stockholder Common Stock BTIG, LLC

600 Montgomery Street 6th Floor San Francisco CA 94111

906504 1169390.00 55071559 11/27/2023 Nasdaq Common Stock 03/19/2021 Open market purchase Exchange N 145868 03/19/2021 Cash Common Stock 03/19/2021 Open Market Purchase Exchange N 95954 03/19/2021 Cash Common Stock 03/19/2021 Open Market Purchase Exchange N 177054 03/19/2021 Cash Common Stock 03/19/2021 IPO Investment Issuer N 487628 03/19/2021 Cash N RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/21/2023 355421 556909.16 RA Capital Healthcare Fund LP

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/22/2023 116311 151902.17 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/21/2023 59509 93244.00 RA Capital Nexus Fund, L.P.

299 Berkeley Street 18th Floor Boston MA 02116

Common Stock 11/22/2023 19474 25433.04 11/27/2023 /s/ David Crowe