0001104659-24-046411.txt : 20240411 0001104659-24-046411.hdr.sgml : 20240411 20240411181748 ACCESSION NUMBER: 0001104659-24-046411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240409 FILED AS OF DATE: 20240411 DATE AS OF CHANGE: 20240411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jurvetson Stephen T CENTRAL INDEX KEY: 0001314917 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 24839620 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: (604) 631-3115 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 tm2411656-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-09 0 0001798562 TMC the metals Co Inc. TMC 0001314917 Jurvetson Stephen T C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 0 0 0 0 Stock Option (right to buy) 1.71 2024-04-09 4 A 0 3440000 0.00 A 2031-04-09 Common Shares 3440000 3440000 D Pursuant to the consulting agreement entered into between the Issuer and the reporting person, the reporting person was granted stock options under the Issuer's 2021 Incentive Equity Plan, which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of April 9, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. The term of the stock option is seven years from the Grant Date. /s/ Ryan Coombes, General Counsel 2024-04-11