0001562180-20-000571.txt : 20200124 0001562180-20-000571.hdr.sgml : 20200124 20200124193237 ACCESSION NUMBER: 0001562180-20-000571 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200114 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perri David CENTRAL INDEX KEY: 0001795696 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 20546813 MAIL ADDRESS: STREET 1: C/O SONOS, INC. STREET 2: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 3 1 primarydocument.xml PRIMARY DOCUMENT X0206 3 2020-01-14 0 0001314727 Sonos Inc SONO 0001795696 Perri David C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 false true false false Chief Operations Officer Employee Stock Option (right to buy) 11.275 2024-07-31 Common Stock 45830.00 D Employee Stock Option (right to buy) 13.56 2025-08-11 Common Stock 14628.00 D Employee Stock Option (right to buy) 13.56 2025-11-05 Common Stock 5078.00 D Employee Stock Option (right to buy) 13.56 2026-07-06 Common Stock 108918.00 D Employee Stock Option (right to buy) 13.56 2026-09-07 Common Stock 152326.00 D Employee Stock Option (right to buy) 13.56 2027-05-21 Common Stock 40000.00 D Employee Stock Option (right to buy) 15.05 2028-05-24 Common Stock 42000.00 D Employee Stock Option (right to buy) 15.00 2028-07-31 Common Stock 31000.00 D Restricted Stock Units Common Stock 100626.00 D Restricted Stock Units Common Stock 79320.00 D The stock option is fully vested and immediately exercisable. The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2016, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on October 8, 2016, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2017, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2018, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. 25% of the option vested and became exercisable on August 1, 2019, and thereafter will vest in equal quarterly installments over three years, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. /s/ Nanette Agustines, by power of attorney 2020-01-24