0001209191-15-049347.txt : 20150603 0001209191-15-049347.hdr.sgml : 20150603 20150603101908 ACCESSION NUMBER: 0001209191-15-049347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD CAPITAL CORP II CENTRAL INDEX KEY: 0001337274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 203060101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silbey Victoria E CENTRAL INDEX KEY: 0001314957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53654 FILM NUMBER: 15909016 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-01 0 0001337274 SUNGARD CAPITAL CORP II NONE 0001314957 Silbey Victoria E 680 EAST SWEDESFORD ROAD WAYNE PA 19087 0 1 0 0 SVP & Chief Legal Officer Preferred Stock 2015-06-03 4 M 0 473.3646 A 2892.3721 D Preferred Stock 2015-06-03 4 F 0 218.1737 205.52 D 2674.198 D Preferred Stock 2015-06-03 4 M 0 473.3646 A 3147.563 D Preferred Stock 2015-06-03 4 F 0 218.1738 205.52 D 2929.389 D Time-Based Resttricted Stock Unit 0.00 2015-06-01 4 A 0 8343 0.00 A Units 8343 8343 D Performance-Based Restricted Stock Unit 0.00 2015-06-01 4 A 0 16687 0.00 A Units 16687 16687 D Time-Based Restricted Stock Unit 2015-06-03 4 M 0 12433.1134 0.00 D 2015-06-03 2015-06-03 Units 12433.1134 0 D Performance-Based Restricted Stock Unit 2015-06-03 4 M 0 12433.1134 0.00 D 2015-06-03 2015-06-03 Units 12433.1134 0 D Time-Based Restricted Stock Units ("RSU") award granted June 3, 2011 represented the right to receive Units (as defined in note 4 below) upon satisfaction of time-based vesting and payout conditions. Performance-Based RSU award granted June 3, 2011 represented a right to receive Units (as defined in note 4 below) upon satisfaction of performance-based vesting and time-based payout conditions. Time-Based RSUs vest over three years with one-third vesting on each of the first three anniversaries of the date of grant. The Reporting Person's vested RSUs are paid in shares upon vesting. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II. Performance-Based RSUs vest up to 200% of the amount granted if the value of shares on June 1, 2018 meets specified stock price thresholds and if the Reporting Person remains employed through June 1, 2018. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) the Reporting Person's termination of employment as a result of death, (ii) the Reporting Person's separation from service without cause upon or following a change of control or (iii) the date that is three years after the date of grant. Leslie S. Brush, attorney-in-fact for Victoria E. Silbey 2015-06-03