0001562180-20-005564.txt : 20200819
0001562180-20-005564.hdr.sgml : 20200819
20200819185459
ACCESSION NUMBER: 0001562180-20-005564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200817
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fraser Anna
CENTRAL INDEX KEY: 0001765328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38603
FILM NUMBER: 201118267
MAIL ADDRESS:
STREET 1: C/O SONOS INC.
STREET 2: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonos Inc
CENTRAL INDEX KEY: 0001314727
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 030479476
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
BUSINESS PHONE: 805-965-3001
MAIL ADDRESS:
STREET 1: 614 CHAPALA STREET
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-08-17
false
0001314727
Sonos Inc
SONO
0001765328
Fraser Anna
C/O SONOS, INC.
614 CHAPALA STREET
SANTA BARBARA
CA
93101
false
true
false
false
Chief People Officer
Common Stock
2020-08-17
4
M
false
17600.00
A
43290.00
D
Common Stock
2020-08-17
4
F
false
9267.00
14.04
D
34023.00
D
Restricted Stock Units
2020-08-17
4
M
false
17600.00
0.00
D
Common Stock
17600.00
310864.00
D
Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
/s/ Robert Capilupi by power of attorney
2020-08-19
EX-24
2
afraserpoa.txt
POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby
constitutes and appoints Rebecca Schuster and Eric Bowers, and each
of them, as her true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer, director, and/or person who
holds more than 10% of the outstanding capital stock of Sonos, Inc.
(the "Company"), any and all Form ID, or Form 3, 4 or 5 reports and
any amendments thereto required to be filed by the undersigned in
accordance with Section 16(a) of the Securities Exchange Act of 1934
(the "Exchange Act") and the rules thereunder with respect to
transactions in the Company's securities;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to complete and
execute any such Form ID, or Form 3, 4 or 5 report and any amendments
thereto and timely file such report with the U.S. Securities and
Exchange Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the
undersigned, pursuant to this Power of Attorney, shall be in such
form and shall contain such terms and conditions as such attorney-in-
fact may approve in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform each and every act and thing
whatsoever requisite, necessary, and proper to be done in the
exercise of any of the rights and powers herein granted, as fully to
all intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
his or her substitute or substitutes, shall lawfully do or cause to
be done by virtue of this Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that no such
attorney-in-fact, in serving in such capacity at the request of the
undersigned, is hereby assuming, nor is the Company hereby assuming,
any of the undersigned's responsibilities to comply with Section 16
of the Exchange Act.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Form 3, 4 or 5
reports with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 13th day of August, 2019.
/s/ Anna Fraser
Anna Fraser
28199/00018/FW/10112687.1