0001209191-15-065780.txt : 20150813
0001209191-15-065780.hdr.sgml : 20150813
20150813133436
ACCESSION NUMBER: 0001209191-15-065780
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150811
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunGard
CENTRAL INDEX KEY: 0001337272
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 203059890
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 484-582-2000
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SUNGARD CAPITAL CORP
DATE OF NAME CHANGE: 20050829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silbey Victoria E
CENTRAL INDEX KEY: 0001314957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53653
FILM NUMBER: 151049919
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-11
0
0001337272
SunGard
NONE
0001314957
Silbey Victoria E
680 EAST SWEDESFORD ROAD
WAYNE
PA
19087
0
1
0
0
SVP & Chief Legal Officer
Class A Common Stock
2015-08-11
4
M
0
144462.5151
A
244486.5855
D
Class A Common Stock
2015-08-11
4
F
0
109278.1693
0.00
D
135208.4162
D
Class A Common Stock
2015-08-11
4
M
0
103118.9784
A
238327.3946
D
Class A Common Stock
2015-08-11
4
F
0
78003.9935
0.00
D
160323.4012
D
Time-Based Unit Option (right to buy)
12.87
2015-08-11
4
M
0
111125.0116
0.00
D
2010-08-11
2015-08-11
Unit
111125.0116
0
D
Performance-Based Unit Option (right to buy)
12.87
2015-08-11
4
M
0
79322.2911
0.00
D
2013-12-31
2015-08-11
Unit
79322.2911
0
D
Class L Common Stock
2015-08-11
4
M
0
16051.3906
0.00
A
Class A-8 Common Stock
16051.3906
27165.1762
D
Class L Common Stock
2015-08-11
4
F
0
12142.0188
0.00
D
Class A-8 Common Stock
12142.0188
15023.1574
D
Class L Common Stock
2015-08-11
4
M
0
11457.6643
0.00
A
Class A-8 Common Stock
11457.6643
26480.8216
D
Class L Common Stock
2015-08-11
4
F
0
8667.11
0.00
D
Class A-8 Common Stock
8667.11
17813.7112
D
Shares received upon an exercise of an aggregate of 111,125.0116 options for Units at an exercise price of $12.87 per Unit.
Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard and 0.038 shares of preferred stock of SunGard Capital Corp. II.
Shares received upon an exercise of an aggregate of 79,322.2911 options for Units at an exercise price of $12.87 per Unit.
Each share of Class L common stock automatically converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
Leslie S. Brush, attorney-in-fact for Victoria E. Silbey
2015-08-13