0001209191-15-065780.txt : 20150813 0001209191-15-065780.hdr.sgml : 20150813 20150813133436 ACCESSION NUMBER: 0001209191-15-065780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150811 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CENTRAL INDEX KEY: 0001337272 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 203059890 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNGARD CAPITAL CORP DATE OF NAME CHANGE: 20050829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silbey Victoria E CENTRAL INDEX KEY: 0001314957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53653 FILM NUMBER: 151049919 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-11 0 0001337272 SunGard NONE 0001314957 Silbey Victoria E 680 EAST SWEDESFORD ROAD WAYNE PA 19087 0 1 0 0 SVP & Chief Legal Officer Class A Common Stock 2015-08-11 4 M 0 144462.5151 A 244486.5855 D Class A Common Stock 2015-08-11 4 F 0 109278.1693 0.00 D 135208.4162 D Class A Common Stock 2015-08-11 4 M 0 103118.9784 A 238327.3946 D Class A Common Stock 2015-08-11 4 F 0 78003.9935 0.00 D 160323.4012 D Time-Based Unit Option (right to buy) 12.87 2015-08-11 4 M 0 111125.0116 0.00 D 2010-08-11 2015-08-11 Unit 111125.0116 0 D Performance-Based Unit Option (right to buy) 12.87 2015-08-11 4 M 0 79322.2911 0.00 D 2013-12-31 2015-08-11 Unit 79322.2911 0 D Class L Common Stock 2015-08-11 4 M 0 16051.3906 0.00 A Class A-8 Common Stock 16051.3906 27165.1762 D Class L Common Stock 2015-08-11 4 F 0 12142.0188 0.00 D Class A-8 Common Stock 12142.0188 15023.1574 D Class L Common Stock 2015-08-11 4 M 0 11457.6643 0.00 A Class A-8 Common Stock 11457.6643 26480.8216 D Class L Common Stock 2015-08-11 4 F 0 8667.11 0.00 D Class A-8 Common Stock 8667.11 17813.7112 D Shares received upon an exercise of an aggregate of 111,125.0116 options for Units at an exercise price of $12.87 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard and 0.038 shares of preferred stock of SunGard Capital Corp. II. Shares received upon an exercise of an aggregate of 79,322.2911 options for Units at an exercise price of $12.87 per Unit. Each share of Class L common stock automatically converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration, under the Securities Act of 1933, of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise. Leslie S. Brush, attorney-in-fact for Victoria E. Silbey 2015-08-13