0001562180-20-005564.txt : 20200819 0001562180-20-005564.hdr.sgml : 20200819 20200819185459 ACCESSION NUMBER: 0001562180-20-005564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fraser Anna CENTRAL INDEX KEY: 0001765328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 201118267 MAIL ADDRESS: STREET 1: C/O SONOS INC. STREET 2: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-08-17 false 0001314727 Sonos Inc SONO 0001765328 Fraser Anna C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 false true false false Chief People Officer Common Stock 2020-08-17 4 M false 17600.00 A 43290.00 D Common Stock 2020-08-17 4 F false 9267.00 14.04 D 34023.00 D Restricted Stock Units 2020-08-17 4 M false 17600.00 0.00 D Common Stock 17600.00 310864.00 D Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. /s/ Robert Capilupi by power of attorney 2020-08-19 EX-24 2 afraserpoa.txt POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Rebecca Schuster and Eric Bowers, and each of them, as her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director, and/or person who holds more than 10% of the outstanding capital stock of Sonos, Inc. (the "Company"), any and all Form ID, or Form 3, 4 or 5 reports and any amendments thereto required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") and the rules thereunder with respect to transactions in the Company's securities; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form ID, or Form 3, 4 or 5 report and any amendments thereto and timely file such report with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in- fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 or 5 reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of August, 2019. /s/ Anna Fraser Anna Fraser 28199/00018/FW/10112687.1